James B Buda

CIK 1171771 · View on SEC EDGAR ↗

Insider

First SEC filing: May 3, 2017 · Latest: May 3, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 30, 2014 CAT S 2,306 $105.00 $242,130 36,787 Direct -5.90% Disposed 670.9% (price as of 2026-08-19)
July 29, 2014 CAT S 53,871 $105.24 $5,669,384 36,787 Direct -59.42% Disposed 669.1% (price as of 2026-08-19)
July 29, 2014 CAT S 14,651 $105.24 $1,541,871 36,787 Direct -28.48% Disposed 669.1% (price as of 2026-08-19)
April 29, 2014 CAT S 18,718 $105.00 $1,965,390 36,787 Direct -33.72% Disposed 670.9% (price as of 2026-08-19)
April 29, 2014 CAT S 14,830 $105.00 $1,557,150 36,787 Direct -28.73% Disposed 670.9% (price as of 2026-08-19)
Jan. 31, 2014 CAT S 9,580 $94.16 $902,053 36,787 Direct -20.66% Disposed 759.6% (price as of 2026-08-19)
Jan. 31, 2013 CAT S 7,361 $99.25 $730,579 44,287 Direct -14.25% Disposed 715.5% (price as of 2026-08-19)
Jan. 31, 2013 CAT S 70,000 $98.21 $6,874,700 51,646 Direct -57.54% Disposed 724.2% (price as of 2026-08-19)
Nov. 2, 2012 CAT S 64,000 $86.98 $5,566,720 51,646 Direct -55.34% Disposed 830.6% (price as of 2026-08-19)
Feb. 21, 2012 CAT S 54,000 $115.00 $6,210,000 43,714 Direct -55.26% Disposed 603.9% (price as of 2026-08-19)

Showing latest 100 of 184 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 28, 2017 CAT Phantom Stock Units Common Stock (33) — — 33 Acquired
March 10, 2017 CAT Phantom Stock Units Common Stock (72) — — 72 Acquired
Dec. 30, 2016 CAT Phantom Stock Units Common Stock (75) — — 75 Acquired
Nov. 30, 2016 CAT Phantom Stock Units Common Stock (72) — — 72 Acquired
Oct. 31, 2016 CAT Phantom Stock Units Common Stock (83) — — 83 Acquired
Sept. 30, 2016 CAT Phantom Stock Units Common Stock (78) — — 78 Acquired
Aug. 31, 2016 CAT Phantom Stock Units Common Stock (84) — — 84 Acquired
July 29, 2016 CAT Phantom Stock Units Common Stock (84) — — 84 Acquired
June 30, 2016 CAT Phantom Stock Units Common Stock (91) — — 91 Acquired
May 31, 2016 CAT Phantom Stock Units Common Stock (96) — — 96 Acquired
April 29, 2016 CAT Phantom Stock Units Common Stock (50) — — 50 Acquired
March 7, 2016 CAT Employee Stock Option Common Stock (69,652) $74.77 March 7, 2026 69,652 Acquired
Dec. 31, 2015 CAT Phantom Stock Units Common Stock (102) — — 102 Acquired
Nov. 30, 2015 CAT Phantom Stock Units Common Stock (95) — — 95 Acquired
Oct. 30, 2015 CAT Phantom Stock Units Common Stock (95) — — 95 Acquired
Sept. 30, 2015 CAT Phantom Stock Units Common Stock (106) — — 106 Acquired
Aug. 31, 2015 CAT Phantom Stock Units Common Stock (90) — — 90 Acquired
July 31, 2015 CAT Phantom Stock Units Common Stock (88) — — 88 Acquired
June 30, 2015 CAT Phantom Stock Units Common Stock (81) — — 81 Acquired
May 29, 2015 CAT Phantom Stock Units Common Stock (81) — — 81 Acquired
April 30, 2015 CAT Phantom Stock Units Common Stock (44) — — 44 Acquired
March 6, 2015 CAT Phantom Stock Units Common Stock (1,826) — — 1,826 Acquired
March 2, 2015 CAT Employee Stock Option Common Stock (100,595) $83.00 March 2, 2025 100,595 Acquired
Dec. 31, 2014 CAT Phantom Stock Units Common Stock (75) — — 75 Acquired
Nov. 28, 2014 CAT Phantom Stock Units Common Stock (69) — — 69 Acquired
Oct. 31, 2014 CAT Phantom Stock Units Common Stock (68) — — 68 Acquired
Sept. 30, 2014 CAT Phantom Stock Units Common Stock (70) — — 70 Acquired
Aug. 29, 2014 CAT Phantom Stock Units Common Stock (64) — — 64 Acquired
July 31, 2014 CAT Phantom Stock Units Common Stock (69) — — 69 Disposed
July 30, 2014 CAT Stock Appreciation Right Common Stock (2,925) $22.17 March 2, 2019 2,925 Disposed
July 29, 2014 CAT Stock Appreciation Right Common Stock (68,251) $22.17 March 2, 2019 68,251 Disposed
July 29, 2014 CAT Stock Appreciation Right Common Stock (48,144) $73.20 March 3, 2018 48,144 Disposed
June 30, 2014 CAT Phantom Stock Units Common Stock (64) — — 64 Acquired
May 30, 2014 CAT Phantom Stock Units Common Stock (68) — — 68 Acquired
April 30, 2014 CAT Phantom Stock Units Common Stock (41) — — 41 Acquired
April 29, 2014 CAT Stock Appreciation Right Common Stock (47,342) $63.04 March 2, 2017 47,342 Disposed
April 29, 2014 CAT Stock Appreciation Right Common Stock (48,000) $72.05 Feb. 17, 2016 48,000 Disposed
March 3, 2014 CAT Employee Stock Options Common Stock (75,682) $96.31 March 3, 2024 75,682 Acquired
Dec. 31, 2013 CAT Phantom Stock Units Common Stock (76) — — 76 Acquired
Nov. 29, 2013 CAT Phantom Stock Units Common Stock (82) — — 82 Acquired
Oct. 31, 2013 CAT Phantom Stock Units Common Stock (83) — — 83 Acquired
Sept. 30, 2013 CAT Phantom Stock Units Common Stock (83) — — 83 Acquired
Aug. 30, 2013 CAT Phantom Stock Units Common Stock (84) — — 84 Acquired
July 31, 2013 CAT Phantom Stock Units Common Stock (84) — — 84 Acquired
June 28, 2013 CAT Phantom Stock Units Common Stock (84) — — 84 Acquired
May 31, 2013 CAT Phantom Stock Units Common Stock (81) — — 81 Acquired
April 30, 2013 CAT Phantom Stock Units Common Stock (23) — — 23 Acquired
March 4, 2013 CAT Employee Stock Option Common Stock (65,135) $89.75 March 4, 2023 65,135 Acquired
March 1, 2013 CAT Restricted Stock Units Common Stock (3,261) — March 1, 2013 3,261 Disposed
Jan. 31, 2013 CAT Employee Stock Option Common Stock (70,000) $45.64 Feb. 18, 2015 70,000 Disposed
Jan. 3, 2013 CAT Phantom Stock Units Common Stock (69) — — 69 Acquired
Nov. 30, 2012 CAT Phantom Stock Units Common (70) — — 70 Acquired
Nov. 2, 2012 CAT Employee Stock Option Common (0) $38.63 June 8, 2014 64,000 Disposed
Oct. 31, 2012 CAT Phantom Stock Units Common (71) — — 71 Acquired
Sept. 28, 2012 CAT Phantom Stock Units Common (70) — — 70 Acquired
Aug. 31, 2012 CAT Phantom Stock Units Common (70) — — 70 Acquired
July 31, 2012 CAT Phantom Stock Units Common (71) — — 71 Acquired
June 29, 2012 CAT Phantom Stock Units Common (71) — — 71 Acquired
May 31, 2012 CAT Phantom Stock Units Common (45) — — 45 Acquired
March 5, 2012 CAT Employee Stock Option (right to buy) Common (44,258) $110.09 March 5, 2022 44,258 Acquired
March 2, 2012 CAT Restricted Stock Units Common (4,449) — March 2, 2012 4,449 Disposed
March 2, 2012 CAT Phantom Stock Units Common (862) — — 862 Acquired
Feb. 21, 2012 CAT Employee Stock Option Common (54,000) $27.14 June 10, 2013 54,000 Disposed
Dec. 30, 2011 CAT Phantom Stock Units Common (53) — — 53 Acquired
Nov. 30, 2011 CAT Phantom Stock Units Common (180) — — 180 Acquired
Oct. 31, 2011 CAT Phantom Stock Units Common (217) — — 217 Acquired
March 7, 2011 CAT Stock Appreciation Rights Common (23,379) $102.13 March 7, 2021 23,379 Acquired
March 4, 2011 CAT Phantom Stock Units Common (546) — — 546 Acquired
March 3, 2011 CAT Restricted Stock Units Common (2,450) — March 3, 2011 2,450 Disposed
Dec. 31, 2010 CAT Phantom Stock Units Common (100) — — 100 Acquired
Nov. 30, 2010 CAT Phantom Stock Units Common (63) — — 63 Acquired
Oct. 29, 2010 CAT Phantom Stock Units Common (114) — — 114 Acquired
Sept. 30, 2010 CAT Phantom Stock Units Common (68) — — 68 Acquired
Aug. 31, 2010 CAT Phantom Stock Units Common (82) — — 82 Acquired
July 30, 2010 CAT Phantom Stock Units Common (188) — — 188 Acquired
June 30, 2010 CAT Phantom Stock Units Common (130) — — 130 Acquired
March 2, 2010 CAT Restricted Stock Units Common (2,594) — March 2, 2010 2,594 Disposed
March 1, 2010 CAT Restricted Stock Units Common (3,261) — — 3,261 Acquired
March 1, 2010 CAT Stock Appreciation Rights Common (77,927) $57.85 March 1, 2020 77,927 Acquired
Dec. 31, 2009 CAT Phantom Stock Units Common (178) — — 178 Acquired
Nov. 30, 2009 CAT Phantom Stock Units Common (92) — — 92 Acquired
Oct. 30, 2009 CAT Phantom Stock Units Common (159) — — 159 Acquired
Sept. 30, 2009 CAT Phantom Stock Units Common (105) — — 105 Acquired
Aug. 31, 2009 CAT Phantom Stock Units Common (119) — — 119 Acquired
July 31, 2009 CAT Phantom Stock Units Common (122) — — 122 Acquired
June 30, 2009 CAT Phantom Stock Units Common (186) — — 186 Acquired
March 6, 2009 CAT Phantom Stock Units Common (2,452) — — 2,452 Acquired
March 2, 2009 CAT Restricted Stock Units Common (4,449) — — 4,449 Acquired
March 2, 2009 CAT Stock Appreciation Rights Common (71,176) $22.17 March 2, 2019 71,176 Acquired
Dec. 31, 2008 CAT Phantom Stock Units Common (310) — — 310 Acquired
Nov. 28, 2008 CAT Phantom Stock Units Common (131) — — 131 Acquired
Oct. 31, 2008 CAT Phantom Stock Units Common (141) — — 141 Acquired
Sept. 30, 2008 CAT Phantom Stock Units Common (83) — — 83 Acquired
Sept. 19, 2008 CAT Employee Stock Option [F4] Common (54,000) $25.36 June 11, 2012 54,000 Disposed
Sept. 19, 2008 CAT Employee Stock Option [F4] Common (3,750) $26.76 June 12, 2011 3,750 Disposed
Aug. 29, 2008 CAT Phantom Stock Units Common (76) — — 76 Acquired
July 31, 2008 CAT Phantom Stock Units Common (77) — — 77 Acquired
June 30, 2008 CAT Phantom Stock Units Common (116) — — 116 Acquired
May 30, 2008 CAT Phantom Stock Units Common (65) — — 65 Acquired
April 30, 2008 CAT Phantom Stock Units Common (5) — — 5 Acquired

Showing latest 100 of 127 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).