Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 4, 2020 AIXC S 18,750 $0.38 $7,125 81,727 Indirect -18.66% Disposed
Oct. 3, 2017 AIXC P 187,500 · · 1,004,772 Indirect +22.94% Acquired
Oct. 3, 2017 AIXC P 187,500 · · 187,500 Indirect · Acquired
Feb. 22, 2016 AIXC P 6,250 $1.60 $10,000 6,250 Indirect · Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 11, 2022 AIXC Stock Option (Right to Buy) Common Stock (40,000) $0.51 July 11, 2032 40,000 Acquired
June 6, 2020 AIXC Stock Option (Right to Buy) Common Stock (50,000) $5.13 June 6, 2030 50,000 Acquired
May 18, 2020 AIXC Non-qualified Stock Option (Right to Buy) Common Stock (361,502) $0.64 May 18, 2024 361,502 Acquired
Feb. 6, 2019 AIXC Non-Qualified Stock Option (Right to Buy) Common Stock (200,000) $0.60 Feb. 6, 2029 200,000 Acquired
Jan. 23, 2018 AIXC Non-Qualified Stock Option (Right to Buy) Common Stock (495,065) $0.34 Jan. 23, 2028 495,065 Acquired
Oct. 3, 2017 AIXC Warrants (right to buy) Common Stock $0.44 Oct. 3, 2022 187,500 Acquired
Oct. 25, 2016 AIXC Non-qualified Stock Option (Right to Buy) Common Stock (140,044) $2.60 Oct. 25, 2026 140,044 Acquired
July 5, 2016 AIXC Non-qualified Stock Option (Right to Buy) Common Stock (82,000) $1.54 July 5, 2026 82,000 Acquired
June 29, 2015 AIXC Convertible Preferred Stock Common Stock (817,272) · · 817,272 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 24, 2015 AIXC Stock Option→ Common Stock (20,979) 20,979 Direct
June 24, 2015 AIXC Stock Option→ Common Stock (432,434) 432,434 Direct
June 24, 2015 AIXC Stock Option→ Common Stock (48,951) 48,951 Direct
June 24, 2015 AIXC Convertible Preferred Stock→ Common Stock (817,272) 817,272 Indirect