James B Hawkes

Insider

First SEC filing: Feb. 7, 2018 · Latest: Feb. 7, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 10, 2023	VCTR	A	650	$32.94	$21,411	424,605 Direct	+0.15%	Acquired	248.5% (price as of 2026-08-21)
April 10, 2023	VCTR	A	1,706	$29.30	$49,986	423,955 Direct	+0.40%	Acquired	291.8% (price as of 2026-08-21)
Jan. 10, 2023	VCTR	A	1,720	$29.06	$49,983	422,249 Direct	+0.41%	Acquired	295.1% (price as of 2026-08-21)
Oct. 10, 2022	VCTR	A	1,953	$25.60	$49,997	420,529 Direct	+0.47%	Acquired	348.5% (price as of 2026-08-21)
July 11, 2022	VCTR	A	2,118	$23.60	$49,985	418,576 Direct	+0.51%	Acquired	386.5% (price as of 2026-08-21)
June 14, 2022	VCTR	P	20,000	$24.51	$490,200	20,000 Indirect	—	Acquired	368.4% (price as of 2026-08-21)
April 11, 2022	VCTR	A	1,866	$26.79	$49,990	416,458 Direct	+0.45%	Acquired	328.6% (price as of 2026-08-21)
Jan. 10, 2022	VCTR	A	1,481	$33.74	$49,969	414,592 Direct	+0.36%	Acquired	240.3% (price as of 2026-08-21)
Nov. 23, 2021	VCTR	C	292,685	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 23, 2021	VCTR	C	411,111	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 23, 2021	VCTR	C	411,111	—	—	413,111 Direct	+20555.55%	Acquired	(price as of 2026-08-21)
Nov. 23, 2021	VCTR	C	292,685	—	—	382,685 Indirect	+325.21%	Acquired	(price as of 2026-08-21)
Oct. 11, 2021	VCTR	A	1,387	$36.03	$49,974	411,111 Direct	+0.34%	Acquired	218.7% (price as of 2026-08-21)
July 12, 2021	VCTR	A	1,515	$33.00	$49,995	409,724 Direct	+0.37%	Acquired	247.9% (price as of 2026-08-21)
April 12, 2021	VCTR	A	1,766	$28.31	$49,995	408,209 Direct	+0.43%	Acquired	305.5% (price as of 2026-08-21)
Jan. 11, 2021	VCTR	A	2,127	$23.50	$49,984	406,443 Direct	+0.53%	Acquired	388.6% (price as of 2026-08-21)
Oct. 12, 2020	VCTR	A	2,639	$18.94	$49,983	404,316 Direct	+0.66%	Acquired	506.2% (price as of 2026-08-21)
July 10, 2020	VCTR	A	2,666	$18.75	$49,988	401,677 Direct	+0.67%	Acquired	512.3% (price as of 2026-08-21)
June 12, 2020	VCTR	P	4,404	$15.76	$69,407	277,467 Indirect	+1.61%	Acquired	628.5% (price as of 2026-08-21)
June 11, 2020	VCTR	P	13,000	$15.76	$204,880	273,063 Indirect	+5.00%	Acquired	628.5% (price as of 2026-08-21)
May 15, 2020	VCTR	P	31,000	$14.01	$434,310	71,000 Indirect	+77.50%	Acquired	719.5% (price as of 2026-08-21)
May 14, 2020	VCTR	P	20,000	$13.72	$274,400	40,000 Indirect	+100.00%	Acquired	736.8% (price as of 2026-08-21)
May 13, 2020	VCTR	P	20,000	$13.96	$279,200	20,000 Indirect	—	Acquired	722.4% (price as of 2026-08-21)
April 13, 2020	VCTR	A	3,498	$14.29	$49,986	399,011 Direct	+0.88%	Acquired	703.4% (price as of 2026-08-21)
Jan. 10, 2020	VCTR	A	1,472	$21.22	$31,236	395,513 Direct	+0.37%	Acquired	441.0% (price as of 2026-08-21)
Oct. 10, 2019	VCTR	A	2,125	$14.70	$31,238	394,041 Direct	+0.54%	Acquired	681.0% (price as of 2026-08-21)
Aug. 16, 2019	VCTR	P	3,192	$15.80	$50,434	60,063 Indirect	+5.61%	Acquired	626.6% (price as of 2026-08-21)
Aug. 15, 2019	VCTR	P	2,500	$15.54	$38,850	56,871 Indirect	+4.60%	Acquired	638.8% (price as of 2026-08-21)
July 10, 2019	VCTR	A	1,664	$18.77	$31,233	391,916 Direct	+0.43%	Acquired	511.7% (price as of 2026-08-21)
April 10, 2019	VCTR	A	1,982	$15.76	$31,236	390,252 Direct	+0.51%	Acquired	628.5% (price as of 2026-08-21)
Jan. 10, 2019	VCTR	A	2,840	$11.00	$31,240	388,270 Direct	+0.74%	Acquired	943.7% (price as of 2026-08-21)
Dec. 20, 2018	VCTR	P	5,000	$8.80	$44,000	8,300 Indirect	+151.52%	Acquired	1204.7% (price as of 2026-08-21)
Nov. 21, 2018	VCTR	P	3,300	$12.00	$39,600	3,300 Indirect	—	Acquired	856.8% (price as of 2026-08-21)
Nov. 21, 2018	VCTR	P	2,000	$12.00	$24,000	248,071 Direct	+0.81%	Acquired	856.8% (price as of 2026-08-21)
Oct. 10, 2018	VCTR	A	3,575	$8.74	$31,246	385,430 Direct	+0.94%	Acquired	1213.6% (price as of 2026-08-21)
July 10, 2018	VCTR	A	3,078	$10.15	$31,242	381,855 Direct	+0.81%	Acquired	1031.1% (price as of 2026-08-21)
April 30, 2018	VCTR	A	7,534	$11.06	$83,326	378,777 Direct	+2.03%	Acquired	938.1% (price as of 2026-08-21)
Feb. 12, 2018	VCTR	P	1,071	$12.30	$13,173	246,071 Direct	+0.44%	Acquired	833.4% (price as of 2026-08-21)
Feb. 10, 2018	VCTR	P	1,071	$12.30	$13,173	246,071 Direct	+0.44%	Acquired	833.4% (price as of 2026-08-21)
Feb. 9, 2018	VCTR	P	20,000	$11.80	$236,000	90,000 Indirect	+28.57%	Acquired	873.0% (price as of 2026-08-21)
Feb. 9, 2018	VCTR	P	5,000	$11.50	$57,500	245,000 Direct	+2.08%	Acquired	898.3% (price as of 2026-08-21)
Feb. 8, 2018	VCTR	P	70,000	$12.23	$856,100	70,000 Indirect	—	Acquired	838.8% (price as of 2026-08-21)
Feb. 8, 2018	VCTR	P	40,000	$12.26	$490,400	240,000 Direct	+20.00%	Acquired	836.5% (price as of 2026-08-21)
Feb. 8, 2018	VCTR	P	200,000	$13.00	$2,600,000	200,000 Direct	—	Acquired	783.2% (price as of 2026-08-21)
Oct. 26, 2007	ETJ	P	1,000	$17.02	$17,020	2,000 Indirect	+100.00%	Acquired	-50.9% (price as of 2026-08-21)
Oct. 26, 2007	ETJ	P	300	$17.10	$5,130	1,000 Indirect	+42.86%	Acquired	-51.1% (price as of 2026-08-21)
Oct. 26, 2007	ETJ	P	700	$17.07	$11,949	700 Indirect	—	Acquired	-51.0% (price as of 2026-08-21)
Aug. 14, 2007	ETV	P	600	$17.97	$10,782	1,200 Indirect	+100.00%	Acquired	-15.3% (price as of 2026-08-21)
Aug. 14, 2007	ETB	P	600	$17.75	$10,650	1,100 Indirect	+120.00%	Acquired	-11.8% (price as of 2026-08-21)
Aug. 14, 2007	EFR	P	300	$17.37	$5,211	4,000 Indirect	+8.11%	Acquired	-39.3% (price as of 2026-08-21)
Aug. 14, 2007	EFR	P	500	$17.35	$8,675	3,700 Indirect	+15.62%	Acquired	-39.2% (price as of 2026-08-21)
Aug. 14, 2007	EFR	P	1,000	$17.39	$17,390	3,200 Indirect	+45.45%	Acquired	-39.4% (price as of 2026-08-21)
Aug. 14, 2007	EFR	P	2,200	$17.40	$38,280	2,200 Indirect	—	Acquired	-39.4% (price as of 2026-08-21)
Dec. 27, 2005	EFT	A	300	$16.81	$5,043	4,500 Indirect	+7.14%	Acquired	-36.3% (price as of 2026-08-21)
Dec. 27, 2005	EFT	P	300	$16.82	$5,046	4,200 Indirect	+7.69%	Acquired	-36.3% (price as of 2026-08-21)
Dec. 27, 2005	EFT	P	100	$16.83	$1,683	3,900 Indirect	+2.63%	Acquired	-36.4% (price as of 2026-08-21)
Dec. 27, 2005	EFT	P	2,300	$16.76	$38,548	3,800 Indirect	+153.33%	Acquired	-36.1% (price as of 2026-08-21)
Dec. 27, 2005	EFR	P	1,200	$16.79	$20,148	4,500 Indirect	+36.36%	Acquired	-37.2% (price as of 2026-08-21)
Dec. 27, 2005	EFR	P	2,800	$16.80	$47,040	3,300 Indirect	+560.00%	Acquired	-37.3% (price as of 2026-08-21)
Dec. 23, 2005	EFR	P	500	$16.78	$8,390	500 Indirect	—	Acquired	-37.2% (price as of 2026-08-21)
Dec. 23, 2005	ETW	P	500	$17.10	$8,550	500 Indirect	—	Acquired	-42.5% (price as of 2026-08-21)
Dec. 23, 2005	ETG	P	500	$20.74	$10,370	500 Indirect	—	Acquired	15.9% (price as of 2026-08-21)
Dec. 23, 2005	EVG	P	600	$16.06	$9,636	600 Indirect	—	Acquired	-34.1% (price as of 2026-08-21)
Dec. 23, 2005	ETV	P	600	$17.40	$10,440	600 Indirect	—	Acquired	-12.6% (price as of 2026-08-21)
Dec. 23, 2005	ETB	P	500	$17.69	$8,845	500 Indirect	—	Acquired	-11.5% (price as of 2026-08-21)
Dec. 23, 2005	EFT	P	800	$16.73	$13,384	1,500 Indirect	+114.29%	Acquired	-36.0% (price as of 2026-08-21)
Dec. 23, 2005	EFT	P	700	$16.69	$11,683	700 Indirect	—	Acquired	-35.8% (price as of 2026-08-21)
Dec. 23, 2005	EVT	P	700	$22.69	$15,883	700 Indirect	—	Acquired	28.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 23, 2021	VCTR	Class B Common Stock	Class A Common Stock (292,685)	—	—	292,685	Disposed
Nov. 23, 2021	VCTR	Class B Common Stock	Class A Common Stock (411,111)	—	—	411,111	Disposed
Oct. 11, 2021	VCTR	Class B Common Stock	Class A Common Stock (1,387)	—	—	1,387	Acquired
July 12, 2021	VCTR	Class B Common Stock	Class A Common Stock (1,515)	—	—	1,515	Acquired
April 12, 2021	VCTR	Class B Common Stock	Class A Common Stock (1,766)	—	—	1,766	Acquired
Jan. 11, 2021	VCTR	Class B Common Stock	Class A Common Stock (2,127)	—	—	2,127	Acquired
Oct. 12, 2020	VCTR	Class B Common Stock	Class A Common Stock (2,639)	—	—	2,639	Acquired
July 10, 2020	VCTR	Class B Common Stock	Class A Common Stock (2,666)	—	—	2,666	Acquired
April 13, 2020	VCTR	Class B Common Stock	Class A Common Stock (3,498)	—	—	3,498	Acquired
Jan. 10, 2020	VCTR	Class B Common Stock	Class A Common Stock (1,472)	—	—	1,472	Acquired
Oct. 10, 2019	VCTR	Class B Common Stock	Class A Common Stock (2,125)	—	—	2,125	Acquired
July 10, 2019	VCTR	Class B Common Stock	Class A Common Stock (1,664)	—	—	1,664	Acquired
April 10, 2019	VCTR	Class B Common Stock	Class A Common Stock (1,982)	—	—	1,982	Acquired
Jan. 10, 2019	VCTR	Class B Common Stock	Class A Common Stock (2,840)	—	—	2,840	Acquired
Oct. 10, 2018	VCTR	Class B Common Stock	Class A Common Stock (3,575)	—	—	3,575	Acquired
July 10, 2018	VCTR	Class B Common Stock	Class A Common Stock (3,078)	—	—	3,078	Acquired
April 30, 2018	VCTR	Class B Common Stock	Class A Common Stock (7,534)	—	—	7,534	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 7, 2018	VCTR	Class A Common	0	Direct
Feb. 7, 2018	VCTR	Class B Common Stock→ Class A Common Stock (371,244)	371,244	Direct
Feb. 7, 2018	VCTR	Class B Common Stock→ Class A Common Stock (292,685)	292,685	Indirect
June 24, 2004	EFT	No Shares Owned	0	Direct
April 28, 2004	ETO	No Shares Owned	0	Direct
Sept. 30, 2003	EVT	No Shares Owned	0	Direct