James Collier

Insider

First SEC filing: Dec. 12, 2003 · Latest: Dec. 12, 2003

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 7, 2006	CIEN	A	4,688	—	—	89,000 Direct	+5.56%	Acquired	(price as of 2026-08-19)
March 7, 2006	CIEN	F	1,498	$4.64	$6,951	87,502 Direct	-1.68%	Disposed	1120.0% (price as of 2026-08-19)
March 7, 2006	CIEN	A	4,688	—	—	68,814 Direct	+7.31%	Acquired	(price as of 2026-08-19)
March 7, 2006	CIEN	F	1,498	$4.64	$6,951	68,814 Direct	-2.13%	Disposed	1120.0% (price as of 2026-08-19)
Jan. 4, 2006	CIEN	S	4,666	$3.25	$15,164	84,334 Direct	+5.86%	Acquired	1641.8% (price as of 2026-08-19)
Jan. 4, 2006	CIEN	S	4,666	$3.25	$15,164	84,334 Direct	-5.24%	Disposed	1641.8% (price as of 2026-08-19)
Nov. 1, 2005	CIEN	A	75,000	—	—	75,000 Direct	—	Acquired	(price as of 2026-08-19)
Nov. 1, 2005	CIEN	A	225,000	—	—	225,000 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 10, 2004	CIEN	A	125,000	—	—	125,000 Direct	—	Acquired	(price as of 2026-08-19)
May 18, 2004	CIEN	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 1, 2005	CIEN	Employee Stock Option (right to buy)	Common Stock (225,000)	$2.36	Nov. 1, 2015	225,000	Acquired
Dec. 10, 2004	CIEN	Employee Stock Option (right to buy)	Common Stock (125,000)	$2.85	Dec. 10, 2014	125,000	Acquired
May 18, 2004	CIEN	Employee Stock Option (right to buy)	Common Stock (150,000)	$3.58	May 18, 2014	150,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 12, 2003	CIEN	Common Stock	—	Direct
Dec. 12, 2003	CIEN	Employee Stock Option (right to buy)→ Common Stock (75,000)	75,000	Direct
Dec. 12, 2003	CIEN	Employee Stock Option (right to buy)→ Common Stock (27,500)	27,500	Direct
Dec. 12, 2003	CIEN	Employee Stock Option (right to buy)→ Common Stock (12,500)	12,500	Direct
Dec. 12, 2003	CIEN	Employee Stock Option (right to buy)→ Common Stock (50,000)	50,000	Direct
Dec. 12, 2003	CIEN	Employee Stock Option (right to buy)→ Common Stock (305,000)	305,000	Direct