James E Dalton JR — SEC Insider Profile, Roles & Companies

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 60 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

60 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 1, 2017	SEM	A	968	$18.60	$18,005	120,904 Direct	+0.81%	Acquired
Aug. 2, 2017	SEM	A	1,139	$15.80	$17,996	119,936 Direct	+0.96%	Acquired
Aug. 2, 2017	SEM	A	10,000	·	·	118,797 Direct	+9.19%	Acquired
June 7, 2017	UHT	A	350	·	·	6,912 Direct	+5.33%	Acquired	(price as of 2026-10-02)
May 3, 2017	SEM	A	1,319	$13.65	$18,004	108,797 Direct	+1.23%	Acquired
Feb. 16, 2017	SEM	A	1,401	$12.85	$18,003	107,478 Direct	+1.32%	Acquired
Nov. 2, 2016	SEM	A	1,475	$12.20	$17,995	106,077 Direct	+1.41%	Acquired
Aug. 3, 2016	SEM	A	1,623	·	·	104,602 Direct	+1.58%	Acquired
Aug. 3, 2016	SEM	A	10,000	·	·	102,979 Direct	+10.76%	Acquired
June 9, 2016	UHT	A	350	·	·	6,562 Direct	+5.63%	Acquired	(price as of 2026-10-02)
May 23, 2016	SEM	M	3,000	·	·	0 Direct	-100.00%	Disposed
May 23, 2016	SEM	M	3,000	·	·	0 Direct	-100.00%	Disposed
May 23, 2016	SEM	M	3,000	·	·	0 Direct	-100.00%	Disposed
May 23, 2016	SEM	M	3,000	·	·	0 Direct	-100.00%	Disposed
May 23, 2016	SEM	S	12,000	$12.37	$148,440	92,979 Direct	-11.43%	Disposed
May 23, 2016	SEM	M	3,000	$10.00	$30,000	104,979 Direct	+2.94%	Acquired
May 23, 2016	SEM	M	3,000	$10.00	$30,000	101,979 Direct	+3.03%	Acquired
May 23, 2016	SEM	M	3,000	$8.33	$24,990	98,979 Direct	+3.13%	Acquired
May 23, 2016	SEM	M	3,000	$8.33	$24,990	95,979 Direct	+3.23%	Acquired
May 20, 2016	UHT	M	1,000	$52.31	$52,310	6,910 Direct	+16.92%	Acquired	-30.0% (price as of 2026-10-02)
May 20, 2016	UHT	F	698	$52.31	$36,512	6,212 Direct	-10.10%	Disposed	-30.0% (price as of 2026-10-02)
May 20, 2016	UHT	M	1,000	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
April 25, 2016	SEM	A	1,369	·	·	92,979 Direct	+1.49%	Acquired
Feb. 23, 2016	SEM	A	2,128	·	·	91,610 Direct	+2.38%	Acquired
Oct. 28, 2015	SEM	A	1,671	·	·	89,482 Direct	+1.90%	Acquired
Aug. 5, 2015	SEM	A	1,246	·	·	87,811 Direct	+1.44%	Acquired
Aug. 5, 2015	SEM	A	10,000	·	·	86,565 Direct	+13.06%	Acquired
June 4, 2015	UHT	A	350	·	·	5,910 Direct	+6.29%	Acquired	(price as of 2026-10-02)
April 28, 2015	SEM	A	1,189	·	·	76,565 Direct	+1.58%	Acquired
Feb. 18, 2015	SEM	A	1,268	·	·	75,376 Direct	+1.71%	Acquired
Oct. 29, 2014	SEM	A	1,388	·	·	74,108 Direct	+1.91%	Acquired
Aug. 6, 2014	SEM	A	1,143	·	·	72,720 Direct	+1.60%	Acquired
Aug. 6, 2014	SEM	A	10,000	·	·	71,577 Direct	+16.24%	Acquired
Aug. 1, 2014	UHT	M	1,000	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Aug. 1, 2014	UHT	F	810	$42.06	$34,069	5,560 Direct	-12.72%	Disposed	-12.9% (price as of 2026-10-02)
Aug. 1, 2014	UHT	M	1,000	$34.07	$34,070	6,370 Direct	+18.62%	Acquired	7.5% (price as of 2026-10-02)
June 12, 2014	UHT	A	350	·	·	5,370 Direct	+6.97%	Acquired	(price as of 2026-10-02)
June 11, 2014	SEM	M	6,000	·	·	0 Direct	-100.00%	Disposed
June 11, 2014	SEM	S	6,000	$15.29	$91,740	74,108 Direct	-7.49%	Disposed
June 11, 2014	SEM	M	6,000	$3.33	$19,980	80,108 Direct	+8.10%	Acquired
Aug. 7, 2013	SEM	A	7,500	·	·	61,577 Direct	+13.87%	Acquired
June 5, 2013	UHT	A	325	·	·	5,020 Direct	+6.92%	Acquired	(price as of 2026-10-02)
Aug. 7, 2012	SEM	A	7,500	·	·	54,077 Direct	+16.10%	Acquired
June 7, 2012	UHT	A	300	·	·	4,695 Direct	+6.83%	Acquired	(price as of 2026-10-02)
April 30, 2012	UHT	M	1,000	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
April 30, 2012	UHT	F	693	$39.91	$27,658	4,395 Direct	-13.62%	Disposed	-8.2% (price as of 2026-10-02)
April 30, 2012	UHT	M	1,000	$27.65	$27,650	5,088 Direct	+24.46%	Acquired	32.4% (price as of 2026-10-02)
Aug. 3, 2011	SEM	A	5,000	·	·	46,577 Direct	+12.03%	Acquired
June 2, 2011	UHT	A	250	·	·	4,088 Direct	+6.51%	Acquired	(price as of 2026-10-02)
Aug. 11, 2010	SEM	A	5,000	·	·	41,577 Direct	+13.67%	Acquired
June 9, 2010	UHT	A	275	·	·	3,838 Direct	+7.72%	Acquired	(price as of 2026-10-02)
Nov. 13, 2009	UHT	M	1,000	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Nov. 13, 2009	UHT	F	412	$31.48	$12,970	3,563 Direct	-10.36%	Disposed	16.3% (price as of 2026-10-02)
Nov. 13, 2009	UHT	M	1,000	$14.75	$14,750	3,975 Direct	+33.61%	Acquired	148.3% (price as of 2026-10-02)
Sept. 30, 2009	SEM	C	21,577	·	·	36,577 Direct	+143.85%	Acquired
Sept. 30, 2009	SEM	C	7,435	·	·	0 Direct	-100.00%	Disposed
June 4, 2009	UHT	A	250	·	·	2,975 Direct	+9.17%	Acquired	(price as of 2026-10-02)
March 6, 2008	UHT	A	225	·	·	2,725 Direct	+9.00%	Acquired	(price as of 2026-10-02)
Feb. 29, 2008	UHT	M	2,500	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Feb. 29, 2008	UHT	M	2,500	$21.44	$53,600	2,500 Direct	·	Acquired	70.8% (price as of 2026-10-02)
March 1, 2007	UHT	A	1,000	·	·	1,000 Direct	·	Acquired	(price as of 2026-10-02)
Dec. 1, 2004	UHT	A	1,000	$34.07	$34,070	5,500 Direct	+22.22%	Acquired	7.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 23, 2016	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$10.00	Aug. 11, 2019	3,000	Disposed
May 23, 2016	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$10.00	Aug. 19, 2018	3,000	Disposed
May 23, 2016	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$8.33	Aug. 14, 2017	3,000	Disposed
May 23, 2016	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$8.33	Nov. 8, 2016	3,000	Disposed
May 20, 2016	UHT	Option To Purchase Shares Of Beneficial Interest	Shares Of Beneficial Interest (1,000)	$36.53	March 1, 2017	1,000	Disposed
Aug. 1, 2014	UHT	Option To Purchase Shares Of Beneficial Interest	Shares Of Beneficial Interest (1,000)	$34.07	Dec. 1, 2014	1,000	Disposed
June 11, 2014	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (6,000)	$3.33	Aug. 9, 2015	6,000	Disposed
April 30, 2012	UHT	Option To Purchase Shares Of Beneficial Interest	Shares Of Beneficial Interest (1,000)	$27.65	Sept. 5, 2012	1,000	Disposed
Nov. 13, 2009	UHT	Option To Purchase Shares Of Beneficial Interest	Shares Of Beneficial Interest (1,000)	$14.75	March 10, 2010	1,000	Disposed
Sept. 30, 2009	SEM	Participating Preferred Stock	Common Stock (21,577)	·	·	7,435	Disposed
Feb. 29, 2008	UHT	Option To Purchase Shares Of Beneficial Interest	Shares Of Beneficial Interest (2,500)	$21.44	March 5, 2008	2,500	Disposed
March 1, 2007	UHT	Option to purchase Shares of Beneficial Interest	Shares of Beneficial Interest (1,000)	$36.53	March 1, 2017	1,000	Acquired
Dec. 1, 2004	UHT	Option to purchase Shares of Beneficial Interest	Option to purchase Shares of Beneficial Interest (1,000)	$34.07	Dec. 1, 2014	1,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 24, 2009	SEM	Common Stock	15,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (6,000)	6,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Participating Preferred Stock→ Common Stock	·	Direct