Insider at

04

Insider transactions

05
1 buys (P) 0 sells (S) Net: $2,000,000 + 27 non-open-market transactions below Avg return of open purchases vs now: -48.5% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 20, 2025 GLOO P 250,000 $8.00 $2,000,000 250,000 Direct · Acquired -48.5% (price as of 2026-10-02)
March 18, 2020 CSWC P 15,500 $8.84 $137,020 39,004 Direct +65.95% Acquired 166.1% (price as of 2026-10-02)
March 18, 2020 CSWC P 39,000 $8.84 $344,760 39,000 Indirect · Acquired 166.1% (price as of 2026-10-02)
Dec. 26, 2018 CSWC P 3,504 $18.78 $65,805 23,504 Direct +17.52% Acquired 25.2% (price as of 2026-10-02)
Dec. 24, 2018 CSWC P 2,900 $18.16 $52,664 20,000 Direct +16.96% Acquired 29.5% (price as of 2026-10-02)
Sept. 15, 2016 CSWC P 5,400 $14.90 $80,460 17,100 Direct +46.15% Acquired 57.9% (price as of 2026-10-02)
Sept. 14, 2016 CSWC P 900 $14.90 $13,410 11,700 Direct +8.33% Acquired 57.9% (price as of 2026-10-02)
Sept. 13, 2016 CSWC P 2,700 $14.90 $40,230 10,800 Direct +33.33% Acquired 57.9% (price as of 2026-10-02)
Sept. 9, 2016 CSWC P 2,600 $14.89 $38,714 8,600 Direct +43.33% Acquired 58.0% (price as of 2026-10-02)
Sept. 8, 2016 CSWC P 1,500 $14.84 $22,260 5,500 Direct +37.50% Acquired 58.5% (price as of 2026-10-02)
Sept. 7, 2016 CSWC P 1,900 $14.78 $28,082 4,000 Direct +90.48% Acquired 59.1% (price as of 2026-10-02)
May 15, 2015 CSWC P 2,100 $51.43 $108,003 2,100 Direct · Acquired 24.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 9, 2026 GLOO Class B Common Stock Class A Common Stock (732,856) · · 732,856 Disposed
July 9, 2026 GLOO Class B Common Stock Class A Common Stock (544,444) · · 544,444 Disposed
May 13, 2026 DTI Restricted Stock Units Common Stock (28,626) · · 28,626 Disposed
April 29, 2026 DTI Restricted Stock Units Common Stock · · 23,438 Acquired
May 14, 2025 DTI Restricted Stock Units Common Stock (13,712) · · 13,712 Disposed
May 13, 2025 DTI Restricted Stock Units Common Stock (28,626) · · 28,626 Acquired
May 14, 2024 DTI Restricted Stock Units Common Stock (18,610) · · 18,610 Disposed
May 14, 2024 DTI Restricted Stock Units Common Stock (13,712) · · 13,712 Acquired
May 14, 2024 DTI Restricted Stock Units Common Stock (18,610) · · 18,610 Acquired
June 20, 2023 DTI Stock Option (right to buy) Common Stock (57,059) $3.72 April 1, 2027 57,059 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 19, 2025 GLOO Class B Common Stock [F1]→ Class A Common Stock (544,444) 544,444 Indirect
Nov. 19, 2025 GLOO Warrant (right to buy) [F1]→ Class B Common Stock (166,666) 166,666 Indirect
Nov. 19, 2025 GLOO Class B Common Stock [F1]→ Class A Common Stock (732,856) 732,856 Indirect
Nov. 19, 2025 GLOO Class B Common Stock [F1]→ Class A Common Stock (458,333) 458,333 Indirect
Nov. 19, 2025 GLOO Stock Option (right to buy)→ Class B Common Stock (5,555) 5,555 Direct
July 29, 2014 CSWC Common Stock 0 Direct