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James B Buda
Insider
First SEC filing: May 3, 2017 · Latest: May 3, 2017
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 1, 2017 | CAT | F | 519 | $102.20 | $53,042 | 43,290 Direct | -1.18% | Disposed | 727.2% (price as of 2026-10-02) |
| April 28, 2017 | CAT | A | 33 | $102.26 | $3,375 | 30,772 Direct | +0.11% | Acquired | 726.7% (price as of 2026-10-02) |
| March 10, 2017 | CAT | A | 72 | $92.31 | $6,646 | 30,739 Direct | +0.23% | Acquired | 815.8% (price as of 2026-10-02) |
| Dec. 30, 2016 | CAT | A | 75 | $92.74 | $6,956 | 30,667 Direct | +0.25% | Acquired | 811.6% (price as of 2026-10-02) |
| Nov. 30, 2016 | CAT | A | 72 | $95.56 | $6,880 | 30,592 Direct | +0.24% | Acquired | 784.7% (price as of 2026-10-02) |
| Oct. 31, 2016 | CAT | A | 83 | $83.46 | $6,927 | 30,520 Direct | +0.27% | Acquired | 913.0% (price as of 2026-10-02) |
| Sept. 30, 2016 | CAT | A | 78 | $88.77 | $6,924 | 30,437 Direct | +0.26% | Acquired | 852.4% (price as of 2026-10-02) |
| Aug. 31, 2016 | CAT | A | 84 | $81.95 | $6,884 | 30,359 Direct | +0.28% | Acquired | 931.6% (price as of 2026-10-02) |
| July 29, 2016 | CAT | A | 84 | $82.76 | $6,952 | 30,275 Direct | +0.28% | Acquired | 921.5% (price as of 2026-10-02) |
| June 30, 2016 | CAT | A | 91 | $75.81 | $6,899 | 30,191 Direct | +0.30% | Acquired | 1015.2% (price as of 2026-10-02) |
| May 31, 2016 | CAT | A | 96 | $72.51 | $6,961 | 30,100 Direct | +0.32% | Acquired | 1065.9% (price as of 2026-10-02) |
| May 1, 2016 | CAT | F | 519 | $77.35 | $40,145 | 43,881 Direct | -1.17% | Disposed | 993.0% (price as of 2026-10-02) |
| April 29, 2016 | CAT | A | 50 | $77.72 | $3,886 | 30,004 Direct | +0.17% | Acquired | 987.8% (price as of 2026-10-02) |
| March 7, 2016 | CAT | A | 69,652 | · | · | 69,652 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 31, 2015 | CAT | A | 102 | $67.96 | $6,932 | 24,954 Direct | +0.41% | Acquired | 1144.0% (price as of 2026-10-02) |
| Nov. 30, 2015 | CAT | A | 95 | $72.65 | $6,902 | 24,852 Direct | +0.38% | Acquired | 1063.7% (price as of 2026-10-02) |
| Oct. 30, 2015 | CAT | A | 95 | $72.99 | $6,934 | 24,757 Direct | +0.39% | Acquired | 1058.3% (price as of 2026-10-02) |
| Sept. 30, 2015 | CAT | A | 106 | $65.36 | $6,928 | 24,662 Direct | +0.43% | Acquired | 1193.5% (price as of 2026-10-02) |
| Aug. 31, 2015 | CAT | A | 90 | $76.44 | $6,880 | 24,556 Direct | +0.37% | Acquired | 1006.0% (price as of 2026-10-02) |
| July 31, 2015 | CAT | A | 88 | $78.63 | $6,919 | 24,466 Direct | +0.36% | Acquired | 975.2% (price as of 2026-10-02) |
| June 30, 2015 | CAT | A | 81 | $84.82 | $6,870 | 24,378 Direct | +0.33% | Acquired | 896.7% (price as of 2026-10-02) |
| May 29, 2015 | CAT | A | 81 | $85.32 | $6,911 | 24,297 Direct | +0.33% | Acquired | 890.9% (price as of 2026-10-02) |
| May 1, 2015 | CAT | F | 762 | $87.52 | $66,690 | 35,460 Direct | -2.10% | Disposed | 866.0% (price as of 2026-10-02) |
| April 30, 2015 | CAT | A | 44 | $86.88 | $3,823 | 24,216 Direct | +0.18% | Acquired | 873.1% (price as of 2026-10-02) |
| March 6, 2015 | CAT | A | 1,826 | $80.06 | $146,190 | 23,502 Direct | +8.42% | Acquired | 956.0% (price as of 2026-10-02) |
| March 2, 2015 | CAT | A | 100,595 | · | · | 100,565 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 31, 2014 | CAT | A | 75 | $92.59 | $6,944 | 21,676 Direct | +0.35% | Acquired | 813.1% (price as of 2026-10-02) |
| Nov. 28, 2014 | CAT | A | 69 | $100.60 | $6,941 | 21,601 Direct | +0.32% | Acquired | 740.4% (price as of 2026-10-02) |
| Oct. 31, 2014 | CAT | A | 68 | $101.41 | $6,896 | 21,532 Direct | +0.32% | Acquired | 733.7% (price as of 2026-10-02) |
| Sept. 30, 2014 | CAT | A | 70 | $99.03 | $6,932 | 21,464 Direct | +0.33% | Acquired | 753.7% (price as of 2026-10-02) |
| Aug. 29, 2014 | CAT | A | 64 | $109.07 | $6,980 | 21,394 Direct | +0.30% | Acquired | 675.1% (price as of 2026-10-02) |
| July 31, 2014 | CAT | A | 69 | $100.75 | $6,952 | 21,330 Direct | -0.32% | Disposed | 739.1% (price as of 2026-10-02) |
| July 30, 2014 | CAT | M | 2,925 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 30, 2014 | CAT | S | 2,306 | $105.00 | $242,130 | 36,787 Direct | -5.90% | Disposed | 705.2% (price as of 2026-10-02) |
| July 30, 2014 | CAT | D | 619 | $104.69 | $64,803 | 39,093 Direct | -1.56% | Disposed | 707.5% (price as of 2026-10-02) |
| July 30, 2014 | CAT | M | 2,925 | $22.17 | $64,847 | 39,712 Direct | +7.95% | Acquired | 3713.4% (price as of 2026-10-02) |
| July 29, 2014 | CAT | M | 68,251 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 29, 2014 | CAT | M | 48,144 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 29, 2014 | CAT | S | 53,871 | $105.24 | $5,669,384 | 36,787 Direct | -59.42% | Disposed | 703.3% (price as of 2026-10-02) |
| July 29, 2014 | CAT | D | 14,380 | $105.22 | $1,513,064 | 90,658 Direct | -13.69% | Disposed | 703.5% (price as of 2026-10-02) |
| July 29, 2014 | CAT | M | 68,251 | $22.17 | $1,513,125 | 105,038 Direct | +185.53% | Acquired | 3713.4% (price as of 2026-10-02) |
| July 29, 2014 | CAT | S | 14,651 | $105.24 | $1,541,871 | 36,787 Direct | -28.48% | Disposed | 703.3% (price as of 2026-10-02) |
| July 29, 2014 | CAT | D | 33,493 | $105.22 | $3,524,133 | 51,438 Direct | -39.44% | Disposed | 703.5% (price as of 2026-10-02) |
| July 29, 2014 | CAT | M | 48,144 | $73.20 | $3,524,141 | 84,931 Direct | +130.87% | Acquired | 1054.9% (price as of 2026-10-02) |
| June 30, 2014 | CAT | A | 64 | $108.67 | $6,955 | 21,261 Direct | +0.30% | Acquired | 678.0% (price as of 2026-10-02) |
| May 30, 2014 | CAT | A | 68 | $102.23 | $6,952 | 21,197 Direct | +0.32% | Acquired | 727.0% (price as of 2026-10-02) |
| April 30, 2014 | CAT | A | 41 | $105.40 | $4,321 | 20,495 Direct | +0.20% | Acquired | 702.1% (price as of 2026-10-02) |
| April 29, 2014 | CAT | M | 47,342 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 29, 2014 | CAT | M | 48,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 29, 2014 | CAT | S | 18,718 | $105.00 | $1,965,390 | 36,787 Direct | -33.72% | Disposed | 705.2% (price as of 2026-10-02) |
| April 29, 2014 | CAT | D | 28,624 | $104.26 | $2,984,338 | 55,505 Direct | -34.02% | Disposed | 710.9% (price as of 2026-10-02) |
| April 29, 2014 | CAT | M | 47,342 | $63.04 | $2,984,440 | 84,129 Direct | +128.69% | Acquired | 1241.1% (price as of 2026-10-02) |
| April 29, 2014 | CAT | S | 14,830 | $105.00 | $1,557,150 | 36,787 Direct | -28.73% | Disposed | 705.2% (price as of 2026-10-02) |
| April 29, 2014 | CAT | D | 33,170 | $104.26 | $3,458,304 | 51,617 Direct | -39.12% | Disposed | 710.9% (price as of 2026-10-02) |
| April 29, 2014 | CAT | M | 48,000 | $72.05 | $3,458,400 | 84,787 Direct | +130.48% | Acquired | 1073.4% (price as of 2026-10-02) |
| March 3, 2014 | CAT | A | 75,682 | · | · | 75,682 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2014 | CAT | S | 9,580 | $94.16 | $902,053 | 36,787 Direct | -20.66% | Disposed | 797.9% (price as of 2026-10-02) |
| Dec. 31, 2013 | CAT | A | 76 | $90.81 | $6,902 | 20,454 Direct | +0.37% | Acquired | 831.0% (price as of 2026-10-02) |
| Nov. 29, 2013 | CAT | A | 82 | $84.60 | $6,937 | 20,378 Direct | +0.40% | Acquired | 899.3% (price as of 2026-10-02) |
| Oct. 31, 2013 | CAT | A | 83 | $83.36 | $6,919 | 20,296 Direct | +0.41% | Acquired | 914.2% (price as of 2026-10-02) |
| Sept. 30, 2013 | CAT | A | 83 | $83.40 | $6,922 | 19,959 Direct | +0.42% | Acquired | 913.7% (price as of 2026-10-02) |
| Aug. 30, 2013 | CAT | A | 84 | $82.54 | $6,933 | 19,876 Direct | +0.42% | Acquired | 924.3% (price as of 2026-10-02) |
| July 31, 2013 | CAT | A | 84 | $82.06 | $6,893 | 19,792 Direct | +0.43% | Acquired | 930.2% (price as of 2026-10-02) |
| June 28, 2013 | CAT | A | 84 | $82.49 | $6,929 | 19,708 Direct | +0.43% | Acquired | 924.9% (price as of 2026-10-02) |
| May 31, 2013 | CAT | A | 81 | $85.80 | $6,950 | 19,624 Direct | +0.41% | Acquired | 885.3% (price as of 2026-10-02) |
| April 30, 2013 | CAT | A | 23 | $84.67 | $1,947 | 63,158 Direct | +0.04% | Acquired | 898.5% (price as of 2026-10-02) |
| March 4, 2013 | CAT | F | 1,532 | $91.04 | $139,473 | 46,016 Direct | -3.22% | Disposed | 828.6% (price as of 2026-10-02) |
| March 4, 2013 | CAT | A | 65,135 | · | · | 63,135 Direct | · | Acquired | (price as of 2026-10-02) |
| March 1, 2013 | CAT | M | 3,261 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 1, 2013 | CAT | M | 3,261 | · | · | 47,548 Direct | +7.36% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2013 | CAT | M | 70,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2013 | CAT | S | 7,361 | $99.25 | $730,579 | 44,287 Direct | -14.25% | Disposed | 751.8% (price as of 2026-10-02) |
| Jan. 31, 2013 | CAT | S | 70,000 | $98.21 | $6,874,700 | 51,646 Direct | -57.54% | Disposed | 760.8% (price as of 2026-10-02) |
| Jan. 31, 2013 | CAT | M | 70,000 | $45.64 | $3,194,800 | 121,646 Direct | +135.54% | Acquired | 1752.4% (price as of 2026-10-02) |
| Jan. 3, 2013 | CAT | A | 69 | · | · | 18,593 Direct | +0.37% | Acquired | (price as of 2026-10-02) |
| Nov. 30, 2012 | CAT | A | 70 | · | · | 18,524 Direct | +0.38% | Acquired | (price as of 2026-10-02) |
| Nov. 2, 2012 | CAT | M | 64,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 2, 2012 | CAT | S | 64,000 | $86.98 | $5,566,720 | 51,646 Direct | -55.34% | Disposed | 872.0% (price as of 2026-10-02) |
| Nov. 2, 2012 | CAT | M | 64,000 | $38.63 | $2,472,320 | 115,646 Direct | +123.92% | Acquired | 2088.5% (price as of 2026-10-02) |
| Oct. 31, 2012 | CAT | A | 71 | · | · | 18,454 Direct | +0.39% | Acquired | (price as of 2026-10-02) |
| Sept. 28, 2012 | CAT | A | 70 | · | · | 18,383 Direct | +0.38% | Acquired | (price as of 2026-10-02) |
| Aug. 31, 2012 | CAT | A | 70 | · | · | 18,313 Direct | +0.38% | Acquired | (price as of 2026-10-02) |
| July 31, 2012 | CAT | A | 71 | · | · | 18,243 Direct | +0.39% | Acquired | (price as of 2026-10-02) |
| June 29, 2012 | CAT | A | 71 | · | · | 18,032 Direct | +0.40% | Acquired | (price as of 2026-10-02) |
| May 31, 2012 | CAT | A | 45 | · | · | 17,961 Direct | +0.25% | Acquired | (price as of 2026-10-02) |
| May 1, 2012 | CAT | A | 5,000 | · | · | 51,496 Direct | +10.75% | Acquired | (price as of 2026-10-02) |
| March 5, 2012 | CAT | A | 44,258 | · | · | 44,258 Direct | · | Acquired | (price as of 2026-10-02) |
| March 2, 2012 | CAT | M | 4,449 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 2, 2012 | CAT | F | 1,845 | $112.87 | $208,245 | 46,318 Direct | -3.83% | Disposed | 649.0% (price as of 2026-10-02) |
| March 2, 2012 | CAT | M | 4,449 | · | · | 48,163 Direct | +10.18% | Acquired | (price as of 2026-10-02) |
| March 2, 2012 | CAT | A | 862 | · | · | 17,623 Direct | +5.14% | Acquired | (price as of 2026-10-02) |
| Feb. 21, 2012 | CAT | M | 54,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 21, 2012 | CAT | S | 54,000 | $115.00 | $6,210,000 | 43,714 Direct | -55.26% | Disposed | 635.1% (price as of 2026-10-02) |
| Feb. 21, 2012 | CAT | M | 54,000 | $27.14 | $1,465,560 | 97,714 Direct | +123.53% | Acquired | 3015.0% (price as of 2026-10-02) |
| Dec. 30, 2011 | CAT | A | 53 | · | · | 16,761 Direct | +0.32% | Acquired | (price as of 2026-10-02) |
| Nov. 30, 2011 | CAT | A | 180 | · | · | 16,708 Direct | +1.09% | Acquired | (price as of 2026-10-02) |
| Oct. 31, 2011 | CAT | A | 217 | · | · | 16,528 Direct | +1.33% | Acquired | (price as of 2026-10-02) |
| March 7, 2011 | CAT | A | 23,379 | · | · | 23,379 Direct | · | Acquired | (price as of 2026-10-02) |
| March 4, 2011 | CAT | A | 546 | · | · | 16,311 Direct | +3.46% | Acquired | (price as of 2026-10-02) |
| March 3, 2011 | CAT | M | 2,450 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
Showing latest 100 of 184 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 28, 2017 | CAT | Phantom Stock Units | Common Stock | · | · | 33 | Acquired |
| March 10, 2017 | CAT | Phantom Stock Units | Common Stock | · | · | 72 | Acquired |
| Dec. 30, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 75 | Acquired |
| Nov. 30, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 72 | Acquired |
| Oct. 31, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 83 | Acquired |
| Sept. 30, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 78 | Acquired |
| Aug. 31, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 84 | Acquired |
| July 29, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 84 | Acquired |
| June 30, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 91 | Acquired |
| May 31, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 96 | Acquired |
| April 29, 2016 | CAT | Phantom Stock Units | Common Stock | · | · | 50 | Acquired |
| March 7, 2016 | CAT | Employee Stock Option | Common Stock | $74.77 | March 7, 2026 | 69,652 | Acquired |
| Dec. 31, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 102 | Acquired |
| Nov. 30, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 95 | Acquired |
| Oct. 30, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 95 | Acquired |
| Sept. 30, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 106 | Acquired |
| Aug. 31, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 90 | Acquired |
| July 31, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 88 | Acquired |
| June 30, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 81 | Acquired |
| May 29, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 81 | Acquired |
| April 30, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 44 | Acquired |
| March 6, 2015 | CAT | Phantom Stock Units | Common Stock | · | · | 1,826 | Acquired |
| March 2, 2015 | CAT | Employee Stock Option | Common Stock | $83.00 | March 2, 2025 | 100,595 | Acquired |
| Dec. 31, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 75 | Acquired |
| Nov. 28, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 69 | Acquired |
| Oct. 31, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 68 | Acquired |
| Sept. 30, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 70 | Acquired |
| Aug. 29, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 64 | Acquired |
| July 31, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 69 | Disposed |
| July 30, 2014 | CAT | Stock Appreciation Right | Common Stock | $22.17 | March 2, 2019 | 2,925 | Disposed |
| July 29, 2014 | CAT | Stock Appreciation Right | Common Stock | $22.17 | March 2, 2019 | 68,251 | Disposed |
| July 29, 2014 | CAT | Stock Appreciation Right | Common Stock | $73.20 | March 3, 2018 | 48,144 | Disposed |
| June 30, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 64 | Acquired |
| May 30, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 68 | Acquired |
| April 30, 2014 | CAT | Phantom Stock Units | Common Stock | · | · | 41 | Acquired |
| April 29, 2014 | CAT | Stock Appreciation Right | Common Stock | $63.04 | March 2, 2017 | 47,342 | Disposed |
| April 29, 2014 | CAT | Stock Appreciation Right | Common Stock | $72.05 | Feb. 17, 2016 | 48,000 | Disposed |
| March 3, 2014 | CAT | Employee Stock Options | Common Stock | $96.31 | March 3, 2024 | 75,682 | Acquired |
| Dec. 31, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 76 | Acquired |
| Nov. 29, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 82 | Acquired |
| Oct. 31, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 83 | Acquired |
| Sept. 30, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 83 | Acquired |
| Aug. 30, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 84 | Acquired |
| July 31, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 84 | Acquired |
| June 28, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 84 | Acquired |
| May 31, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 81 | Acquired |
| April 30, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 23 | Acquired |
| March 4, 2013 | CAT | Employee Stock Option | Common Stock | $89.75 | March 4, 2023 | 65,135 | Acquired |
| March 1, 2013 | CAT | Restricted Stock Units | Common Stock | · | March 1, 2013 | 3,261 | Disposed |
| Jan. 31, 2013 | CAT | Employee Stock Option | Common Stock | $45.64 | Feb. 18, 2015 | 70,000 | Disposed |
| Jan. 3, 2013 | CAT | Phantom Stock Units | Common Stock | · | · | 69 | Acquired |
| Nov. 30, 2012 | CAT | Phantom Stock Units | Common | · | · | 70 | Acquired |
| Nov. 2, 2012 | CAT | Employee Stock Option | Common | $38.63 | June 8, 2014 | 64,000 | Disposed |
| Oct. 31, 2012 | CAT | Phantom Stock Units | Common | · | · | 71 | Acquired |
| Sept. 28, 2012 | CAT | Phantom Stock Units | Common | · | · | 70 | Acquired |
| Aug. 31, 2012 | CAT | Phantom Stock Units | Common | · | · | 70 | Acquired |
| July 31, 2012 | CAT | Phantom Stock Units | Common | · | · | 71 | Acquired |
| June 29, 2012 | CAT | Phantom Stock Units | Common | · | · | 71 | Acquired |
| May 31, 2012 | CAT | Phantom Stock Units | Common | · | · | 45 | Acquired |
| March 5, 2012 | CAT | Employee Stock Option (right to buy) | Common | $110.09 | March 5, 2022 | 44,258 | Acquired |
| March 2, 2012 | CAT | Restricted Stock Units | Common | · | March 2, 2012 | 4,449 | Disposed |
| March 2, 2012 | CAT | Phantom Stock Units | Common | · | · | 862 | Acquired |
| Feb. 21, 2012 | CAT | Employee Stock Option | Common | $27.14 | June 10, 2013 | 54,000 | Disposed |
| Dec. 30, 2011 | CAT | Phantom Stock Units | Common | · | · | 53 | Acquired |
| Nov. 30, 2011 | CAT | Phantom Stock Units | Common | · | · | 180 | Acquired |
| Oct. 31, 2011 | CAT | Phantom Stock Units | Common | · | · | 217 | Acquired |
| March 7, 2011 | CAT | Stock Appreciation Rights | Common | $102.13 | March 7, 2021 | 23,379 | Acquired |
| March 4, 2011 | CAT | Phantom Stock Units | Common | · | · | 546 | Acquired |
| March 3, 2011 | CAT | Restricted Stock Units | Common | · | March 3, 2011 | 2,450 | Disposed |
| Dec. 31, 2010 | CAT | Phantom Stock Units | Common | · | · | 100 | Acquired |
| Nov. 30, 2010 | CAT | Phantom Stock Units | Common | · | · | 63 | Acquired |
| Oct. 29, 2010 | CAT | Phantom Stock Units | Common | · | · | 114 | Acquired |
| Sept. 30, 2010 | CAT | Phantom Stock Units | Common | · | · | 68 | Acquired |
| Aug. 31, 2010 | CAT | Phantom Stock Units | Common | · | · | 82 | Acquired |
| July 30, 2010 | CAT | Phantom Stock Units | Common | · | · | 188 | Acquired |
| June 30, 2010 | CAT | Phantom Stock Units | Common | · | · | 130 | Acquired |
| March 2, 2010 | CAT | Restricted Stock Units | Common | · | March 2, 2010 | 2,594 | Disposed |
| March 1, 2010 | CAT | Restricted Stock Units | Common | · | · | 3,261 | Acquired |
| March 1, 2010 | CAT | Stock Appreciation Rights | Common | $57.85 | March 1, 2020 | 77,927 | Acquired |
| Dec. 31, 2009 | CAT | Phantom Stock Units | Common | · | · | 178 | Acquired |
| Nov. 30, 2009 | CAT | Phantom Stock Units | Common | · | · | 92 | Acquired |
| Oct. 30, 2009 | CAT | Phantom Stock Units | Common | · | · | 159 | Acquired |
| Sept. 30, 2009 | CAT | Phantom Stock Units | Common | · | · | 105 | Acquired |
| Aug. 31, 2009 | CAT | Phantom Stock Units | Common | · | · | 119 | Acquired |
| July 31, 2009 | CAT | Phantom Stock Units | Common | · | · | 122 | Acquired |
| June 30, 2009 | CAT | Phantom Stock Units | Common | · | · | 186 | Acquired |
| March 6, 2009 | CAT | Phantom Stock Units | Common | · | · | 2,452 | Acquired |
| March 2, 2009 | CAT | Restricted Stock Units | Common | · | · | 4,449 | Acquired |
| March 2, 2009 | CAT | Stock Appreciation Rights | Common | $22.17 | March 2, 2019 | 71,176 | Acquired |
| Dec. 31, 2008 | CAT | Phantom Stock Units | Common | · | · | 310 | Acquired |
| Nov. 28, 2008 | CAT | Phantom Stock Units | Common | · | · | 131 | Acquired |
| Oct. 31, 2008 | CAT | Phantom Stock Units | Common | · | · | 141 | Acquired |
| Sept. 30, 2008 | CAT | Phantom Stock Units | Common | · | · | 83 | Acquired |
| Sept. 19, 2008 | CAT | Employee Stock Option [F4] | Common | $25.36 | June 11, 2012 | 54,000 | Disposed |
| Sept. 19, 2008 | CAT | Employee Stock Option [F4] | Common | $26.76 | June 12, 2011 | 3,750 | Disposed |
| Aug. 29, 2008 | CAT | Phantom Stock Units | Common | · | · | 76 | Acquired |
| July 31, 2008 | CAT | Phantom Stock Units | Common | · | · | 77 | Acquired |
| June 30, 2008 | CAT | Phantom Stock Units | Common | · | · | 116 | Acquired |
| May 30, 2008 | CAT | Phantom Stock Units | Common | · | · | 65 | Acquired |
| April 30, 2008 | CAT | Phantom Stock Units | Common | · | · | 5 | Acquired |
Showing latest 100 of 127 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).