James E Hart

CIK 1278045 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 5, 2004 · Latest: Feb. 5, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 27, 2006 ROK S 4,000 $66.59 $266,360 11,412 Direct -25.95% Disposed 555.2% (price as of 2026-08-19)
Dec. 1, 2005 ROK S 4,000 $59.20 $236,800 11,412 Direct -25.95% Disposed 637.0% (price as of 2026-08-19)
Feb. 24, 2005 ROK S 2,700 $60.17 $162,459 5,012 Direct -35.01% Disposed 625.1% (price as of 2026-08-19)
Feb. 24, 2005 ROK S 1,900 $60.20 $114,380 3,112 Direct -37.91% Disposed 624.7% (price as of 2026-08-19)
Feb. 1, 2005 ROK S 8,000 $57.40 $459,200 3,112 Direct -71.99% Disposed 660.1% (price as of 2026-08-19)
Jan. 28, 2005 ROK S 100 $56.70 $5,670 6,012 Direct -1.64% Disposed 669.5% (price as of 2026-08-19)
Jan. 28, 2005 ROK S 1,400 $56.65 $79,310 4,612 Direct -23.29% Disposed 670.1% (price as of 2026-08-19)
Jan. 28, 2005 ROK S 1,500 $56.62 $84,930 3,112 Direct -32.52% Disposed 670.5% (price as of 2026-08-19)
Nov. 30, 2004 ROK S 6,126 — — 6,112 Direct -50.06% Disposed (price as of 2026-08-19)
May 27, 2004 ROK S 3,800 $33.82 $128,516 6,312 Direct -37.58% Disposed 1190.0% (price as of 2026-08-19)
May 27, 2004 ROK S 200 $33.86 $6,772 6,112 Direct -3.17% Disposed 1188.5% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 27, 2006 ROK Employee stock option (right to buy) Common Stock (4,000) $15.50 Oct. 7, 2012 4,000 Disposed
Dec. 1, 2005 ROK Employee stock option (right to buy) Common Stock (4,000) $15.50 Oct. 7, 2012 4,000 Disposed
Nov. 7, 2005 ROK Employee stock option (right to buy) Common Stock (10,900) $56.36 Nov. 7, 2015 10,900 Acquired
Aug. 15, 2005 ROK Employee stock option (right to buy) Common Stock (7,400) $13.40 Oct. 1, 2011 7,400 Disposed
Feb. 24, 2005 ROK Employee stock option (right to buy) Common Stock (4,600) $13.40 Oct. 1, 2011 4,600 Disposed
Feb. 1, 2005 ROK Employee stock option (right to buy) Common Stock (8,000) $13.40 Oct. 1, 2011 8,000 Disposed
Nov. 30, 2004 ROK Employee stock option (right to buy) Common Stock (6,126) $14.01 Nov. 4, 2008 6,126 Disposed
Nov. 8, 2004 ROK Employee stock option (right to buy) Common Stock (25,000) $43.90 Nov. 8, 2014 25,000 Acquired
May 27, 2004 ROK Employee stock option (right to buy) Common Stock (4,000) $11.60 Oct. 2, 2010 4,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 5, 2004 ROK Common Stock 4,112 Direct
Feb. 5, 2004 ROK Common Stock 1,749 Indirect
Feb. 5, 2004 ROK Employee stock option (right to buy)→ Common Stock (6,126) 6,126 Direct
Feb. 5, 2004 ROK Employee stock option (right to buy)→ Common Stock (16,500) 16,500 Direct
Feb. 5, 2004 ROK Employee stock option (right to buy)→ Common Stock (4,000) 4,000 Direct
Feb. 5, 2004 ROK Employee stock option (right to buy)→ Common Stock (20,000) 20,000 Direct
Feb. 5, 2004 ROK Employee stock option (right to buy)→ Common Stock (25,000) 25,000 Direct
Feb. 5, 2004 ROK Employee stock option (right to buy)→ Common Stock (25,000) 25,000 Direct