James A Brock
CIK 1620612 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 25, 2014 · Latest: Sept. 25, 2014
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net:
$-4,122,874
+ 75 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
75 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 18, 2026 | CNR | S | 40,760 | $101.15 | $4,122,874 | 100,000 Indirect | -28.96% | Disposed | -4.6% (price as of 2026-08-21) |
| June 28, 2024 | CNR | S 10b5-1 | 3,700 | $102.29 | $378,473 | 513,789 Direct | -0.71% | Disposed | -5.7% (price as of 2026-08-21) |
| June 28, 2024 | CNR | S 10b5-1 | 4,488 | $101.26 | $454,455 | 517,489 Direct | -0.86% | Disposed | -4.7% (price as of 2026-08-21) |
| June 28, 2024 | CNR | S 10b5-1 | 4,410 | $100.46 | $443,029 | 521,977 Direct | -0.84% | Disposed | -4.0% (price as of 2026-08-21) |
| June 28, 2024 | CNR | S 10b5-1 | 3,100 | $99.79 | $309,349 | 526,387 Direct | -0.59% | Disposed | -3.3% (price as of 2026-08-21) |
| June 27, 2024 | CNR | S 10b5-1 | 300 | $101.83 | $30,549 | 529,487 Direct | -0.06% | Disposed | -5.3% (price as of 2026-08-21) |
| June 27, 2024 | CNR | S 10b5-1 | 200 | $100.51 | $20,102 | 529,787 Direct | -0.04% | Disposed | -4.0% (price as of 2026-08-21) |
| June 27, 2024 | CNR | S 10b5-1 | 400 | $99.36 | $39,744 | 529,987 Direct | -0.08% | Disposed | -2.9% (price as of 2026-08-21) |
| June 27, 2024 | CNR | S 10b5-1 | 800 | $98.56 | $78,848 | 530,837 Direct | -0.15% | Disposed | -2.1% (price as of 2026-08-21) |
| May 23, 2024 | CNR | S 10b5-1 | 900 | $98.19 | $88,371 | 531,187 Direct | -0.17% | Disposed | -1.8% (price as of 2026-08-21) |
| May 22, 2024 | CNR | S 10b5-1 | 5,400 | $98.21 | $530,334 | 532,087 Direct | -1.00% | Disposed | -1.8% (price as of 2026-08-21) |
| Dec. 20, 2023 | CNR | S 10b5-1 | 700 | $103.19 | $72,233 | 526,682 Direct | -0.13% | Disposed | -6.5% (price as of 2026-08-21) |
| Dec. 20, 2023 | CNR | S 10b5-1 | 5,969 | $102.48 | $611,703 | 527,382 Direct | -1.12% | Disposed | -5.9% (price as of 2026-08-21) |
| Dec. 19, 2023 | CNR | S 10b5-1 | 1,647 | $100.33 | $165,244 | 533,351 Direct | -0.31% | Disposed | -3.8% (price as of 2026-08-21) |
| Dec. 19, 2023 | CNR | S 10b5-1 | 2,600 | $99.51 | $258,726 | 534,998 Direct | -0.48% | Disposed | -3.1% (price as of 2026-08-21) |
| Dec. 19, 2023 | CNR | S 10b5-1 | 800 | $98.30 | $78,640 | 537,598 Direct | -0.15% | Disposed | -1.9% (price as of 2026-08-21) |
| Dec. 18, 2023 | CNR | S 10b5-1 | 105 | $99.23 | $10,419 | 538,398 Direct | -0.02% | Disposed | -2.8% (price as of 2026-08-21) |
| Dec. 18, 2023 | CNR | S 10b5-1 | 1,517 | $98.22 | $149,000 | 538,503 Direct | -0.28% | Disposed | -1.8% (price as of 2026-08-21) |
| Dec. 1, 2022 | CNR | S 10b5-1 | 500 | $78.20 | $39,100 | 473,020 Direct | -0.11% | Disposed | 23.4% (price as of 2026-08-21) |
| Nov. 30, 2022 | CNR | S 10b5-1 | 3,314 | $78.08 | $258,757 | 473,520 Direct | -0.70% | Disposed | 23.6% (price as of 2026-08-21) |
| Nov. 29, 2022 | CNR | S 10b5-1 | 12,500 | $75.33 | $941,625 | 476,834 Direct | -2.55% | Disposed | 28.1% (price as of 2026-08-21) |
| Aug. 17, 2022 | CNR | S | 10,617 | $68.61 | $728,432 | 489,334 Direct | -2.12% | Disposed | 40.6% (price as of 2026-08-21) |
| Aug. 17, 2022 | CNR | S | 18,174 | $67.71 | $1,230,562 | 499,951 Direct | -3.51% | Disposed | 42.5% (price as of 2026-08-21) |
| Aug. 17, 2022 | CNR | S | 21,209 | $67.00 | $1,421,003 | 518,125 Direct | -3.93% | Disposed | 44.0% (price as of 2026-08-21) |
| April 27, 2015 | CNX | S 10b5-1 | 1,104 | $29.96 | $33,076 | 45,233 Direct | -2.38% | Disposed | 45.9% (price as of 2026-08-21) |
Showing latest 100 of 102 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 31, 2024 | CNR | Market Share Units | Common stock, par value $0.01 per share (59,101) | — | — | 59,101 | Disposed |
| Jan. 31, 2023 | CNR | Market Share Units | Common stock, par value $0.01 per share (59,101) | — | — | 59,101 | Disposed |
| Feb. 1, 2022 | CNR | Market Share Units | Common stock, par value $0.01 per share (59,102) | — | — | 59,102 | Disposed |
| Feb. 9, 2021 | CNR | Market Share Units | Common stock, par value $0.01 per share (177,304) | — | — | 177,304 | Acquired |
| April 27, 2015 | CNX | Stock Option (right to buy) | Common shares, $0.01 par value per share (1,104) | $22.75 | May 3, 2015 | 1,104 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 25, 2014 | CNX | Common shares, $0.01 par value per share | — | Direct |
| Sept. 25, 2014 | CNX | Common shares, $0.01 par value per share | 18,703 | Indirect |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (200) | 200 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (904) | 904 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (3,226) | 3,226 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (6,432) | 6,432 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (3,111) | 3,111 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (6,347) | 6,347 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (4,115) | 4,115 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (6,329) | 6,329 | Direct |
| Sept. 25, 2014 | CNX | Stock Option (right to buy)→ Common stock, $0.01 par value per share (12,420) | 12,420 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $409,654 | — | $2,368,779 | — | $533,000 | $301,970 | $45,606 | $2,044,580 |
CNR
CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $1,000,000 | — | $15,922,176 | — | — | $121,035 | — | $19,445,313 |
| 2024 | $1,000,000 | — | $3,000,000 | — | $8,845,066 | $68,804 | $177,437 | $13,091,307 |
| 2023 | $1,000,000 | $1,000,000 | $3,000,000 | — | $8,012,309 | $147,121 | $35,235 | $13,194,665 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.