James A Schwartz
CIK 1391993 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 10, 2007 · Latest: Aug. 10, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 14, 2009 | APLD | P | 1,000 | $100.00 | $100,000 | 1,000 Indirect | — | Acquired | -95.1% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 14, 2009 | APLD | Series A Convertible Preferred Stock | Common Stock (1,428,571) | $0.07 | — | 1,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 10, 2007 | APLD | Common Stock | 185,000 | Indirect |
| Aug. 10, 2007 | APLD | Common Stock | 1,450 | Direct |
| Aug. 10, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |
| Aug. 10, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |
| Aug. 10, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |
| Aug. 10, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |
| March 5, 2007 | APLD | Common Stock | 185,000 | Indirect |
| March 5, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |
| March 5, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |
| March 5, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |
| March 5, 2007 | APLD | Option→ Common Stock (25,000) | 25,000 | Direct |