James D Mccool

CIK 1389181 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 8, 2007 · Latest: Jan. 24, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 5, 2015 SCHW S 10b5-1 64,000 $33.19 $2,124,160 110,838 Direct -36.61% Disposed 237.3% (price as of 2026-08-19)
March 6, 2015 SCHW S 10b5-1 74,000 $31.39 $2,322,860 110,838 Direct -40.04% Disposed 256.6% (price as of 2026-08-19)
Sept. 17, 2014 SCHW S 10b5-1 35,000 $30.10 $1,053,500 84,905 Direct -29.19% Disposed 271.9% (price as of 2026-08-19)
Aug. 13, 2013 SCHW S 87,163 $22.32 $1,945,478 98,431 Direct -46.96% Disposed 401.5% (price as of 2026-08-19)
May 29, 2013 SCHW S 35,436 $19.88 $704,468 98,431 Direct -26.47% Disposed 463.1% (price as of 2026-08-19)
May 31, 2012 SCHW P 19,817 $12.46 $246,920 28,682 Indirect +223.54% Acquired 798.4% (price as of 2026-08-19)
May 31, 2012 SCHW P 7,500 $12.43 $93,225 85,149 Direct +9.66% Acquired 800.5% (price as of 2026-08-19)
Sept. 19, 2008 SCHW S 10b5-1 7,341 $26.00 $190,866 76,326 Direct -8.77% Disposed 330.5% (price as of 2026-08-19)
Sept. 19, 2008 SCHW S 10b5-1 11,811 $26.41 $311,929 64,515 Direct -15.47% Disposed 323.8% (price as of 2026-08-19)
Sept. 16, 2008 SCHW S 10b5-1 11,956 $24.89 $297,585 64,515 Direct -15.63% Disposed 349.7% (price as of 2026-08-19)
Sept. 15, 2008 SCHW S 10b5-1 81,345 $23.20 $1,887,204 64,515 Direct -55.77% Disposed 382.5% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 17,227 $21.30 $366,935 108,838 Direct -13.67% Disposed 425.5% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 100 $21.30 $2,130 103,738 Direct -0.10% Disposed 425.5% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 10,935 $21.31 $233,025 97,803 Direct -10.06% Disposed 425.3% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 400 $21.32 $8,528 97,403 Direct -0.41% Disposed 425.0% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 700 $21.32 $14,924 96,703 Direct -0.72% Disposed 425.0% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 2,500 $21.33 $53,325 94,203 Direct -2.59% Disposed 424.8% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 400 $21.34 $8,536 93,803 Direct -0.42% Disposed 424.5% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 4,200 $21.34 $89,628 89,603 Direct -4.48% Disposed 424.5% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 3,300 $21.35 $70,455 86,303 Direct -3.68% Disposed 424.3% (price as of 2026-08-19)
Jan. 25, 2008 SCHW S 1,600 $21.36 $34,176 84,703 Direct -1.85% Disposed 424.0% (price as of 2026-08-19)

Showing latest 100 of 109 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 5, 2015 SCHW Nonqualified Stock Option (right to buy) Common Stock (64,000) $19.36 Nov. 3, 2018 64,000 Disposed
March 6, 2015 SCHW Nonqualified Stock Option (right to buy) Common Stock (74,000) $17.38 Nov. 2, 2019 74,000 Disposed
March 2, 2015 SCHW Nonqualified Stock Option (right to buy) Common Stock (90,253) $30.17 March 2, 2025 90,253 Acquired
Nov. 3, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (31,173) $28.44 Nov. 3, 2024 31,173 Acquired
Aug. 1, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (33,693) $27.45 Aug. 1, 2024 33,693 Acquired
July 18, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (104,457) $23.33 Oct. 1, 2014 104,457 Disposed
March 3, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (35,613) $25.86 March 3, 2024 35,613 Acquired
Nov. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (36,024) $23.12 Nov. 1, 2023 36,024 Acquired
Aug. 13, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (15,496) $13.91 March 1, 2022 15,496 Disposed
Aug. 13, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (17,266) $15.05 Aug. 1, 2021 17,266 Disposed
Aug. 13, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (19,582) $12.45 Aug. 1, 2022 19,582 Disposed
Aug. 13, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (15,467) $15.43 Nov. 1, 2020 15,467 Disposed
Aug. 13, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (19,352) $11.75 Nov. 1, 2021 19,352 Disposed
Aug. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (38,820) $22.67 Aug. 1, 2023 38,820 Acquired
May 29, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (35,436) $18.29 Oct. 30, 2013 35,436 Disposed
March 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (60,533) $16.40 March 1, 2023 60,533 Acquired
Nov. 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (75,000) $13.64 Nov. 1, 2022 75,000 Acquired
Aug. 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (78,329) $12.45 Aug. 1, 2022 78,329 Acquired
March 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (61,984) $13.91 March 1, 2022 61,984 Acquired
Nov. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (77,410) $11.75 Nov. 1, 2021 77,410 Acquired
Aug. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (69,063) $15.05 Aug. 1, 2021 69,063 Acquired
March 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (59,179) $18.66 March 1, 2021 59,179 Acquired
March 1, 2010 SCHW Nonqualified Stock Option (right to buy) Common Stock (52,435) $18.25 March 1, 2020 52,435 Acquired
Nov. 2, 2009 SCHW Nonqualified Stock Option (right to buy) Common Stock (147,591) $17.38 Nov. 2, 2019 147,591 Acquired
Dec. 10, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (23,981) $18.49 Dec. 10, 2018 23,981 Acquired
Nov. 3, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (128,041) $19.36 Nov. 3, 2018 128,041 Acquired
Sept. 19, 2008 SCHW Incentive Stock option (Right to buy) Common Stock (2,622) $19.92 Feb. 28, 2011 2,622 Disposed
Sept. 19, 2008 SCHW Nonqualified Stock option (Right to buy) Common Stock (2,622) $19.92 Feb. 28, 2011 2,622 Disposed
Sept. 19, 2008 SCHW Nonqualified Stock option (Right to buy) Common Stock (2,097) $19.71 May 4, 2011 2,097 Disposed
Sept. 19, 2008 SCHW Nonqualified Stock option (Right to buy) Common Stock (11,811) $18.29 Oct. 30, 2013 11,811 Disposed
Sept. 16, 2008 SCHW Nonqualified Stock option (Right to buy) Common Stock (5,978) $22.22 Feb. 25, 2009 5,978 Disposed
Sept. 16, 2008 SCHW Incentive Stock option (Right to buy) Common Stock (5,978) $22.22 Feb. 25, 2009 5,978 Disposed
Sept. 15, 2008 SCHW Nonqualified Stock option (Right to buy) Common Stock (52,445) $14.31 July 18, 2011 52,445 Disposed
Sept. 15, 2008 SCHW Nonqualified Stock option (Right to buy) Common Stock (8,711) $8.76 Sept. 30, 2011 8,711 Disposed
Sept. 15, 2008 SCHW Incentive Stock option (Right to buy) Common Stock (2,761) $14.31 July 18, 2011 2,761 Disposed
Jan. 25, 2008 SCHW Incentive Stock Option (Right to buy) Common Stock (4,720) $8.32 Feb. 23, 2008 4,720 Disposed
Jan. 25, 2008 SCHW Incentive Stock Option (Right to buy) Common Stock (6,293) $12.50 Feb. 27, 2012 6,293 Disposed
Jan. 25, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (7,727) $14.32 July 18, 2011 7,727 Disposed
Jan. 25, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (6,293) $12.50 Feb. 27, 2012 6,293 Disposed
Jan. 25, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (7,342) $9.26 Nov. 8, 2012 7,342 Disposed
Jan. 25, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (20,000) $8.76 Sept. 30, 2011 20,000 Disposed
Nov. 1, 2007 SCHW Nonqualified Stock Option Common Stock (104,457) — Nov. 1, 2014 104,457 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 23 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 8, 2007 SCHW Common Stock 66,932 Direct
Feb. 8, 2007 SCHW Common Stock 4,562 Indirect
Feb. 8, 2007 SCHW Common Stock 7,832 Indirect
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (4,500) 4,500 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (5,700) 5,700 Direct
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (5,700) 5,700 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (2,250) 2,250 Direct
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (2,850) 2,850 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (600) 600 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (1,500) 1,500 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (4,500) 4,500 Direct
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (4,500) 4,500 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (15,000) 15,000 Direct
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (2,500) 2,500 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (2,500) 2,500 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (2,000) 2,000 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (57,367) 57,367 Direct
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (2,633) 2,633 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (6,000) 6,000 Direct
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (6,000) 6,000 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (7,000) 7,000 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (27,373) 27,373 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (45,045) 45,045 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

President – Corporate Initiatives
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 — — — — — — — —
2014 — — — — — — — —
2013 — — — — — — — —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.