James E Hart
Insider
First SEC filing: Feb. 5, 2004 · Latest: Feb. 5, 2004
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 27, 2006 | ROK | M | 4,000 | $15.50 | $62,000 | 15,412 Direct | +35.05% | Acquired | 2649.1% (price as of ) |
| Jan. 27, 2006 | ROK | S | 4,000 | $66.59 | $266,360 | 11,412 Direct | -25.95% | Disposed | 539.9% (price as of ) |
| Jan. 27, 2006 | ROK | M | 4,000 | · | · | 17,000 Direct | -19.05% | Disposed | |
| Dec. 1, 2005 | ROK | M | 4,000 | $15.50 | $62,000 | 15,412 Direct | +35.05% | Acquired | 2649.1% (price as of ) |
| Dec. 1, 2005 | ROK | S | 4,000 | $59.20 | $236,800 | 11,412 Direct | -25.95% | Disposed | 619.8% (price as of ) |
| Dec. 1, 2005 | ROK | M | 4,000 | · | · | 21,000 Direct | -16.00% | Disposed | |
| Nov. 7, 2005 | ROK | A | 900 | · | · | 11,412 Direct | +8.56% | Acquired | |
| Nov. 7, 2005 | ROK | A | 10,900 | · | · | 10,900 Direct | · | Acquired | |
| Aug. 15, 2005 | ROK | M | 7,400 | $13.40 | $99,160 | 10,512 Direct | +237.79% | Acquired | 3079.9% (price as of ) |
| Aug. 15, 2005 | ROK | M | 7,400 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 24, 2005 | ROK | M | 4,600 | $13.40 | $61,640 | 7,712 Direct | +147.81% | Acquired | 3079.9% (price as of ) |
| Feb. 24, 2005 | ROK | S | 2,700 | $60.17 | $162,459 | 5,012 Direct | -35.01% | Disposed | 608.2% (price as of ) |
| Feb. 24, 2005 | ROK | S | 1,900 | $60.20 | $114,380 | 3,112 Direct | -37.91% | Disposed | 607.8% (price as of ) |
| Feb. 24, 2005 | ROK | M | 4,600 | · | · | 7,400 Direct | -38.33% | Disposed | |
| Feb. 1, 2005 | ROK | M | 8,000 | $13.40 | $107,200 | 11,112 Direct | +257.07% | Acquired | 3079.9% (price as of ) |
| Feb. 1, 2005 | ROK | S | 8,000 | $57.40 | $459,200 | 3,112 Direct | -71.99% | Disposed | 642.4% (price as of ) |
| Feb. 1, 2005 | ROK | M | 8,000 | · | · | 12,000 Direct | -40.00% | Disposed | |
| Jan. 28, 2005 | ROK | S | 100 | $56.70 | $5,670 | 6,012 Direct | -1.64% | Disposed | 651.5% (price as of ) |
| Jan. 28, 2005 | ROK | S | 1,400 | $56.65 | $79,310 | 4,612 Direct | -23.29% | Disposed | 652.2% (price as of ) |
| Jan. 28, 2005 | ROK | S | 1,500 | $56.62 | $84,930 | 3,112 Direct | -32.52% | Disposed | 652.6% (price as of ) |
| Nov. 30, 2004 | ROK | M | 6,126 | $14.01 | $85,825 | 12,238 Direct | +100.23% | Acquired | 2941.5% (price as of ) |
| Nov. 30, 2004 | ROK | S | 6,126 | · | · | 6,112 Direct | -50.06% | Disposed | |
| Nov. 30, 2004 | ROK | M | 6,126 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 8, 2004 | ROK | A | 25,000 | · | · | 25,000 Direct | · | Acquired | |
| May 27, 2004 | ROK | M | 4,000 | $11.60 | $46,400 | 10,112 Direct | +65.45% | Acquired | 3573.4% (price as of ) |
| May 27, 2004 | ROK | S | 3,800 | $33.82 | $128,516 | 6,312 Direct | -37.58% | Disposed | 1159.9% (price as of ) |
| May 27, 2004 | ROK | S | 200 | $33.86 | $6,772 | 6,112 Direct | -3.17% | Disposed | 1158.4% (price as of ) |
| May 27, 2004 | ROK | M | 4,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 4, 2004 | ROK | A | 2,000 | · | · | 6,112 Direct | +48.64% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 27, 2006 | ROK | Employee stock option (right to buy) | Common Stock | $15.50 | Oct. 7, 2012 | 4,000 | Disposed |
| Dec. 1, 2005 | ROK | Employee stock option (right to buy) | Common Stock | $15.50 | Oct. 7, 2012 | 4,000 | Disposed |
| Nov. 7, 2005 | ROK | Employee stock option (right to buy) | Common Stock | $56.36 | Nov. 7, 2015 | 10,900 | Acquired |
| Aug. 15, 2005 | ROK | Employee stock option (right to buy) | Common Stock | $13.40 | Oct. 1, 2011 | 7,400 | Disposed |
| Feb. 24, 2005 | ROK | Employee stock option (right to buy) | Common Stock | $13.40 | Oct. 1, 2011 | 4,600 | Disposed |
| Feb. 1, 2005 | ROK | Employee stock option (right to buy) | Common Stock | $13.40 | Oct. 1, 2011 | 8,000 | Disposed |
| Nov. 30, 2004 | ROK | Employee stock option (right to buy) | Common Stock | $14.01 | Nov. 4, 2008 | 6,126 | Disposed |
| Nov. 8, 2004 | ROK | Employee stock option (right to buy) | Common Stock | $43.90 | Nov. 8, 2014 | 25,000 | Acquired |
| May 27, 2004 | ROK | Employee stock option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 4,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 5, 2004 | ROK | Common Stock | 4,112 | Direct |
| Feb. 5, 2004 | ROK | Common Stock | 1,749 | Indirect |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 6,126 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 16,500 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 4,000 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 20,000 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 25,000 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 25,000 | Direct |
Holdings reported on Form 4 69 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Feb. 7, 2006 | ROK | Common Stock [F1] | 11,412 | · | · | Direct |
| Feb. 7, 2006 | ROK | Common Stock | 2,061 | · | · | Indirect |
| Feb. 7, 2006 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 7, 2006 | ROK | Employee stock option (right to buy) | 17,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 7, 2006 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 7, 2006 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 7, 2006 | ROK | Employee stock option (right to buy) | 10,900 | $56.36 | Nov. 7, 2015 | Direct |
| Jan. 30, 2006 | ROK | Common Stock | 2,061 | · | · | Indirect |
| Jan. 30, 2006 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Jan. 30, 2006 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Jan. 30, 2006 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Jan. 30, 2006 | ROK | Employee stock option (right to buy) | 10,900 | $56.36 | Nov. 7, 2015 | Direct |
| Dec. 2, 2005 | ROK | Common Stock | 2,034 | · | · | Indirect |
| Dec. 2, 2005 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Dec. 2, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Dec. 2, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Dec. 2, 2005 | ROK | Employee stock option (right to buy) | 10,900 | $56.36 | Nov. 7, 2015 | Direct |
| Nov. 8, 2005 | ROK | Common Stock | 2,034 | · | · | Indirect |
| Nov. 8, 2005 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Nov. 8, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 8, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Nov. 8, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Aug. 16, 2005 | ROK | Common Stock | 1,996 | · | · | Indirect |
| Aug. 16, 2005 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Aug. 16, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Aug. 16, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Aug. 16, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 25, 2005 | ROK | Common Stock | 1,925 | · | · | Indirect |
| Feb. 25, 2005 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 25, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 25, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 25, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 2, 2005 | ROK | Common Stock | 1,919 | · | · | Indirect |
| Feb. 2, 2005 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 2, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 2, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 2, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 1, 2005 | ROK | Common Stock | 1,919 | · | · | Indirect |
| Feb. 1, 2005 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 1, 2005 | ROK | Employee stock option (right to buy) | 20,000 | $13.40 | Oct. 1, 2011 | Direct |
| Feb. 1, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 1, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 1, 2005 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Nov. 30, 2004 | ROK | Common Stock | 1,898 | · | · | Indirect |
| Nov. 30, 2004 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Nov. 30, 2004 | ROK | Employee stock option (right to buy) | 20,000 | $13.40 | Oct. 1, 2011 | Direct |
| Nov. 30, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 30, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Nov. 30, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $43.90 | Nov. 8, 2014 | Direct |
| Nov. 10, 2004 | ROK | Common Stock | 6,112 | · | · | Direct |
| Nov. 10, 2004 | ROK | Common Stock | 1,898 | · | · | Indirect |
| Nov. 10, 2004 | ROK | Employee stock option (right to buy) | 6,126 | $14.01 | Nov. 4, 2008 | Direct |
| Nov. 10, 2004 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 4, 2009 | Direct |
| Nov. 10, 2004 | ROK | Employee stock option (right to buy) | 20,000 | $13.40 | Oct. 1, 2011 | Direct |
| Nov. 10, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 10, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| May 28, 2004 | ROK | Common Stock | 1,819 | · | · | Indirect |
| May 28, 2004 | ROK | Employee stock option (right to buy) | 6,126 | $14.01 | Nov. 4, 2008 | Direct |
| May 28, 2004 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 2, 2009 | Direct |
| May 28, 2004 | ROK | Employee stock option (right to buy) | 20,000 | $13.40 | Oct. 1, 2011 | Direct |
| May 28, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| May 28, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 6, 2004 | ROK | Common Stock | 1,758 | · | · | Indirect |
| Feb. 6, 2004 | ROK | Employee stock option (right to buy) | 6,126 | $14.01 | Nov. 4, 2008 | Direct |
| Feb. 6, 2004 | ROK | Employee stock option (right to buy) | 16,500 | $20.35 | Oct. 2, 2009 | Direct |
| Feb. 6, 2004 | ROK | Employee stock option (right to buy) | 4,000 | $11.60 | Oct. 2, 2010 | Direct |
| Feb. 6, 2004 | ROK | Employee stock option (right to buy) | 20,000 | $13.40 | Oct. 1, 2011 | Direct |
| Feb. 6, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 6, 2004 | ROK | Employee stock option (right to buy) | 25,000 | $27.75 | Oct. 6, 2013 | Direct |