James A Winnefeld Jr

Insider

First SEC filing: Nov. 12, 2020 · Latest: May 6, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 15, 2025	TAP	A	3,022	—	—	22,188 Direct	+15.77%	Acquired	(price as of 2026-08-21)
May 9, 2025	TAP	P	200	$54.00	$10,800	19,166 Direct	+1.05%	Acquired	-21.5% (price as of 2026-08-21)
May 1, 2025	RTX	A	2,904	$127.41	$369,999	22,268 Direct	+15.00%	Acquired	66.9% (price as of 2026-08-21)
April 23, 2025	RTX	P	200	$117.90	$23,580	8,000 Direct	+2.56%	Acquired	80.3% (price as of 2026-08-21)
May 16, 2024	TAP	A	2,873	—	—	18,966 Direct	+17.85%	Acquired	(price as of 2026-08-21)
May 2, 2024	RTX	A	2,061	$101.89	$209,995	18,956 Direct	+12.20%	Acquired	108.7% (price as of 2026-08-21)
Nov. 3, 2023	TAP	P	100	$59.02	$5,902	16,093 Direct	+0.63%	Acquired	-28.2% (price as of 2026-08-21)
Aug. 3, 2023	TAP	P	100	$67.08	$6,708	15,993 Direct	+0.63%	Acquired	-36.8% (price as of 2026-08-21)
July 26, 2023	RTX	P	100	$86.82	$8,682	7,800 Direct	+1.30%	Acquired	144.9% (price as of 2026-08-21)
May 18, 2023	TAP	A	2,667	$61.88	$165,034	15,893 Direct	+20.16%	Acquired	-31.5% (price as of 2026-08-21)
May 2, 2023	RTX	A	3,540	$98.87	$350,000	16,455 Direct	+27.41%	Acquired	115.1% (price as of 2026-08-21)
Aug. 3, 2022	TAP	P	200	$53.45	$10,690	13,226 Direct	+1.54%	Acquired	-20.7% (price as of 2026-08-21)
May 19, 2022	TAP	A	2,856	—	—	13,026 Direct	+28.08%	Acquired	(price as of 2026-08-21)
April 27, 2022	RTX	P	200	$99.00	$19,800	7,700 Direct	+2.67%	Acquired	114.8% (price as of 2026-08-21)
April 25, 2022	RTX	A	3,363	$99.61	$334,988	12,612 Direct	+36.36%	Acquired	113.5% (price as of 2026-08-21)
Nov. 4, 2021	TAP	P	200	$45.46	$9,092	10,170 Direct	+2.01%	Acquired	-6.7% (price as of 2026-08-21)
May 27, 2021	TAP	A	2,528	—	—	9,970 Direct	+33.97%	Acquired	(price as of 2026-08-21)
April 26, 2021	RTX	A	4,136	$81.00	$335,016	9,038 Direct	+84.37%	Acquired	162.5% (price as of 2026-08-21)
Feb. 12, 2021	TAP	P	1,000	$44.49	$44,490	7,442 Direct	+15.52%	Acquired	-4.7% (price as of 2026-08-21)
Nov. 4, 2020	TAP	P	1,000	$36.90	$36,900	6,442 Direct	+18.38%	Acquired	14.9% (price as of 2026-08-21)
Oct. 28, 2020	RTX	P	500	$55.20	$27,600	7,860 Direct	+6.79%	Acquired	285.2% (price as of 2026-08-21)
July 31, 2020	RTX	P	407	$56.55	$23,016	7,360 Direct	+5.85%	Acquired	276.0% (price as of 2026-08-21)
May 21, 2020	TAP	A	3,942	—	—	5,442 Direct	+262.80%	Acquired	(price as of 2026-08-21)
May 12, 2020	RTX	A	4,767	$65.07	$310,189	4,767 Direct	—	Acquired	226.8% (price as of 2026-08-21)
April 3, 2020	RTX	A	6,593	—	—	6,593 Direct	—	Acquired	(price as of 2026-08-21)
April 3, 2020	RTX	A	6,953	—	—	6,953 Direct	—	Acquired	(price as of 2026-08-21)
April 3, 2020	1047122	D	2,824	—	—	0 Direct	-100.00%	Disposed
Feb. 28, 2020	1047122	P	100	$191.12	$19,112	2,824 Direct	+3.67%	Acquired
May 30, 2019	1047122	A	878	—	—	2,724 Direct	+47.56%	Acquired
May 31, 2018	1047122	A	668	—	—	1,846 Direct	+56.71%	Acquired
May 25, 2017	1047122	A	858	—	—	1,178 Direct	+268.12%	Acquired
Jan. 18, 2017	1047122	A	320	—	—	320 Direct	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 1, 2025	RTX	Phantom Stock Unit	Common Stock (2,904)	—	—	2,904	Acquired
May 2, 2024	RTX	Phantom Stock Unit	Common Stock (2,061)	—	—	2,061	Acquired
May 2, 2023	RTX	Phantom Stock Unit	Common Stock (3,540)	—	—	3,540	Acquired
April 25, 2022	RTX	Phantom Stock Unit	Common Stock (3,363)	—	—	3,363	Acquired
April 26, 2021	RTX	Phantom Stock Unit	Common Stock (4,136)	—	—	4,136	Acquired
May 12, 2020	RTX	Phantom Stock Unit	Common Stock (4,767)	—	—	4,767	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 6, 2026	HAWK	Common Stock	126,689	Direct
May 6, 2026	HAWK	Series A-1 Preferred Stock→ Common Stock (6,363)	6,363	Direct
May 6, 2026	HAWK	Stock Option (Right to Buy)→ Common Stock (1,042)	1,042	Direct
May 6, 2026	HAWK	Stock Option (Right to Buy)→ Common Stock (103,714)	103,714	Direct
May 22, 2020	TAP	Class B Common Stock	1,500	Direct
April 8, 2020	RTX	Common Stock	0	Direct