James A Mccarthy
CIK 1183866 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 1, 2004 · Latest: Oct. 1, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 7 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 30, 2004 | BEN | A | 179 | $55.76 | $9,981 | 1,853 Direct | +10.69% | Acquired | 84.9% (price as of 2026-08-19) |
| June 30, 2004 | BEN | A | 200 | $50.08 | $10,016 | 1,670 Direct | +13.61% | Acquired | 105.9% (price as of 2026-08-19) |
| March 31, 2004 | BEN | A | 180 | $55.68 | $10,022 | 1,468 Direct | +13.98% | Acquired | 85.2% (price as of 2026-08-19) |
| Jan. 29, 2004 | BEN | A | 689 | $58.07 | $40,010 | 7,417 Direct | +10.24% | Acquired | 77.5% (price as of 2026-08-19) |
| Dec. 31, 2003 | BEN | A | 192 | $52.06 | $9,996 | 1,287 Direct | +17.53% | Acquired | 98.0% (price as of 2026-08-19) |
| Dec. 11, 2003 | BEN | A | 511 | $49.01 | $25,044 | 6,728 Direct | +8.22% | Acquired | 110.4% (price as of 2026-08-19) |
| Sept. 30, 2003 | BEN | A | 226 | $44.21 | $9,991 | 1,093 Direct | +26.07% | Acquired | 133.2% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 30, 2004 | BEN | Deferred Director's Fees (FRI) | Common Stock, par value $.10 (179) | $0.00 | July 3, 2010 | 179 | Acquired |
| June 30, 2004 | BEN | Deferred Director's Fees (FRI) | Common Stock, par value $.10 (200) | $0.00 | July 3, 2010 | 200 | Acquired |
| March 31, 2004 | BEN | Deferred Director's Fees (FRI) | Common Stock, par value $.10 (180) | $0.00 | July 3, 2010 | 180 | Acquired |
| Dec. 31, 2003 | BEN | Deferred Director's Fees (FRI) | Common Stock, par value $.10 (192) | $0.00 | July 3, 2010 | 192 | Acquired |
| Sept. 30, 2003 | BEN | Deferred Director's Fees (FRI) | Common Stock, par value $.10 (226) | $0.00 | July 3, 2010 | 226 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).