James A Fraser
CIK 1782944 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 20, 2019 · Latest: Dec. 20, 2019
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 19, 2019 | AX | M | 813 | $30.35 | $24,675 | 4,294 Direct | +23.36% | Acquired | 215.9% (price as of 2026-08-20) |
| Dec. 19, 2019 | AX | F | 281 | $30.35 | $8,528 | 4,013 Direct | -6.54% | Disposed | 215.9% (price as of 2026-08-20) |
| Dec. 19, 2019 | AX | M | 813 | — | — | 13,955 Direct | -5.51% | Disposed | (price as of 2026-08-20) |
| Sept. 6, 2019 | AX | A | 4,118 | — | — | 14,768 Direct | +38.67% | Acquired | (price as of 2026-08-20) |
| July 30, 2019 | AX | M | 689 | $27.72 | $19,099 | 3,719 Direct | +22.74% | Acquired | 245.8% (price as of 2026-08-20) |
| July 30, 2019 | AX | F | 238 | $27.72 | $6,597 | 3,481 Direct | -6.40% | Disposed | 245.8% (price as of 2026-08-20) |
| July 30, 2019 | AX | M | 689 | — | — | 10,650 Direct | -6.08% | Disposed | (price as of 2026-08-20) |
| July 17, 2019 | AX | M | 4,200 | $26.42 | $110,964 | 4,482 Direct | +1489.36% | Acquired | 262.9% (price as of 2026-08-20) |
| July 17, 2019 | AX | F | 1,452 | $26.42 | $38,362 | 3,030 Direct | -32.40% | Disposed | 262.9% (price as of 2026-08-20) |
| July 17, 2019 | AX | M | 4,200 | — | — | 11,339 Direct | -27.03% | Disposed | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 19, 2019 | AX | Restricted Stock Units [F3] | Common Stock (813) | — | — | 813 | Disposed |
| Sept. 6, 2019 | AX | Restricted Stock Units [F1] | Common Stock (4,118) | — | — | 4,118 | Acquired |
| July 30, 2019 | AX | Restricted Stock Units [F3] | Common Stock (689) | — | — | 689 | Disposed |
| July 17, 2019 | AX | Restricted Stock Units [F3] | Common Stock (4,200) | — | — | 4,200 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).