James A Sabala

Insider

First SEC filing: March 27, 2008 · Latest: March 27, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 61 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

61 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 8, 2016	HL	A	174,153	—	—	685,963 Direct	+34.03%	Acquired	(price as of 2026-08-20)
March 8, 2016	HL	F	61,283	—	—	624,680 Direct	-8.93%	Disposed	(price as of 2026-08-20)
July 1, 2015	HL	A	141,393	—	—	250,338 Direct	+129.78%	Acquired	(price as of 2026-08-20)
June 25, 2015	HL	F	11,593	—	—	243,821 Direct	-4.54%	Disposed	(price as of 2026-08-20)
June 25, 2015	HL	F	17,198	—	—	261,472 Direct	-6.17%	Disposed	(price as of 2026-08-20)
June 22, 2015	HL	F	17,056	—	—	231,923 Direct	-6.85%	Disposed	(price as of 2026-08-20)
March 20, 2015	HL	A	72,115	—	—	234,956 Direct	+44.29%	Acquired	(price as of 2026-08-20)
March 20, 2015	HL	F	25,226	—	—	209,730 Direct	-10.74%	Disposed	(price as of 2026-08-20)
Aug. 26, 2014	HL	F	58,981	—	—	262,474 Direct	-18.35%	Disposed	(price as of 2026-08-20)
Aug. 26, 2014	HL	J	367	—	—	262,841 Direct	+0.14%	Acquired	(price as of 2026-08-20)
Aug. 26, 2014	HL	S	100,000	$3.19	$319,000	162,841 Direct	-38.05%	Disposed	542.9% (price as of 2026-08-20)
Aug. 26, 2014	HL	F	58,981	—	—	262,474 Direct	+28.98%	Acquired	(price as of 2026-08-20)
Aug. 26, 2014	HL	J	367	—	—	262,841 Direct	+0.14%	Acquired	(price as of 2026-08-20)
Aug. 26, 2014	HL	S	100,000	$3.19	$319,000	162,841 Direct	-38.05%	Disposed	542.9% (price as of 2026-08-20)
June 25, 2014	HL	F	21,968	—	—	162,318 Direct	-11.92%	Disposed	(price as of 2026-08-20)
June 25, 2014	HL	J	475	—	—	162,793 Direct	+0.29%	Acquired	(price as of 2026-08-20)
June 25, 2014	HL	A	104,545	—	—	365,197 Direct	+40.11%	Acquired	(price as of 2026-08-20)
March 3, 2014	HL	A	158,662	—	—	343,968 Direct	+85.62%	Acquired	(price as of 2026-08-20)
June 24, 2013	HL	A	117,747	—	—	185,306 Direct	+174.29%	Acquired	(price as of 2026-08-20)
June 26, 2012	HL	A	70,474	—	—	167,624 Direct	+72.54%	Acquired	(price as of 2026-08-20)
June 24, 2011	HL	A	20,576	—	—	76,327 Direct	+36.91%	Acquired	(price as of 2026-08-20)
June 24, 2011	HL	A	20,576	—	—	96,903 Direct	+26.96%	Acquired	(price as of 2026-08-20)
May 12, 2011	HL	F	8,990	—	—	55,751 Direct	-13.89%	Disposed	(price as of 2026-08-20)
March 2, 2011	HL	M	45,872	$5.52	$253,213	84,366 Direct	+119.17%	Acquired	271.6% (price as of 2026-08-20)
March 2, 2011	HL	S	45,872	$10.29	$472,023	38,494 Direct	-54.37%	Disposed	99.3% (price as of 2026-08-20)
March 2, 2011	HL	M	45,872	—	—	46,624 Direct	-49.59%	Disposed	(price as of 2026-08-20)
Nov. 5, 2010	HL	M	78,534	$3.42	$268,586	117,028 Direct	+204.02%	Acquired	499.7% (price as of 2026-08-20)
Nov. 5, 2010	HL	S	78,534	$7.92	$621,989	38,494 Direct	-67.11%	Disposed	159.0% (price as of 2026-08-20)
Nov. 5, 2010	HL	M	78,534	—	—	92,496 Direct	-45.92%	Disposed	(price as of 2026-08-20)
June 9, 2010	HL	F	19,408	$5.38	$104,415	64,741 Direct	-23.06%	Disposed	281.2% (price as of 2026-08-20)
May 5, 2010	HL	A	26,247	—	—	84,149 Direct	+45.33%	Acquired	(price as of 2026-08-20)
May 5, 2010	HL	A	45,872	—	—	171,030 Direct	+36.65%	Acquired	(price as of 2026-08-20)
Jan. 4, 2010	HL	S	85,000	$6.44	$547,400	57,902 Direct	-59.48%	Disposed	218.5% (price as of 2026-08-20)
May 28, 2009	HL	A	43,860	—	—	142,901 Direct	+44.28%	Acquired	(price as of 2026-08-20)
May 28, 2009	HL	A	78,534	—	—	125,158 Direct	+168.44%	Acquired	(price as of 2026-08-20)
March 9, 2009	HL	A	46,484	$1.28	$59,500	99,041 Direct	+88.44%	Acquired	1502.3% (price as of 2026-08-20)
March 9, 2009	HL	A	38,665	$1.28	$49,491	52,557 Direct	+278.33%	Acquired	1502.3% (price as of 2026-08-20)
May 15, 2008	HL	A	13,624	—	—	46,624 Direct	+41.28%	Acquired	(price as of 2026-08-20)
May 15, 2008	HL	A	5,074	—	—	13,892 Direct	+57.54%	Acquired	(price as of 2026-08-20)
March 20, 2008	CDE	F	3,199	$4.05	$12,956	124,416 Direct	-2.51%	Disposed	-48.0% (price as of 2026-08-20)
Feb. 20, 2008	CDE	F	2,399	$4.95	$11,875	127,615 Direct	-1.85%	Disposed	-57.5% (price as of 2026-08-20)
Feb. 19, 2008	CDE	F	3,558	$4.72	$16,794	130,014 Direct	-2.66%	Disposed	-55.4% (price as of 2026-08-20)
Jan. 10, 2008	CDE	A	24,273	—	—	24,273 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 10, 2008	CDE	A	20,618	—	—	20,618 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 10, 2008	CDE	A	23,047	—	—	133,572 Direct	+20.85%	Acquired	(price as of 2026-08-20)
March 20, 2007	CDE	A	17,119	—	—	17,119 Direct	—	Acquired	(price as of 2026-08-20)
March 20, 2007	CDE	A	25,062	—	—	25,062 Direct	—	Acquired	(price as of 2026-08-20)
March 20, 2007	CDE	A	28,015	—	—	110,525 Direct	+33.95%	Acquired	(price as of 2026-08-20)
Feb. 20, 2007	CDE	F	2,399	$4.49	$10,772	82,510 Direct	-2.83%	Disposed	-53.1% (price as of 2026-08-20)
Feb. 20, 2007	CDE	F	1,964	$4.49	$8,818	84,909 Direct	-2.26%	Disposed	-53.1% (price as of 2026-08-20)
Feb. 16, 2007	CDE	F	3,558	$4.54	$16,153	86,873 Direct	-3.93%	Disposed	-53.7% (price as of 2026-08-20)
March 29, 2006	CDE	S	27,500	$6.42	$176,550	90,431 Direct	-23.32%	Disposed	-67.2% (price as of 2026-08-20)
March 29, 2006	CDE	S	3,300	$6.41	$21,153	117,931 Direct	-2.72%	Disposed	-67.2% (price as of 2026-08-20)
March 29, 2006	CDE	S	9,200	$6.40	$58,880	121,231 Direct	-7.05%	Disposed	-67.1% (price as of 2026-08-20)
March 11, 2006	CDE	F	14,271	—	—	130,431 Direct	-9.86%	Disposed	(price as of 2026-08-20)
Feb. 20, 2006	CDE	A	12,142	—	—	12,142 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2006	CDE	A	19,455	—	—	19,455 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2006	CDE	A	21,012	—	—	144,702 Direct	+16.99%	Acquired	(price as of 2026-08-20)
Feb. 19, 2006	CDE	F	1,964	$5.14	$10,095	123,690 Direct	-1.56%	Disposed	-59.1% (price as of 2026-08-20)
Feb. 16, 2006	CDE	F	3,558	$4.97	$17,683	125,654 Direct	-2.75%	Disposed	-57.7% (price as of 2026-08-20)
March 11, 2005	CDE	F	14,270	$4.28	$61,076	129,212 Direct	-9.95%	Disposed	-50.8% (price as of 2026-08-20)
Feb. 22, 2005	CDE	F	1,963	$4.08	$8,009	143,482 Direct	-1.35%	Disposed	-48.4% (price as of 2026-08-20)
Feb. 17, 2005	CDE	A	33,700	—	—	33,700 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2005	CDE	A	25,511	—	—	25,511 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2005	CDE	A	31,163	—	—	145,445 Direct	+27.27%	Acquired	(price as of 2026-08-20)
March 12, 2004	CDE	S	4,700	$6.83	$32,101	114,282 Direct	-3.95%	Disposed	-69.2% (price as of 2026-08-20)
March 12, 2004	CDE	S	8,950	$6.82	$61,039	118,982 Direct	-7.00%	Disposed	-69.1% (price as of 2026-08-20)
March 11, 2004	CDE	F	14,270	$6.93	$98,891	127,932 Direct	-10.04%	Disposed	-69.6% (price as of 2026-08-20)
Feb. 19, 2004	CDE	A	17,202	—	—	142,202 Direct	+13.76%	Acquired	(price as of 2026-08-20)
Feb. 19, 2004	CDE	A	29,325	—	—	29,325 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2004	CDE	A	3,666	—	—	3,666 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 2, 2011	HL	Stock Option	Common Stock (45,872)	$5.52	May 5, 2015	45,872	Disposed
Nov. 5, 2010	HL	Stock Option	Common Stock (78,534)	$3.42	May 28, 2014	78,534	Disposed
May 5, 2010	HL	Stock Options	Common Stock (45,872)	$5.52	May 5, 2015	45,872	Acquired
May 28, 2009	HL	Stock Options	Common Stock (78,534)	$3.42	May 28, 2014	78,534	Acquired
May 15, 2008	HL	Stock Options	Common Stock (13,624)	$9.86	May 15, 2013	13,624	Acquired
Jan. 10, 2008	CDE	Non-Qualified Stock Options	Common Stock (24,273)	$4.85	Jan. 10, 2018	24,273	Acquired
Jan. 10, 2008	CDE	Incentive Stock Options	Common Stock (20,618)	$4.85	Jan. 10, 2018	20,618	Acquired
March 20, 2007	CDE	Non-Qualified Stock Options	Common Stock (17,119)	$3.99	March 20, 2017	17,119	Acquired
March 20, 2007	CDE	Incentive Stock Options	Common Stock (25,062)	$3.99	March 20, 2017	25,062	Acquired
Feb. 20, 2006	CDE	Non-qualified Stock Options	Common Stock (12,142)	$5.14	Feb. 20, 2016	12,142	Acquired
Feb. 20, 2006	CDE	Incentive Stock Options	Common Stock (19,455)	$5.14	Feb. 20, 2016	19,455	Acquired
Feb. 17, 2005	CDE	Non-Qualified Stock Options	Common Stock (33,700)	$3.92	Feb. 16, 2015	33,700	Acquired
Feb. 17, 2005	CDE	Incentive Stock Options	Common Stock (25,511)	$3.92	Feb. 16, 2015	25,511	Acquired
Feb. 19, 2004	CDE	Incentive Stock Options	Common Stock (29,325)	$7.09	Feb. 19, 2014	29,325	Acquired
Feb. 19, 2004	CDE	Non-Qualified Stock Options	Common Stock (3,666)	$7.09	Feb. 19, 2014	3,666	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 27, 2008	HL	Common Stock	8,818	Direct
March 27, 2008	HL	Stock Options→ Common Stock (33,000)	33,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HL

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	—	—	—	—	$786,399	$203,085	$15,900	$1,584,973
2015	—	—	—	—	$822,000	$174,075	$15,900	$1,975,675
2014	—	—	—	—	$954,800	$279,690	$15,600	$2,504,171

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.