James A C Kennedy

CIK 1203069 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 8, 2023 · Latest: Nov. 8, 2023

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 88 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

88 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 7, 2023	UAL	P	1,500	$36.67	$55,005	29,363 Direct	+5.38%	Acquired	208.3% (price as of 2026-08-21)
Nov. 6, 2023	UAL	P	4,500	$36.43	$163,935	27,863 Direct	+19.26%	Acquired	210.3% (price as of 2026-08-21)
May 26, 2023	UAL	M	3,767	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 26, 2023	UAL	M	3,767	—	—	23,363 Direct	+19.22%	Acquired	(price as of 2026-08-21)
May 25, 2023	UAL	A	3,598	—	—	3,598 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 15, 2022	UAL	P	3,000	$39.06	$117,180	19,596 Direct	+18.08%	Acquired	189.4% (price as of 2026-08-21)
Dec. 14, 2022	UAL	P	2,000	$39.72	$79,440	16,596 Direct	+13.70%	Acquired	184.6% (price as of 2026-08-21)
May 27, 2022	UAL	M	2,904	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 27, 2022	UAL	D	1,452	$47.52	$68,999	14,596 Direct	-9.05%	Disposed	137.9% (price as of 2026-08-21)
May 27, 2022	UAL	M	2,904	—	—	16 Direct	—	Acquired	(price as of 2026-08-21)
May 26, 2022	UAL	A	3,767	—	—	3,767 Direct	—	Acquired	(price as of 2026-08-21)
May 27, 2021	UAL	A	2,904	—	—	2,904 Direct	—	Acquired	(price as of 2026-08-21)
May 21, 2021	UAL	M	6,592	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 21, 2021	UAL	D	3,296	$55.30	$182,269	13,144 Direct	-20.05%	Disposed	104.4% (price as of 2026-08-21)
May 21, 2021	UAL	M	6,592	—	—	16,440 Direct	+66.94%	Acquired	(price as of 2026-08-21)
May 23, 2020	UAL	M	2,103	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 23, 2020	UAL	M	2,103	—	—	9,848 Direct	+27.15%	Acquired	(price as of 2026-08-21)
May 21, 2020	UAL	A	6,592	—	—	6,592 Direct	—	Acquired	(price as of 2026-08-21)
May 24, 2019	UAL	M	2,284	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 24, 2019	UAL	D	1,142	$81.11	$92,628	7,745 Direct	-12.85%	Disposed	39.4% (price as of 2026-08-21)
May 24, 2019	UAL	M	2,284	—	—	8,887 Direct	+34.59%	Acquired	(price as of 2026-08-21)
May 23, 2019	UAL	A	2,103	—	—	2,103 Direct	—	Acquired	(price as of 2026-08-21)
May 25, 2018	UAL	M	1,993	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 25, 2018	UAL	D	997	$71.70	$71,485	6,603 Direct	-13.12%	Disposed	57.7% (price as of 2026-08-21)
May 25, 2018	UAL	M	1,993	—	—	7,600 Direct	+35.54%	Acquired	(price as of 2026-08-21)
May 24, 2018	UAL	A	2,284	—	—	2,284 Direct	—	Acquired	(price as of 2026-08-21)
June 9, 2017	UAL	M	2,707	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 9, 2017	UAL	D	0	$79.82	—	5,607 Direct	0.00%	Disposed	41.6% (price as of 2026-08-21)
June 9, 2017	UAL	M	2,707	—	—	5,607 Direct	+93.34%	Acquired	(price as of 2026-08-21)
May 25, 2017	UAL	A	1,993	—	—	1,993 Direct	—	Acquired	(price as of 2026-08-21)
June 9, 2016	UAL	A	2,707	—	—	2,707 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2016	TROW	A	118	$73.91	$8,721	1,340,183 Direct	+0.01%	Acquired	53.9% (price as of 2026-08-21)
April 27, 2016	TROW	S	50,000	$77.75	$3,887,500	788,262 Indirect	-5.96%	Disposed	46.3% (price as of 2026-08-21)
April 26, 2016	UAL	P	2,000	$49.90	$99,800	2,900 Direct	+222.22%	Acquired	126.5% (price as of 2026-08-21)
March 21, 2016	TROW	S	38,992	$73.42	$2,862,793	838,262 Indirect	-4.44%	Disposed	54.9% (price as of 2026-08-21)
March 10, 2016	UAL	P	900	$57.55	$51,795	900 Direct	—	Acquired	96.4% (price as of 2026-08-21)
Feb. 18, 2016	TROW	G	1,000	—	—	1,340,065 Direct	-0.07%	Disposed	(price as of 2026-08-21)
Feb. 16, 2016	TROW	A	3,750	—	—	1,341,065 Direct	+0.28%	Acquired	(price as of 2026-08-21)
Dec. 28, 2015	TROW	G	30,000	—	—	1,337,315 Direct	-2.19%	Disposed	(price as of 2026-08-21)
Dec. 21, 2015	TROW	M	126	—	—	51,921 Direct	-0.24%	Disposed	(price as of 2026-08-21)
Dec. 21, 2015	TROW	M	2,098	—	—	49,949 Direct	-4.03%	Disposed	(price as of 2026-08-21)
Dec. 21, 2015	TROW	M	2,098	$47.65	$99,970	1,367,315 Direct	+0.15%	Acquired	138.7% (price as of 2026-08-21)
Dec. 21, 2015	TROW	M	126	$43.37	$5,465	1,365,217 Direct	+0.01%	Acquired	162.2% (price as of 2026-08-21)
Dec. 11, 2015	TROW	G	30,000	—	—	1,365,091 Direct	-2.15%	Disposed	(price as of 2026-08-21)
Dec. 10, 2015	TROW	F	3,475	$73.34	$254,856	1,395,091 Direct	-0.25%	Disposed	55.1% (price as of 2026-08-21)
Nov. 17, 2015	TROW	M	101,728	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 17, 2015	TROW	S	101,728	$74.70	$7,599,082	1,398,566 Direct	-6.78%	Disposed	52.2% (price as of 2026-08-21)
Nov. 17, 2015	TROW	M	101,728	$44.37	$4,513,671	1,500,294 Direct	+7.27%	Acquired	156.3% (price as of 2026-08-21)
Nov. 2, 2015	TROW	G	10,000	—	—	1,398,566 Direct	-0.71%	Disposed	(price as of 2026-08-21)
Oct. 23, 2015	TROW	G	12,000	—	—	1,408,566 Direct	-0.84%	Disposed	(price as of 2026-08-21)
Sept. 9, 2015	TROW	A	4,500	—	—	1,420,566 Direct	+0.32%	Acquired	(price as of 2026-08-21)
Feb. 19, 2015	TROW	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 18, 2015	TROW	A	5,250	—	—	1,416,066 Direct	+0.37%	Acquired	(price as of 2026-08-21)
Dec. 23, 2014	TROW	M	3,493	—	—	47,186 Direct	-6.89%	Disposed	(price as of 2026-08-21)
Dec. 23, 2014	TROW	F	1,078	$87.59	$94,422	1,410,816 Direct	-0.08%	Disposed	29.8% (price as of 2026-08-21)
Dec. 23, 2014	TROW	M	3,493	$27.05	$94,486	1,411,894 Direct	+0.25%	Acquired	320.4% (price as of 2026-08-21)
Dec. 10, 2014	TROW	F	2,543	$83.95	$213,485	1,408,401 Direct	-0.18%	Disposed	35.5% (price as of 2026-08-21)
Dec. 10, 2014	TROW	G	10,000	—	—	1,410,944 Direct	-0.70%	Disposed	(price as of 2026-08-21)
Nov. 12, 2014	TROW	M	60,937	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 12, 2014	TROW	M	37,578	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 12, 2014	TROW	S	60,937	$82.59	$5,032,787	445,545 Indirect	-12.03%	Disposed	37.7% (price as of 2026-08-21)
Nov. 12, 2014	TROW	S	37,578	$82.58	$3,103,191	1,420,944 Direct	-2.58%	Disposed	37.7% (price as of 2026-08-21)
Nov. 12, 2014	TROW	M	60,937	$32.12	$1,957,296	506,482 Indirect	+13.68%	Acquired	254.1% (price as of 2026-08-21)
Nov. 12, 2014	TROW	M	37,578	$32.12	$1,207,005	1,458,522 Direct	+2.64%	Acquired	254.1% (price as of 2026-08-21)
Sept. 9, 2014	TROW	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 9, 2014	TROW	A	4,800	—	—	1,420,944 Direct	+0.34%	Acquired	(price as of 2026-08-21)
Aug. 19, 2014	TROW	G	252,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 19, 2014	TROW	G	252,000	—	—	877,254 Indirect	+40.30%	Acquired	(price as of 2026-08-21)
June 27, 2014	TROW	G	7,000	—	—	1,416,144 Direct	-0.49%	Disposed	(price as of 2026-08-21)
Feb. 19, 2014	TROW	A	17,500	—	—	17,500 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 18, 2014	TROW	A	6,750	—	—	1,423,144 Direct	+0.48%	Acquired	(price as of 2026-08-21)
Dec. 20, 2013	TROW	M	102	—	—	50,781 Direct	-0.20%	Disposed	(price as of 2026-08-21)
Dec. 20, 2013	TROW	M	1,760	—	—	99,802 Direct	-1.73%	Disposed	(price as of 2026-08-21)
Dec. 20, 2013	TROW	M	102	—	—	1,416,394 Direct	+0.01%	Acquired	(price as of 2026-08-21)
Dec. 20, 2013	TROW	M	1,760	—	—	1,416,292 Direct	+0.12%	Acquired	(price as of 2026-08-21)
Dec. 19, 2013	TROW	G	7,000	—	—	1,414,532 Direct	-0.49%	Disposed	(price as of 2026-08-21)
Dec. 10, 2013	TROW	F	1,442	$79.52	$114,668	1,421,532 Direct	-0.10%	Disposed	43.0% (price as of 2026-08-21)
Nov. 25, 2013	TROW	G	8,000	—	—	1,422,974 Direct	-0.56%	Disposed	(price as of 2026-08-21)
Sept. 10, 2013	TROW	A	16,000	—	—	16,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 28, 2013	TROW	G	140,135	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 28, 2013	TROW	G	140,135	—	—	625,254 Indirect	+28.89%	Acquired	(price as of 2026-08-21)
Aug. 21, 2013	TROW	A	6,750	—	—	1,430,974 Direct	+0.47%	Acquired	(price as of 2026-08-21)
May 20, 2013	TROW	G	9,000	—	—	1,424,225 Direct	-0.63%	Disposed	(price as of 2026-08-21)
May 17, 2013	TROW	A	6	$74.05	$444	1,106,025 Direct	0.00%	Acquired	53.6% (price as of 2026-08-21)
May 17, 2013	TROW	G	101,200	—	—	1,207,225 Direct	+9.15%	Acquired	(price as of 2026-08-21)
May 17, 2013	TROW	G	101,200	—	—	140,135 Indirect	-41.93%	Disposed	(price as of 2026-08-21)
May 17, 2013	TROW	G	226,000	—	—	1,433,225 Direct	+18.72%	Acquired	(price as of 2026-08-21)
May 17, 2013	TROW	G	226,000	—	—	252,000 Indirect	-47.28%	Disposed	(price as of 2026-08-21)
March 8, 2013	TROW	G	235,000	—	—	478,000 Indirect	-32.96%	Disposed	(price as of 2026-08-21)
March 8, 2013	TROW	G	235,000	—	—	1,106,018 Direct	+26.98%	Acquired	(price as of 2026-08-21)
March 8, 2013	TROW	A	24	$71.70	$1,721	871,018 Direct	0.00%	Acquired	58.6% (price as of 2026-08-21)
March 7, 2013	TROW	M	27,597	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
March 7, 2013	TROW	S	27,597	$74.62	$2,059,288	445,545 Indirect	-5.83%	Disposed	52.4% (price as of 2026-08-21)
March 7, 2013	TROW	M	27,597	$62.98	$1,738,059	473,142 Indirect	+6.19%	Acquired	80.6% (price as of 2026-08-21)
Feb. 21, 2013	TROW	A	22,500	—	—	22,500 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 20, 2013	TROW	A	7,500	—	—	870,994 Direct	+0.87%	Acquired	(price as of 2026-08-21)
Feb. 11, 2013	TROW	A	67	$67.18	$4,501	863,494 Direct	+0.01%	Acquired	69.3% (price as of 2026-08-21)
Feb. 11, 2013	TROW	G	5,000	—	—	863,427 Direct	-0.58%	Disposed	(price as of 2026-08-21)
Dec. 18, 2012	TROW	G	30,000	—	—	868,427 Direct	-3.34%	Disposed	(price as of 2026-08-21)
Dec. 11, 2012	TROW	M	36,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)

Showing latest 100 of 335 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 26, 2023	UAL	Share Units	Common Stock (3,767)	—	May 26, 2023	3,767	Disposed
May 25, 2023	UAL	Share Units	Common Stock (3,598)	—	May 25, 2024	3,598	Acquired
May 27, 2022	UAL	Share Units	Common Stock (2,904)	—	May 27, 2022	2,904	Disposed
May 26, 2022	UAL	Share Units	Common Stock (3,767)	—	May 26, 2023	3,767	Acquired
May 27, 2021	UAL	Share Units	Common Stock (2,904)	—	May 27, 2022	2,904	Acquired
May 21, 2021	UAL	Share Units	Common Stock (6,592)	—	May 21, 2021	6,592	Disposed
May 23, 2020	UAL	Share Units	Common Stock (2,103)	—	May 23, 2020	2,103	Disposed
May 21, 2020	UAL	Share Units	Common Stock (6,592)	—	May 21, 2021	6,592	Acquired
May 24, 2019	UAL	Share Units	Common Stock (2,284)	—	May 24, 2019	2,284	Disposed
May 23, 2019	UAL	Share Units	Common Stock (2,103)	—	May 23, 2020	2,103	Acquired
May 25, 2018	UAL	Share Units	Common Stock (1,993)	—	May 25, 2018	1,993	Disposed
May 24, 2018	UAL	Share Units	Common Stock (2,284)	—	May 24, 2019	2,284	Acquired
June 9, 2017	UAL	Share Units	Common Stock (2,707)	—	June 9, 2017	2,707	Disposed
May 25, 2017	UAL	Share Units	Common Stock (1,993)	—	May 25, 2018	1,993	Acquired
June 9, 2016	UAL	Share Units	Common Stock (2,707)	—	June 9, 2017	2,707	Acquired
Dec. 21, 2015	TROW	Stock Options (Right to Buy)	Common Stock (126)	$43.37	Sept. 10, 2019	126	Disposed
Dec. 21, 2015	TROW	Stock Options (Right to Buy)	Common Stock (2,098)	$47.65	Feb. 18, 2020	2,098	Disposed
Nov. 17, 2015	TROW	Stock Options (Right to Buy)	Common Stock (101,728)	$44.37	Nov. 1, 2016	101,728	Disposed
Feb. 19, 2015	TROW	Stock Options (Right to Buy)	Common Stock (12,500)	$82.97	Feb. 19, 2025	12,500	Acquired
Dec. 23, 2014	TROW	Stock Options (Right to Buy)	Common Stock (3,493)	$27.05	Feb. 12, 2019	3,493	Disposed
Nov. 12, 2014	TROW	Stock Options (Right to Buy)	Common Stock (60,937)	$32.12	Oct. 3, 2015	60,937	Disposed
Nov. 12, 2014	TROW	Stock Options (Right to Buy)	Common Stock (37,578)	$32.12	Oct. 3, 2015	37,578	Disposed
Sept. 9, 2014	TROW	Stock Options (Right to Buy)	Common Stock (15,000)	$80.40	Sept. 9, 2024	15,000	Acquired
Feb. 19, 2014	TROW	Stock Options (Right to Buy)	Common Stock (17,500)	$79.89	Feb. 19, 2024	17,500	Acquired
Dec. 20, 2013	TROW	Stock Options (Right to Buy)	Common Stock (102)	$27.05	Feb. 12, 2019	102	Disposed
Dec. 20, 2013	TROW	Stock Options (Right to Buy)	Common Stock (1,760)	$56.20	Sept. 4, 2018	1,760	Disposed
Sept. 10, 2013	TROW	Stock Options (Right to Buy)	Common Stock (16,000)	$72.04	Sept. 10, 2023	16,000	Acquired
March 7, 2013	TROW	Stock Options (Right to Buy)	Common Stock (27,597)	$62.98	Dec. 11, 2013	27,597	Disposed
Feb. 21, 2013	TROW	Stock Options (Right to Buy)	Common Stock (22,500)	$71.41	Feb. 21, 2023	22,500	Acquired
Dec. 11, 2012	TROW	Stock Options (Right to Buy)	Common Stock (36,800)	$30.78	Dec. 20, 2014	36,800	Disposed
Dec. 10, 2012	TROW	Stock Options (Right to Buy)	Common Stock (1,960)	$50.02	Sept. 6, 2017	1,960	Disposed
Dec. 7, 2012	TROW	Stock Options (Right to Buy)	Common Stock (60,000)	$30.78	Dec. 20, 2014	60,000	Disposed
Sept. 6, 2012	TROW	Stock Options (Right to Buy)	Common Stock (22,500)	$63.29	Sept. 6, 2022	22,500	Acquired
March 14, 2012	TROW	Stock Options (Right to Buy)	Common Stock (0)	$21.72	Dec. 11, 2013	15,400	Disposed
March 13, 2012	TROW	Stock Options (Right to Buy)	Common Stock (27,173)	$63.96	Dec. 11, 2013	27,173	Acquired
March 13, 2012	TROW	Stock Options (Right to Buy)	Common Stock (80,000)	$21.72	Dec. 11, 2013	80,000	Disposed
Feb. 23, 2012	TROW	Stock Options (Right to Buy)	Common Stock (25,000)	$61.49	Feb. 23, 2022	25,000	Acquired
Dec. 15, 2011	TROW	Stock Options (Right to Buy)	Common Stock (2,276)	$46.19	Nov. 1, 2016	2,276	Disposed
Sept. 8, 2011	TROW	Stock Options (Right to Buy)	Common Stock (50,000)	$50.55	Sept. 8, 2021	50,000	Acquired
Feb. 22, 2011	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (18,757)	$67.63	July 30, 2012	18,757	Acquired
Feb. 22, 2011	TROW	Stock Options (Right to Buy)	Common Stock (92,800)	$13.67	July 30, 2012	92,800	Disposed
Feb. 17, 2011	TROW	Stock Options (Right to Buy)	Common Stock (50,000)	$70.33	Feb. 17, 2021	50,000	Acquired
Dec. 14, 2010	TROW	Stock Options (Right to Buy)	Common Stock (3,000)	$32.62	Oct. 3, 2015	3,000	Disposed
Nov. 5, 2010	TROW	Stock Options (Right to Buy)	Common Stock (55,367)	$54.59	Nov. 20, 2010	55,367	Disposed
Oct. 26, 2010	TROW	Stock Options (Right to Buy)	Common Stock (55,367)	$54.59	Nov. 20, 2010	55,367	Acquired
Oct. 26, 2010	TROW	Stock Options (Right to Buy)	Common Stock (26,457)	$54.59	Sept. 21, 2011	26,457	Acquired
Oct. 26, 2010	TROW	Stock Options (Right to Buy)	Common Stock (112,400)	$12.85	Sept. 21, 2011	112,400	Disposed
Oct. 26, 2010	TROW	Stock Options (Right to Buy)	Common Stock (155,000)	$19.50	Nov. 20, 2010	155,000	Disposed
Sept. 8, 2010	TROW	Stock Options (Right to Buy)	Common Stock (50,000)	$47.67	Sept. 8, 2020	50,000	Acquired
Feb. 18, 2010	TROW	Stock Options (Right to Buy)	Common Stock (50,000)	$49.60	Feb. 18, 2020	50,000	Acquired
Dec. 21, 2009	TROW	Stock Options (Right to Buy)	Common Stock (3,200)	$30.78	Dec. 20, 2014	3,200	Disposed
Sept. 10, 2009	TROW	Stock Options (Right to Buy)	Common Stock (50,000)	$45.15	Sept. 10, 2019	50,000	Acquired
Aug. 20, 2009	TROW	Stock Options (Right to Buy)	Common Stock (33,400)	$15.38	Sept. 3, 2009	33,400	Disposed
Aug. 19, 2009	TROW	Stock Options (Right to Buy)	Common Stock (30,907)	$44.77	Sept. 3, 2009	30,907	Acquired
Aug. 19, 2009	TROW	Stock Options (Right to Buy)	Common Stock (90,000)	$15.38	Sept. 3, 2009	90,000	Disposed
April 24, 2009	TROW	Stock Options (Right to Buy)	Common Stock (30,000)	$15.38	Sept. 3, 2009	30,000	Disposed
Feb. 12, 2009	TROW	Stock Options (Right to Buy)	Common Stock (50,000)	$27.47	Feb. 12, 2019	50,000	Acquired
Dec. 17, 2008	TROW	Stock Options (Right to Buy)	Common Stock (69,400)	$17.88	Dec. 21, 2008	69,400	Disposed
Dec. 16, 2008	TROW	Stock Options (Right to Buy)	Common Stock (95,000)	$17.88	Dec. 21, 2008	95,000	Disposed
Dec. 16, 2008	TROW	Stock Options (Right to Buy)	Common Stock (4,600)	$21.72	Dec. 11, 2013	4,600	Disposed
Nov. 18, 2008	TROW	Stock Options (Right to Buy)	Common Stock (60,000)	$32.62	Oct. 3, 2015	60,000	Acquired
Nov. 18, 2008	TROW	Stock Options (Right to Buy)	Common Stock (60,000)	$32.62	Oct. 3, 2015	60,000	Disposed
Nov. 18, 2008	TROW	Stock Options (Right to Buy)	Common Stock (60,000)	$30.78	Dec. 20, 2014	60,000	Acquired
Nov. 18, 2008	TROW	Stock Options (Right to Buy)	Common Stock (60,000)	$30.78	Dec. 20, 2014	60,000	Disposed
Nov. 18, 2008	TROW	Stock Options (Right to Buy)	Common Stock (80,000)	$21.72	Dec. 11, 2013	80,000	Acquired
Nov. 18, 2008	TROW	Stock Options (Right to Buy)	Common Stock (80,000)	$21.72	Dec. 11, 2013	80,000	Disposed
Nov. 18, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (92,800)	$13.67	July 30, 2012	92,800	Disposed
Nov. 18, 2008	TROW	Stock Options (Right to Buy)	Common Stock (92,800)	$13.67	July 30, 2012	92,800	Acquired
Sept. 19, 2008	TROW	Stock Options (Right to Buy)	Common Stock (153,400)	$15.38	Sept. 3, 2009	153,400	Acquired
Sept. 19, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (153,400)	$15.38	Sept. 3, 2009	153,400	Disposed
Sept. 19, 2008	TROW	Stock Options (Right to Buy)	Common Stock (164,400)	$17.88	Dec. 21, 2008	164,400	Acquired
Sept. 19, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (164,400)	$17.88	Dec. 21, 2008	164,400	Disposed
Sept. 19, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (155,000)	$19.50	Nov. 20, 2010	155,000	Disposed
Sept. 19, 2008	TROW	Stock Options (Right to Buy)	Common Stock (155,000)	$19.50	Nov. 20, 2010	155,000	Acquired
Sept. 19, 2008	TROW	Stock Options (Right to Buy)	Common Stock (112,400)	$12.85	Sept. 21, 2011	112,400	Acquired
Sept. 19, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (112,400)	$12.85	Sept. 21, 2011	112,400	Disposed
Sept. 19, 2008	TROW	Stock Options (Right to Buy)	Common Stock (8,843)	$60.64	Dec. 21, 2008	8,843	Disposed
Sept. 19, 2008	TROW	Stock Options (Right to Buy)	Common Stock (11,039)	$46.56	Sept. 21, 2011	11,039	Disposed
Sept. 4, 2008	TROW	Stock Options (Right to buy)	Common Stock (100,000)	$57.08	Sept. 4, 2018	100,000	Acquired
Dec. 19, 2007	TROW	Stock Options (Right to buy)	Common Stock (8,843)	$60.64	Dec. 21, 2008	8,843	Acquired
Dec. 19, 2007	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (30,000)	$17.88	Dec. 21, 2008	30,000	Disposed
Dec. 19, 2007	TROW	Incentive Stock Option (right to buy)	Common Stock (7,200)	$13.67	July 30, 2012	7,200	Disposed
Nov. 15, 2007	TROW	Stock Options (Right to buy)	Common Stock (9,639)	$63.47	Nov. 18, 2007	9,639	Acquired
Nov. 15, 2007	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (39,000)	$15.69	Nov. 18, 2007	39,000	Disposed
Nov. 5, 2007	TROW	Stock Options (Right to buy)	Common Stock (21,975)	$53.54	Nov. 18, 2007	21,975	Disposed
Sept. 6, 2007	TROW	Stock Options (Right to buy)	Common Stock (100,000)	$50.02	Sept. 6, 2017	100,000	Acquired
July 3, 2007	TROW	Stock Options (Right to buy)	Common Stock (21,975)	$53.54	Nov. 18, 2007	21,975	Acquired
July 3, 2007	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (75,000)	$15.69	Nov. 18, 2007	75,000	Disposed
Feb. 28, 2007	TROW	Stock Options (Right to buy)	Common Stock (11,039)	$46.56	Sept. 21, 2011	11,039	Acquired
Feb. 28, 2007	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (40,000)	$12.85	Sept. 21, 2011	40,000	Disposed
Dec. 19, 2006	TROW	Incentive Stock Option (right to buy)	Common Stock (5,000)	$19.50	Nov. 20, 2010	5,000	Disposed
Dec. 19, 2006	TROW	Incentive Stock Option (right to buy)	Common Stock (5,600)	$17.88	Dec. 21, 2008	5,600	Disposed
Dec. 19, 2006	TROW	Incentive Stock Option (right to buy)	Common Stock (7,600)	$12.85	Sept. 21, 2011	7,600	Disposed
Nov. 14, 2006	TROW	Stock Options (Right to buy)	Common Stock (20,760)	$43.00	Nov. 18, 2006	20,760	Disposed
Nov. 1, 2006	TROW	Stock Options (Right to buy)	Common Stock (100,000)	$46.19	Nov. 1, 2016	100,000	Acquired
June 5, 2006	TROW	Stock Options (Right to buy)	Common Stock (9,070)	$49.61	Nov. 18, 2006	9,070	Disposed
June 5, 2006	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (10,304)	$34.94	Nov. 18, 2006	10,304	Disposed
April 26, 2006	TROW	Stock Options (Right to buy)	Common Stock (10,380)	$86.01	Nov. 18, 2006	10,380	Acquired
April 26, 2006	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (49,600)	$18.00	Nov. 18, 2006	49,600	Disposed
Oct. 3, 2005	TROW	Stock Options (Right to buy)	Common Stock (50,000)	$65.24	Oct. 3, 2015	50,000	Acquired

Showing latest 100 of 111 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

TROW

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$350,000	—	$864,314	$256,231	$7,200,000	—	$77,704	$8,748,249
2014	$350,000	—	$781,223	$689,575	$7,000,000	—	$81,350	$8,902,148
2013	$350,000	—	$827,810	$754,085	$6,500,000	—	$70,022	$8,501,917

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.