James A Locke III
CIK 1245565 · View on SEC EDGAR ↗
Insider
First SEC filing: July 11, 2023 · Latest: July 11, 2023
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 82 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
82 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 30, 2021 | STZ | S | 11,341 | $240.52 | $2,727,737 | 0 Direct | -100.00% | Disposed | -44.2% (price as of 2026-08-21) |
| Feb. 14, 2020 | STZ | S | 8,298 | $204.50 | $1,696,941 | 39,000 Direct | -17.54% | Disposed | -34.3% (price as of 2026-08-21) |
| April 17, 2018 | STZ | S | 6,398 | $230.50 | $1,474,739 | 38,556 Direct | -14.23% | Disposed | -41.7% (price as of 2026-08-21) |
| April 24, 2017 | STZ | S | 6,340 | $173.05 | $1,097,137 | 38,075 Direct | -14.27% | Disposed | -22.4% (price as of 2026-08-21) |
| May 9, 2016 | STZ | S | 2,836 | $160.00 | $453,760 | 37,564 Direct | -7.02% | Disposed | -16.1% (price as of 2026-08-21) |
| May 14, 2015 | STZ | S | 2,000 | $117.54 | $235,080 | 36,852 Direct | -5.15% | Disposed | 14.3% (price as of 2026-08-21) |
| Nov. 3, 2014 | STZ | S | 5,000 | $92.05 | $460,250 | 36,349 Direct | -12.09% | Disposed | 45.9% (price as of 2026-08-21) |
| Jan. 27, 2014 | STZ | S | 3,710 | $76.00 | $281,960 | 40,546 Direct | -8.38% | Disposed | 76.7% (price as of 2026-08-21) |
| Nov. 27, 2012 | STZ | S | 4,514 | $35.00 | $157,990 | 39,171 Direct | -10.33% | Disposed | 283.8% (price as of 2026-08-21) |
| May 3, 2011 | STZ | S | 14,000 | $22.70 | $317,800 | 33,966 Direct | -29.19% | Disposed | 491.7% (price as of 2026-08-21) |
| April 28, 2011 | STZ | S | 10,000 | $22.68 | $226,800 | 47,966 Direct | -17.25% | Disposed | 492.2% (price as of 2026-08-21) |
| Aug. 6, 2009 | STZ | S | 24,000 | $14.02 | $336,480 | 30,410 Direct | -44.11% | Disposed | 858.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 10, 2023 | STZ | Restricted Stock Units | Class A Common Stock (469) | — | — | 469 | Disposed |
| Nov. 10, 2022 | STZ | Class B (convertible) Common Stock | Class A Common Stock (264) | — | — | 264 | Disposed |
| July 19, 2022 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 (convertible) Common Stock (749) | $244.73 | July 19, 2032 | 749 | Acquired |
| July 19, 2022 | STZ | Restricted Stock Units | Class A Common Stock (469) | — | — | 469 | Acquired |
| July 20, 2021 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 (convertible) Common Stock (987) | $225.17 | July 20, 2031 | 987 | Acquired |
| July 10, 2021 | STZ | Restricted Stock Units | Class A Common Stock (567) | — | — | 567 | Disposed |
| April 30, 2021 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (6,517) | — | — | 6,517 | Disposed |
| April 30, 2021 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (6,517) | — | — | 6,517 | Acquired |
| April 30, 2021 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 (convertible) Common Stock (6,517) | $21.48 | July 21, 2021 | 6,517 | Disposed |
| April 30, 2021 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (4,824) | — | — | 4,824 | Disposed |
| April 30, 2021 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (4,824) | — | — | 4,824 | Acquired |
| April 30, 2021 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 (convertible) Common Stock (4,824) | $29.02 | July 27, 2022 | 4,824 | Disposed |
| July 21, 2020 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 (convertible) Common Stock (1,391) | $180.77 | July 21, 2030 | 1,391 | Acquired |
| July 21, 2020 | STZ | Restricted Stock Units | Class A Common Stock (567) | — | — | 567 | Acquired |
| July 1, 2020 | STZ | Restricted Stock Units | Class A Common Stock (517) | — | — | 517 | Disposed |
| Feb. 14, 2020 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (8,298) | — | — | 8,298 | Disposed |
| Feb. 14, 2020 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (8,298) | — | — | 8,298 | Acquired |
| Feb. 14, 2020 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 (convertible) Common Stock (8,298) | $16.87 | July 22, 2020 | 8,298 | Disposed |
| July 16, 2019 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (1,289) | $197.88 | July 16, 2029 | 1,289 | Acquired |
| July 16, 2019 | STZ | Restricted Stock Units | Class A Common Stock (517) | — | — | 517 | Acquired |
| Jan. 9, 2019 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (10,447) | — | — | 10,447 | Acquired |
| Jan. 9, 2019 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (10,447) | $13.40 | July 23, 2019 | 10,447 | Disposed |
| July 17, 2018 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (1,015) | $213.85 | July 17, 2028 | 1,015 | Acquired |
| April 17, 2018 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (6,398) | — | — | 6,398 | Acquired |
| April 17, 2018 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (6,398) | — | — | 6,398 | Disposed |
| April 17, 2018 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (6,398) | $21.88 | July 17, 2018 | 6,398 | Disposed |
| July 18, 2017 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (1,041) | $197.18 | July 18, 2027 | 1,041 | Acquired |
| April 24, 2017 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (6,340) | — | — | 6,340 | Acquired |
| April 24, 2017 | STZ | Class 1 (convertible) Common Stock | Class A Common Stock (6,340) | — | — | 6,340 | Disposed |
| April 24, 2017 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (6,340) | $22.08 | July 26, 2017 | 6,340 | Disposed |
| July 20, 2016 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (1,267) | $166.34 | July 20, 2026 | 1,267 | Acquired |
| May 9, 2016 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (2,836) | $24.68 | July 27, 2016 | 2,836 | Disposed |
| July 22, 2015 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (1,172) | $119.37 | July 22, 2025 | 1,172 | Acquired |
| May 14, 2015 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (2,503) | $27.96 | July 28, 2015 | 2,503 | Disposed |
| July 23, 2014 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (1,606) | $87.13 | July 23, 2024 | 1,606 | Acquired |
| Jan. 27, 2014 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (3,710) | $18.86 | Sept. 29, 2014 | 3,710 | Disposed |
| July 24, 2013 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (2,750) | $50.90 | July 24, 2023 | 2,750 | Acquired |
| Nov. 27, 2012 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (4,514) | $15.50 | Sept. 25, 2013 | 4,514 | Disposed |
| July 27, 2012 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (4,824) | $29.02 | July 27, 2022 | 4,824 | Acquired |
| July 21, 2011 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (6,517) | $21.48 | July 21, 2021 | 6,517 | Acquired |
| April 27, 2011 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (24,000) | $10.25 | Sept. 26, 2011 | 24,000 | Disposed |
| July 22, 2010 | STZ | Non-Qualfied Stock Option (right to buy) | Class 1 Common Stock (8,298) | $16.87 | July 22, 2020 | 8,298 | Acquired |
| Aug. 5, 2009 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (24,000) | $6.62 | Dec. 20, 2009 | 24,000 | Disposed |
| July 23, 2009 | STZ | Non-Qualfied Stock Option (right to buy) | Class 1 Common Stock (10,447) | $13.40 | July 23, 2019 | 10,447 | Acquired |
| July 17, 2008 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (6,398) | $21.88 | July 17, 2018 | 6,398 | Acquired |
| Dec. 27, 2007 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (6,340) | $22.08 | July 26, 2017 | 6,340 | Disposed |
| Dec. 27, 2007 | STZ | Non-Qualified Stock Option (right to buy) | Class 1 Common Stock (6,340) | $22.08 | July 26, 2017 | 6,340 | Acquired |
| July 26, 2007 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (6,340) | $22.08 | July 26, 2017 | 6,340 | Acquired |
| July 27, 2006 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (2,836) | $24.68 | July 27, 2016 | 2,836 | Acquired |
| July 28, 2005 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (2,503) | $27.96 | July 28, 2015 | 2,503 | Acquired |
| Sept. 29, 2004 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (1,855) | $37.72 | Sept. 29, 2014 | 1,855 | Acquired |
| Sept. 25, 2003 | STZ | Non-Qualified Stock Option (right to buy) | Class A Common Stock (2,257) | $31.01 | Sept. 25, 2013 | 2,257 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).