James C Smith — SEC Insider Profile, Roles & Companies

Insider at

PFE selling Dec. 28, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 25, 2026	PFE	A	1,570	$28.67	$45,012	187,210 Direct	+0.85%	Acquired	-3.0% (price as of 2026-10-02)
June 26, 2026	PFE	A	1,853	$24.29	$45,009	182,886 Direct	+1.02%	Acquired	14.5% (price as of 2026-10-02)
April 23, 2026	PFE	A	7,687	$26.67	$205,012	178,111 Direct	+4.51%	Acquired	4.2% (price as of 2026-10-02)
March 27, 2026	PFE	A	1,664	$27.04	$44,995	170,425 Direct	+0.99%	Acquired	2.8% (price as of 2026-10-02)
Dec. 31, 2025	PFE	A	1,807	$24.90	$44,994	166,120 Direct	+1.10%	Acquired	11.6% (price as of 2026-10-02)
Sept. 30, 2025	PFE	A	1,766	$25.48	$44,998	161,563 Direct	+1.11%	Acquired	9.1% (price as of 2026-10-02)
June 30, 2025	PFE	A	1,856	$24.24	$44,989	157,093 Direct	+1.20%	Acquired	14.7% (price as of 2026-10-02)
April 24, 2025	PFE	A	8,999	$22.78	$204,997	152,563 Direct	+6.27%	Acquired	22.0% (price as of 2026-10-02)
March 31, 2025	PFE	A	1,776	$25.34	$45,004	143,564 Direct	+1.25%	Acquired	9.7% (price as of 2026-10-02)
Dec. 31, 2024	PFE	A	1,696	$26.53	$44,995	139,544 Direct	+1.23%	Acquired	4.8% (price as of 2026-10-02)
Sept. 30, 2024	PFE	A	1,555	$28.94	$45,002	135,661 Direct	+1.16%	Acquired	-3.9% (price as of 2026-10-02)
June 28, 2024	PFE	A	1,608	$27.98	$44,992	132,125 Direct	+1.23%	Acquired	-0.6% (price as of 2026-10-02)
April 25, 2024	PFE	A	8,116	$25.26	$205,010	128,556 Direct	+6.74%	Acquired	10.1% (price as of 2026-10-02)
March 28, 2024	PFE	A	1,622	$27.75	$45,010	120,440 Direct	+1.37%	Acquired	0.2% (price as of 2026-10-02)
Dec. 29, 2023	PFE	A	1,563	$28.79	$44,999	116,971 Direct	+1.35%	Acquired	-3.4% (price as of 2026-10-02)
Sept. 29, 2023	PFE	A	1,357	$33.17	$45,012	113,814 Direct	+1.21%	Acquired	-16.2% (price as of 2026-10-02)
June 30, 2023	PFE	A	1,227	$36.68	$45,006	111,169 Direct	+1.12%	Acquired	-24.2% (price as of 2026-10-02)
April 27, 2023	PFE	A	5,292	$38.74	$205,012	108,798 Direct	+5.11%	Acquired	-28.2% (price as of 2026-10-02)
March 31, 2023	PFE	A	1,103	$40.80	$45,002	103,506 Direct	+1.08%	Acquired	-31.9% (price as of 2026-10-02)
Dec. 30, 2022	PFE	A	878	$51.24	$44,989	101,393 Direct	+0.87%	Acquired	-45.7% (price as of 2026-10-02)
Sept. 30, 2022	PFE	A	1,028	$43.76	$44,985	99,728 Direct	+1.04%	Acquired	-36.5% (price as of 2026-10-02)
July 3, 2022	PFE	A	843	$52.31	$44,097	97,845 Direct	+0.87%	Acquired	-46.9% (price as of 2026-10-02)
April 28, 2022	PFE	A	4,059	$50.51	$205,020	96,234 Direct	+4.40%	Acquired	-45.0% (price as of 2026-10-02)
April 3, 2022	PFE	A	812	$51.57	$41,875	92,175 Direct	+0.89%	Acquired	-46.1% (price as of 2026-10-02)
Dec. 31, 2021	PFE	A	709	$59.05	$41,866	90,618 Direct	+0.79%	Acquired	-52.9% (price as of 2026-10-02)
Oct. 3, 2021	PFE	A	975	$42.93	$41,857	89,233 Direct	+1.10%	Acquired	-35.2% (price as of 2026-10-02)
July 4, 2021	PFE	A	1,054	$39.73	$41,875	87,527 Direct	+1.22%	Acquired	-30.0% (price as of 2026-10-02)
April 22, 2021	PFE	A	4,982	$38.64	$192,504	85,620 Direct	+6.18%	Acquired	-28.1% (price as of 2026-10-02)
April 2, 2021	PFE	A	1,154	$36.30	$41,890	80,639 Direct	+1.45%	Acquired	-23.4% (price as of 2026-10-02)
Dec. 31, 2020	PFE	A	1,138	$36.81	$41,890	78,594 Direct	+1.47%	Acquired	-24.5% (price as of 2026-10-02)
Sept. 25, 2020	PFE	A	1,162	$36.05	$41,890	72,918 Direct	+1.62%	Acquired	-18.7% (price as of 2026-10-02)
June 26, 2020	PFE	A	1,307	$32.04	$41,876	71,024 Direct	+1.87%	Acquired	-8.5% (price as of 2026-10-02)
April 23, 2020	PFE	A	5,247	$36.69	$192,512	68,989 Direct	+8.23%	Acquired	-20.1% (price as of 2026-10-02)
March 27, 2020	PFE	A	1,355	$30.90	$41,870	63,742 Direct	+2.17%	Acquired	-5.2% (price as of 2026-10-02)
Dec. 31, 2019	PFE	A	1,069	$39.18	$41,883	61,717 Direct	+1.76%	Acquired	-25.2% (price as of 2026-10-02)
Sept. 27, 2019	PFE	A	1,156	$36.22	$41,870	60,084 Direct	+1.96%	Acquired	-19.1% (price as of 2026-10-02)
June 28, 2019	PFE	A	967	$43.32	$41,890	58,346 Direct	+1.69%	Acquired	-32.4% (price as of 2026-10-02)
April 25, 2019	PFE	A	4,860	$39.61	$192,505	56,902 Direct	+9.34%	Acquired	-26.0% (price as of 2026-10-02)
March 29, 2019	PFE	A	986	$42.47	$41,875	52,042 Direct	+1.93%	Acquired	-31.0% (price as of 2026-10-02)
Dec. 31, 2018	PFE	A	959	$43.65	$41,860	50,636 Direct	+1.93%	Acquired	-32.9% (price as of 2026-10-02)
Sept. 28, 2018	PFE	A	950	$44.07	$41,866	49,312 Direct	+1.96%	Acquired	-33.5% (price as of 2026-10-02)
June 29, 2018	PFE	A	1,144	$36.28	$41,504	47,967 Direct	+2.44%	Acquired	-19.2% (price as of 2026-10-02)
April 26, 2018	PFE	A	5,224	$36.85	$192,504	46,388 Direct	+12.69%	Acquired	-20.5% (price as of 2026-10-02)
March 29, 2018	PFE	A	1,145	$35.49	$40,636	41,164 Direct	+2.86%	Acquired	-17.4% (price as of 2026-10-02)
Dec. 29, 2017	PFE	A	1,122	$36.22	$40,639	39,641 Direct	+2.91%	Acquired	-19.1% (price as of 2026-10-02)
Sept. 29, 2017	PFE	A	1,138	$35.70	$40,627	38,183 Direct	+3.07%	Acquired	-17.9% (price as of 2026-10-02)
June 30, 2017	PFE	A	1,209	$33.59	$40,610	36,700 Direct	+3.41%	Acquired	-12.8% (price as of 2026-10-02)
April 27, 2017	PFE	A	5,538	$33.86	$187,517	35,146 Direct	+18.70%	Acquired	-13.5% (price as of 2026-10-02)
March 31, 2017	PFE	A	1,188	$34.21	$40,641	29,609 Direct	+4.18%	Acquired	-14.3% (price as of 2026-10-02)
Dec. 30, 2016	PFE	A	1,289	$32.48	$41,867	28,159 Direct	+4.80%	Acquired	-9.8% (price as of 2026-10-02)
Dec. 28, 2016	PFE	S	24	$32.38	$777	1,542 Indirect	-1.53%	Disposed	-9.5% (price as of 2026-10-02)
Dec. 20, 2016	PFE	P	1,566	$32.84	$51,427	1,566 Indirect	·	Acquired	-10.8% (price as of 2026-10-02)
Sept. 30, 2016	PFE	A	1,236	$33.87	$41,863	26,616 Direct	+4.87%	Acquired	-13.5% (price as of 2026-10-02)
July 1, 2016	PFE	A	990	$35.57	$35,214	25,162 Direct	+4.10%	Acquired	-17.6% (price as of 2026-10-02)
April 28, 2016	PFE	A	5,697	$32.91	$187,488	23,966 Direct	+31.18%	Acquired	-11.0% (price as of 2026-10-02)
April 1, 2016	PFE	A	1,144	$30.04	$34,366	18,269 Direct	+6.68%	Acquired	-2.5% (price as of 2026-10-02)
Dec. 31, 2015	PFE	A	1,026	$32.28	$33,119	16,955 Direct	+6.44%	Acquired	-9.2% (price as of 2026-10-02)
Sept. 25, 2015	PFE	A	1,039	$31.89	$33,134	15,797 Direct	+7.04%	Acquired	-8.1% (price as of 2026-10-02)
June 26, 2015	PFE	A	977	$33.92	$33,140	14,630 Direct	+7.16%	Acquired	-13.6% (price as of 2026-10-02)
April 23, 2015	PFE	A	4,596	$35.36	$162,515	13,543 Direct	+51.37%	Acquired	-17.1% (price as of 2026-10-02)
March 27, 2015	PFE	A	959	$34.53	$33,114	8,948 Direct	+12.00%	Acquired	-15.1% (price as of 2026-10-02)
Dec. 31, 2014	PFE	A	1,162	$31.15	$36,196	7,924 Direct	+17.18%	Acquired	-5.9% (price as of 2026-10-02)
Sept. 26, 2014	PFE	A	1,207	$29.72	$35,872	6,762 Direct	+21.73%	Acquired	-1.4% (price as of 2026-10-02)
June 27, 2014	PFE	A	64	$29.67	$1,899	5,555 Direct	+1.17%	Acquired	-1.2% (price as of 2026-10-02)
June 26, 2014	PFE	A	5,492	$29.59	$162,508	5,492 Direct	·	Acquired	-1.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 25, 2026	PFE	Phantom Stock Units	Common Stock (1,570)	·	·	1,570	Acquired
June 26, 2026	PFE	Phantom Stock Units	Common Stock (1,853)	·	·	1,853	Acquired
April 23, 2026	PFE	Phantom Stock Units	Common Stock (7,687)	·	·	7,687	Acquired
March 27, 2026	PFE	Phantom Stock Units	Common Stock (1,664)	·	·	1,664	Acquired
Dec. 31, 2025	PFE	Phantom Stock Units	Common Stock (1,807)	·	·	1,807	Acquired
Sept. 30, 2025	PFE	Phantom Stock Units	Common Stock (1,766)	·	·	1,766	Acquired
June 30, 2025	PFE	Phantom Stock Units	Common Stock (1,856)	·	·	1,856	Acquired
April 24, 2025	PFE	Phantom Stock Units	Common Stock (8,999)	·	·	8,999	Acquired
March 31, 2025	PFE	Phantom Stock Units	Common Stock (1,776)	·	·	1,776	Acquired
Dec. 31, 2024	PFE	Phantom Stock Units	Common Stock (1,696)	·	·	1,696	Acquired
Sept. 30, 2024	PFE	Phantom Stock Units	Common Stock (1,555)	·	·	1,555	Acquired
June 28, 2024	PFE	Phantom Stock Units	Common Stock (1,608)	·	·	1,608	Acquired
April 25, 2024	PFE	Phantom Stock Units	Common Stock (8,116)	·	·	8,116	Acquired
March 28, 2024	PFE	Phantom Stock Units	Common Stock (1,622)	·	·	1,622	Acquired
Dec. 29, 2023	PFE	Phantom Stock Units	Common Stock (1,563)	·	·	1,563	Acquired
Sept. 29, 2023	PFE	Phantom Stock Units	Common Stock (1,357)	·	·	1,357	Acquired
June 30, 2023	PFE	Phantom Stock Units	Common Stock (1,227)	·	·	1,227	Acquired
April 27, 2023	PFE	Phantom Stock Units	Common Stock (5,292)	·	·	5,292	Acquired
March 31, 2023	PFE	Phantom Stock Units	Common Stock (1,103)	·	·	1,103	Acquired
Dec. 30, 2022	PFE	Phantom Stock Units	Common Stock (878)	·	·	878	Acquired
Sept. 30, 2022	PFE	Phantom Stock Units	Common Stock (1,028)	·	·	1,028	Acquired
July 3, 2022	PFE	Phantom Stock Units	Common Stock (843)	·	·	843	Acquired
April 28, 2022	PFE	Phantom Stock Units	Common Stock (4,059)	·	·	4,059	Acquired
April 3, 2022	PFE	Phantom Stock Units	Common Stock (812)	·	·	812	Acquired
Dec. 31, 2021	PFE	Phantom Stock Units	Common Stock (709)	·	·	709	Acquired
Oct. 3, 2021	PFE	Phantom Stock Units	Common Stock (975)	·	·	975	Acquired
July 4, 2021	PFE	Phantom Stock Units	Common Stock (1,054)	·	·	1,054	Acquired
April 22, 2021	PFE	Phantom Stock Units	Common Stock (4,982)	·	·	4,982	Acquired
April 2, 2021	PFE	Phantom Stock Units	Common Stock (1,154)	·	·	1,154	Acquired
Dec. 31, 2020	PFE	Phantom Stock Units	Common Stock (1,138)	·	·	1,138	Acquired
Sept. 25, 2020	PFE	Phantom Stock Units	Common Stock (1,162)	·	·	1,162	Acquired
June 26, 2020	PFE	Phantom Stock Units	Common Stock (1,307)	·	·	1,307	Acquired
April 23, 2020	PFE	Phantom Stock Units	Common Stock (5,247)	·	·	5,247	Acquired
March 27, 2020	PFE	Phantom Stock Units	Common Stock (1,355)	·	·	1,355	Acquired
Dec. 31, 2019	PFE	Phantom Stock Units	Common Stock (1,069)	·	·	1,069	Acquired
Sept. 27, 2019	PFE	Phantom Stock Units	Common Stock (1,156)	·	·	1,156	Acquired
June 28, 2019	PFE	Phantom Stock Units	Common Stock (967)	·	·	967	Acquired
April 25, 2019	PFE	Phantom Stock Units	Common Stock (4,860)	·	·	4,860	Acquired
March 29, 2019	PFE	Phantom Stock Units	Common Stock (986)	·	·	986	Acquired
Dec. 31, 2018	PFE	Phantom Stock Units	Common Stock (959)	·	·	959	Acquired
Sept. 28, 2018	PFE	Phantom Stock Units	Common Stock (950)	·	·	950	Acquired
June 29, 2018	PFE	Phantom Stock Units	Common Stock (1,144)	·	·	1,144	Acquired
April 26, 2018	PFE	Phantom Stock Units	Common Stock (5,224)	·	·	5,224	Acquired
March 29, 2018	PFE	Phantom Stock Units	Common Stock (1,145)	·	·	1,145	Acquired
Dec. 29, 2017	PFE	Phantom Stock Units	Common Stock (1,122)	·	·	1,122	Acquired
Sept. 29, 2017	PFE	Phantom Stock Units	Common Stock (1,138)	·	·	1,138	Acquired
June 30, 2017	PFE	Phantom Stock Units	Common Stock (1,209)	·	·	1,209	Acquired
April 27, 2017	PFE	Phantom Stock Units	Common Stock (5,538)	·	·	5,538	Acquired
March 31, 2017	PFE	Phantom Stock Units	Common Stock (1,188)	·	·	1,188	Acquired
Dec. 30, 2016	PFE	Phantom Stock Units	Common Stock (1,289)	·	·	1,289	Acquired
Sept. 30, 2016	PFE	Phantom Stock Units	Common Stock (1,236)	·	·	1,236	Acquired
July 1, 2016	PFE	Phantom Stock Units	Common Stock (990)	·	·	990	Acquired
April 28, 2016	PFE	Phantom Stock Units	Common Stock (5,697)	·	·	5,697	Acquired
April 1, 2016	PFE	Phantom Stock Units	Common Stock (1,144)	·	·	1,144	Acquired
Dec. 31, 2015	PFE	Phantom Stock Units	Common Stock (1,026)	·	·	1,026	Acquired
Sept. 25, 2015	PFE	Phantom Stock Units	Common Stock (1,039)	·	·	1,039	Acquired
June 26, 2015	PFE	Phantom Stock Units	Common Stock (977)	·	·	977	Acquired
April 23, 2015	PFE	Phantom Stock Units	Common Stock (4,596)	·	·	4,596	Acquired
March 27, 2015	PFE	Phantom Stock Units	Common Stock (959)	·	·	959	Acquired
Dec. 31, 2014	PFE	Phantom Stock Units	Common Stock (1,162)	·	·	1,162	Acquired
Sept. 26, 2014	PFE	Phantom Stock Units	Common Stock (1,207)	·	·	1,207	Acquired
June 27, 2014	PFE	Phantom Stock Units	Common Stock (64)	·	·	64	Acquired
June 26, 2014	PFE	Phantom Stock Units	Common Stock (5,492)	·	·	5,492	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 27, 2014	PFE	Common Stock	2,000	Direct