James Duncan Smith

CIK 1272180 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 17, 2014 · Latest: Nov. 17, 2014

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 14, 2014 802681 S 4,600 $30.54 $140,484 8,855 Direct -34.19% Disposed
Nov. 14, 2014 802681 S 4,600 $30.54 $140,484 8,855 Direct -34.19% Disposed
May 27, 2014 802681 S 9,000 $28.20 $253,800 5,905 Direct -60.38% Disposed
Nov. 4, 2013 802681 S 12,000 $28.24 $338,880 5,905 Direct -67.02% Disposed
Aug. 27, 2013 802681 S 3,200 $26.24 $83,968 5,905 Direct -35.15% Disposed
May 21, 2013 802681 S 6,775 $23.60 $159,890 5,905 Direct -53.43% Disposed
May 14, 2013 802681 S 1,754 $22.50 $39,465 5,905 Direct -22.90% Disposed
May 10, 2013 802681 S 3,246 $22.50 $73,035 2,659 Direct -54.97% Disposed
May 7, 2013 802681 S 5,000 $22.50 $112,500 905 Direct -84.67% Disposed
May 3, 2013 802681 S 5,000 $22.50 $112,500 905 Direct -84.67% Disposed
May 3, 2013 802681 S 5,000 $22.50 $112,500 5,905 Direct -45.85% Disposed
May 1, 2013 802681 S 125 $23.00 $2,875 5,780 Direct -2.12% Disposed
May 1, 2013 802681 S 125 $23.00 $2,875 5,905 Direct -2.07% Disposed
Aug. 31, 2012 802681 P 569 $21.95 $12,490 3,410 Indirect +20.03% Acquired
Aug. 21, 2012 802681 P 201 $22.12 $4,446 2,840 Indirect +7.62% Acquired
Aug. 16, 2012 802681 P 257 $21.70 $5,577 2,639 Indirect +10.79% Acquired
March 12, 2012 802681 P 222 $20.45 $4,540 2,349 Indirect +10.44% Acquired
March 8, 2012 802681 P 179 $20.15 $3,607 2,127 Indirect +9.19% Acquired
March 5, 2012 802681 P 204 $19.58 $3,994 1,948 Indirect +11.70% Acquired
March 4, 2011 802681 P 300 $19.85 $5,955 5,905 Direct +5.35% Acquired
March 3, 2011 802681 P 143 $20.43 $2,921 1,692 Indirect +9.23% Acquired
Aug. 24, 2010 802681 P 200 $16.20 $3,240 5,605 Direct +3.70% Acquired
Aug. 24, 2010 802681 P 100 $16.11 $1,611 5,405 Direct +1.89% Acquired
Aug. 13, 2010 802681 P 100 $17.05 $1,705 5,305 Direct +1.92% Acquired
Aug. 13, 2010 802681 P 100 $16.95 $1,695 5,205 Direct +1.96% Acquired
Dec. 14, 2009 802681 P 295 $15.26 $4,502 873 Indirect +51.04% Acquired
Sept. 1, 2009 802681 P 166 $18.05 $2,996 451 Indirect +58.25% Acquired
Feb. 7, 2007 802681 P 980 $24.10 $23,618 5,105 Direct +23.76% Acquired
Nov. 21, 2006 802681 P 1,000 $23.36 $23,360 4,125 Direct +32.00% Acquired
Aug. 28, 2006 802681 P 300 $22.29 $6,687 3,125 Direct +10.62% Acquired
Aug. 28, 2006 802681 P 475 $22.30 $10,592 2,825 Direct +20.21% Acquired
May 17, 2006 802681 P 750 $21.80 $16,350 2,350 Direct +46.88% Acquired
May 16, 2006 802681 P 750 $21.80 $16,350 2,350 Direct +46.88% Acquired
April 28, 2006 802681 P 1,075 $22.25 $23,919 1,600 Direct +204.76% Acquired
Nov. 10, 2005 802681 P 300 $21.10 $6,330 525 Direct +133.33% Acquired
Feb. 6, 2004 744126 S 4,000 $25.42 $101,680 56 Direct -98.62% Disposed
Dec. 3, 2003 744126 S 3,000 $24.40 $73,200 55 Direct -98.20% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 14, 2014 802681 Options to Purchase Common Stock Common Stock (4,600) $18.27 Aug. 21, 2019 4,600 Disposed
Nov. 14, 2014 802681 Options to Purchase Common Stock Common Stock (4,600) $18.27 Aug. 21, 2019 4,600 Disposed
May 27, 2014 802681 Options to Purchase Common Stock [F2] Common Stock (9,000) $22.00 Aug. 29, 2017 9,000 Disposed
Nov. 4, 2013 802681 Options to Purchase Common Stock [F1] Common Stock (12,000) $21.21 Dec. 12, 2015 12,000 Disposed
May 21, 2013 802681 Options to Purchase Common Stock [F1] Common Stock (6,775) $18.91 May 12, 2015 6,775 Disposed
May 14, 2013 802681 Options to Purchase Common Stock [F1] Common Stock (1,754) $18.91 May 12, 2015 1,754 Disposed
May 13, 2013 802681 Options to Purchase Common Stock [F1] Common Stock (3,246) $18.91 May 12, 2015 3,246 Disposed
May 8, 2013 802681 Options to Purchase Common Stock [F3] Common Stock (1,775) $18.27 Aug. 21, 2019 1,775 Disposed
May 8, 2013 802681 Options to Purchase Common Stock [F1] Common Stock (3,225) $18.91 May 12, 2015 3,225 Disposed
May 6, 2013 802681 Options to Purchase Common Stock [F1] Common Stock (5,000) $18.27 Aug. 21, 2019 5,000 Disposed
May 3, 2013 802681 Options to Purchase Common Stock [F3] Common Stock (5,000) $18.27 Aug. 21, 2019 5,000 Disposed
May 2, 2013 802681 Options to Purchase Common Stock [F1] Common Stock (125) $18.27 Aug. 21, 2019 125 Disposed
May 1, 2013 802681 Options to Purchase Common Stock [F3] Common Stock (125) $18.27 Aug. 21, 2019 125 Disposed
Aug. 21, 2009 802681 Options to Purchase Common Stock [F3] Common Stock (11,500) $18.27 Aug. 21, 2019 11,500 Disposed
Aug. 18, 2008 802681 Options to Purchase Common Stock [F3] Common Stock (9,000) $24.27 Aug. 18, 2018 9,000 Acquired
Aug. 29, 2007 802681 Options to Purchase Common Stock Common Stock (9,000) $22.00 Aug. 29, 2017 9,000 Acquired
Dec. 12, 2005 802681 Options to Purchase Common Stock [F1] Common Stock (12,000) $21.21 Dec. 12, 2015 12,000 Acquired
May 12, 2005 802681 Options to Purchase Commmon Stock Common Stock (15,000) $18.91 May 12, 2015 15,000 Acquired
Feb. 6, 2004 744126 Common Stock Common Stock (4,000) $11.11 Sept. 29, 2006 4,000 Disposed
Dec. 3, 2003 744126 Common Stock Common Stock (3,000) $8.66 Sept. 17, 2005 3,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).