James C Alling

CIK 1270049 · View on SEC EDGAR ↗

Insider

First SEC filing: July 9, 2004 · Latest: Nov. 16, 2005

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 8, 2006 SBUX S 10,000 $39.40 $394,000 107,374 Direct -8.52% Disposed 444.9% (price as of 2026-08-18)
May 8, 2006 SBUX S 2,000 $39.39 $78,780 117,374 Direct -1.68% Disposed 445.0% (price as of 2026-08-18)
May 8, 2006 SBUX S 2,000 $39.38 $78,760 119,374 Direct -1.65% Disposed 445.1% (price as of 2026-08-18)
May 8, 2006 SBUX S 23,500 $39.37 $925,195 121,374 Direct -16.22% Disposed 445.3% (price as of 2026-08-18)
May 8, 2006 SBUX S 12,500 $39.36 $492,000 144,874 Direct -7.94% Disposed 445.4% (price as of 2026-08-18)
May 8, 2006 SBUX S 10,000 $39.35 $393,500 157,374 Direct -5.97% Disposed 445.6% (price as of 2026-08-18)
Dec. 13, 2005 SBUX S 35,000 $31.51 $1,102,850 106,847 Direct -24.67% Disposed 581.3% (price as of 2026-08-18)
Dec. 13, 2005 SBUX S 25,000 $31.50 $787,500 141,847 Direct -14.98% Disposed 581.5% (price as of 2026-08-18)
June 6, 2005 SBUX S 2,000 $55.83 $111,660 53,676 Direct -3.59% Disposed 669.0% (price as of 2026-08-18)
June 6, 2005 SBUX S 2,840 $55.71 $158,216 55,676 Direct -4.85% Disposed 670.7% (price as of 2026-08-18)
June 6, 2005 SBUX S 2,000 $55.88 $111,760 58,616 Direct -3.30% Disposed 668.4% (price as of 2026-08-18)
June 6, 2005 SBUX S 200 $55.87 $11,174 60,516 Direct -0.33% Disposed 668.5% (price as of 2026-08-18)
June 6, 2005 SBUX S 900 $55.86 $50,274 60,716 Direct -1.46% Disposed 668.6% (price as of 2026-08-18)
June 6, 2005 SBUX S 814 $55.85 $45,462 61,616 Direct -1.30% Disposed 668.8% (price as of 2026-08-18)
June 6, 2005 SBUX S 86 $55.84 $4,802 62,430 Direct -0.14% Disposed 668.9% (price as of 2026-08-18)
June 6, 2005 SBUX S 300 $55.83 $16,749 62,516 Direct -0.48% Disposed 669.0% (price as of 2026-08-18)
June 6, 2005 SBUX S 3,000 $55.82 $167,460 62,816 Direct -4.56% Disposed 669.2% (price as of 2026-08-18)
June 6, 2005 SBUX S 4,900 $55.81 $273,469 65,816 Direct -6.93% Disposed 669.3% (price as of 2026-08-18)
June 6, 2005 SBUX S 651 $55.80 $36,326 70,716 Direct -0.91% Disposed 669.5% (price as of 2026-08-18)
June 6, 2005 SBUX S 1,249 $55.79 $69,682 71,367 Direct -1.72% Disposed 669.6% (price as of 2026-08-18)
June 6, 2005 SBUX S 900 $55.78 $50,202 72,616 Direct -1.22% Disposed 669.7% (price as of 2026-08-18)
June 6, 2005 SBUX S 1,000 $55.76 $55,760 73,516 Direct -1.34% Disposed 670.0% (price as of 2026-08-18)
June 6, 2005 SBUX S 200 $55.75 $11,150 74,516 Direct -0.27% Disposed 670.2% (price as of 2026-08-18)
June 6, 2005 SBUX S 2,026 $55.74 $112,929 74,716 Direct -2.64% Disposed 670.3% (price as of 2026-08-18)
June 6, 2005 SBUX S 1,944 $55.73 $108,339 76,742 Direct -2.47% Disposed 670.4% (price as of 2026-08-18)
June 6, 2005 SBUX S 4,990 $55.71 $277,993 78,686 Direct -5.96% Disposed 670.7% (price as of 2026-08-18)
July 8, 2004 SBUX S 1,000 $45.73 $45,730 45,336 Direct -2.16% Disposed 838.9% (price as of 2026-08-18)
July 8, 2004 SBUX S 600 $45.71 $27,426 45,336 Direct -1.31% Disposed 839.3% (price as of 2026-08-18)
July 8, 2004 SBUX S 4,000 $45.70 $182,800 45,336 Direct -8.11% Disposed 839.5% (price as of 2026-08-18)
July 8, 2004 SBUX S 9,805 $45.35 $444,657 45,336 Direct -17.78% Disposed 846.8% (price as of 2026-08-18)
July 8, 2004 SBUX S 6,154 $45.31 $278,838 45,336 Direct -11.95% Disposed 847.6% (price as of 2026-08-18)
July 8, 2004 SBUX S 3,846 $45.30 $174,224 45,336 Direct -7.82% Disposed 847.8% (price as of 2026-08-18)
July 8, 2004 SBUX S 4,595 $45.29 $208,108 45,336 Direct -9.20% Disposed 848.0% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 2,000 $36.43 $72,860 35,198 Direct -5.38% Disposed 1078.6% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 400 $36.42 $14,568 37,198 Direct -1.06% Disposed 1078.9% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 300 $36.40 $10,920 37,598 Direct -0.79% Disposed 1079.6% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 700 $36.39 $25,473 37,898 Direct -1.81% Disposed 1079.9% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 1,000 $36.38 $36,380 38,598 Direct -2.53% Disposed 1080.2% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 200 $36.36 $7,272 39,598 Direct -0.50% Disposed 1080.9% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 100 $36.35 $3,635 39,798 Direct -0.25% Disposed 1081.2% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 1,000 $36.33 $36,330 39,898 Direct -2.45% Disposed 1081.8% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 1,600 $36.32 $58,112 40,898 Direct -3.76% Disposed 1082.2% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 100 $36.31 $3,631 42,498 Direct -0.23% Disposed 1082.5% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 400 $36.30 $14,520 42,598 Direct -0.93% Disposed 1082.8% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 600 $36.29 $21,774 42,998 Direct -1.38% Disposed 1083.1% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 500 $36.28 $18,140 43,598 Direct -1.13% Disposed 1083.5% (price as of 2026-08-18)
Feb. 3, 2004 SBUX S 19,100 $36.26 $692,566 44,098 Direct -30.22% Disposed 1084.1% (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 19, 2007 SBUX Employee Stock Option (right to buy) Common Stock (74,958) $22.87 Nov. 19, 2017 74,958 Acquired
Nov. 20, 2006 SBUX Nonqualified Stock Option (right to buy) Common Stock (132,167) $36.75 Nov. 20, 2016 132,167 Acquired
May 8, 2006 SBUX Employee Stock Option (right to buy) Common Stock (60,000) $5.81 Oct. 4, 2009 60,000 Disposed
Dec. 13, 2005 SBUX Employee Stock Option (right to buy) Common Stock (60,000) — Oct. 4, 2009 60,000 Disposed
Nov. 16, 2005 SBUX Employee Stock Option (right to buy) Common Stock (144,970) $30.42 Nov. 16, 2015 144,970 Acquired
June 6, 2005 SBUX Employee (Non-qualified) stock option (right to buy) Common Stock (4,840) $11.63 Oct. 4, 2009 4,840 Disposed
June 6, 2005 SBUX Employee (Non-qualified) stock option (right to buy) Common Stock (25,160) $10.73 Nov. 13, 2008 25,160 Disposed
Feb. 23, 2005 SBUX Employee (Incentive) Stock Option (right to buy Common Stock (6) $11.63 Oct. 4, 2009 6 Disposed
Feb. 23, 2005 SBUX Employee (Incentive) Stock Option (right to buy) Common Stock (8,040) $10.67 Sept. 12, 2007 8,040 Disposed
Nov. 16, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (85,000) $54.64 Nov. 16, 2014 85,000 Acquired
July 8, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (30,000) $10.73 Nov. 13, 2008 30,000 Disposed
March 4, 2004 SBUX Employee (Incentive) Stock Option (right to buy) Common Stock (9,300) $10.67 Sept. 12, 2007 9,300 Disposed
Feb. 3, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (28,000) $10.73 Nov. 13, 2008 28,000 Disposed
Dec. 19, 2003 SBUX Employee (Incentive) Stock Option (right to buy) Common Stock (29,500) $10.67 Sept. 12, 2007 29,500 Disposed
Nov. 20, 2003 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (100,000) $30.46 Nov. 20, 2013 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 9, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy)→ Common Stock — Direct
Nov. 26, 2003 SBUX Common Stock 5,698 Direct
Nov. 26, 2003 SBUX Employee (Incentive) Stock Option (right to buy)→ Common Stock — Direct
Nov. 26, 2003 SBUX Employee (Non Qualified) Stock Option (right to buy)→ Common Stock (86,160) 86,160 Direct
Nov. 26, 2003 SBUX Employee (Incentive) Stock Option (right to buy)→ Common Stock (6) 6 Direct
Nov. 26, 2003 SBUX Employee (Non Qualified) Stock Option (right to buy)→ Common Stock (79,994) 79,994 Direct
Nov. 26, 2003 SBUX Employee (Non Qualified) Stock Option (right to buy)→ Common Stock (100,000) 100,000 Direct
Nov. 26, 2003 SBUX Employee (Non Qualified) Stock Option (right to buy) 50,000 Direct
Nov. 26, 2003 SBUX Employee (Non Qualified) Stock Option (right to buy)→ Common Stock (22,500) 22,500 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

TMUSZ

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014 $600,000 — — — $2,056,667 — $10,400 $2,667,067
2013 $630,769 $1,400,000 — — $2,604,871 — $10,423 $10,970,043

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.