Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 61 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

61 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 26, 2014 HL S 100,000 $3.19 $319,000 162,841 Direct -38.05% Disposed 436.1% (price as of 2026-10-06)
Aug. 26, 2014 HL S 100,000 $3.19 $319,000 162,841 Direct -38.05% Disposed 436.1% (price as of 2026-10-06)
March 2, 2011 HL S 45,872 $10.29 $472,023 38,494 Direct -54.37% Disposed 66.2% (price as of 2026-10-06)
Nov. 5, 2010 HL S 78,534 $7.92 $621,989 38,494 Direct -67.11% Disposed 115.9% (price as of 2026-10-06)
Jan. 4, 2010 HL S 85,000 $6.44 $547,400 57,902 Direct -59.48% Disposed 165.5% (price as of 2026-10-06)
March 29, 2006 CDE S 27,500 $6.42 $176,550 90,431 Direct -23.32% Disposed -73.3% (price as of 2026-10-06)
March 29, 2006 CDE S 3,300 $6.41 $21,153 117,931 Direct -2.72% Disposed -73.2% (price as of 2026-10-06)
March 29, 2006 CDE S 9,200 $6.40 $58,880 121,231 Direct -7.05% Disposed -73.2% (price as of 2026-10-06)
March 12, 2004 CDE S 4,700 $6.83 $32,101 114,282 Direct -3.95% Disposed -74.9% (price as of 2026-10-06)
March 12, 2004 CDE S 8,950 $6.82 $61,039 118,982 Direct -7.00% Disposed -74.8% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 2, 2011 HL Stock Option Common Stock (45,872) $5.52 May 5, 2015 45,872 Disposed
Nov. 5, 2010 HL Stock Option Common Stock (78,534) $3.42 May 28, 2014 78,534 Disposed
May 5, 2010 HL Stock Options Common Stock (45,872) $5.52 May 5, 2015 45,872 Acquired
May 28, 2009 HL Stock Options Common Stock (78,534) $3.42 May 28, 2014 78,534 Acquired
May 15, 2008 HL Stock Options Common Stock (13,624) $9.86 May 15, 2013 13,624 Acquired
Jan. 10, 2008 CDE Non-Qualified Stock Options Common Stock (24,273) $4.85 Jan. 10, 2018 24,273 Acquired
Jan. 10, 2008 CDE Incentive Stock Options Common Stock (20,618) $4.85 Jan. 10, 2018 20,618 Acquired
March 20, 2007 CDE Non-Qualified Stock Options Common Stock (17,119) $3.99 March 20, 2017 17,119 Acquired
March 20, 2007 CDE Incentive Stock Options Common Stock (25,062) $3.99 March 20, 2017 25,062 Acquired
Feb. 20, 2006 CDE Non-qualified Stock Options Common Stock (12,142) $5.14 Feb. 20, 2016 12,142 Acquired
Feb. 20, 2006 CDE Incentive Stock Options Common Stock (19,455) $5.14 Feb. 20, 2016 19,455 Acquired
Feb. 17, 2005 CDE Non-Qualified Stock Options Common Stock (33,700) $3.92 Feb. 16, 2015 33,700 Acquired
Feb. 17, 2005 CDE Incentive Stock Options Common Stock (25,511) $3.92 Feb. 16, 2015 25,511 Acquired
Feb. 19, 2004 CDE Incentive Stock Options Common Stock (29,325) $7.09 Feb. 19, 2014 29,325 Acquired
Feb. 19, 2004 CDE Non-Qualified Stock Options Common Stock (3,666) $7.09 Feb. 19, 2014 3,666 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 27, 2008 HL Common Stock 8,818 Direct
March 27, 2008 HL Stock Options→ Common Stock (33,000) 33,000 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HL

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2016 · · · · $786,399 $203,085 $15,900 $1,584,973
2015 · · · · $822,000 $174,075 $15,900 $1,975,675
2014 · · · · $954,800 $279,690 $15,600 $2,504,171

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.