James E Ukrop

Insider

First SEC filing: July 28, 2009 · Latest: July 28, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 3, 2012	AUB	A	1,641	$15.23	$24,992	68,772 Direct	+2.44%	Acquired	177.3% (price as of 2026-08-19)
Feb. 2, 2012	AUB	D	279,442	$13.00	$3,632,746	67,131 Direct	-80.63%	Disposed	224.9% (price as of 2026-08-19)
Feb. 2, 2012	AUB	D	56,207	$13.00	$730,691	806,933 Indirect	-6.51%	Disposed	224.9% (price as of 2026-08-19)
Dec. 1, 2011	AUB	A	2,072	$12.07	$25,009	346,573 Direct	+0.60%	Acquired	250.0% (price as of 2026-08-19)
Dec. 7, 2010	AUB	A	2,327	$13.43	$31,252	344,501 Direct	+0.68%	Acquired	214.5% (price as of 2026-08-19)
Feb. 1, 2010	AUB	A	3,073,896	—	—	3,535,010 Indirect	+666.62%	Acquired	(price as of 2026-08-19)
Feb. 1, 2010	AUB	A	125,465	—	—	461,114 Indirect	+37.38%	Acquired	(price as of 2026-08-19)
Feb. 1, 2010	AUB	A	56,207	—	—	335,649 Indirect	+20.11%	Acquired	(price as of 2026-08-19)
Feb. 1, 2010	AUB	A	279,442	—	—	279,442 Direct	—	Acquired	(price as of 2026-08-19)
July 24, 2009	704051	M	9,000	—	—	0 Direct	-100.00%	Disposed
July 24, 2009	704051	S	9,000	$27.12	$244,080	122,464 Direct	-6.85%	Disposed
July 24, 2009	704051	M	9,000	$23.87	$214,830	131,464 Direct	+7.35%	Acquired
July 17, 2009	704051	A	6	$24.32	$146	5,072 Direct	+0.12%	Acquired
April 13, 2009	704051	A	62	$19.26	$1,194	5,065 Direct	+1.24%	Acquired
Jan. 9, 2009	704051	A	50	$23.89	$1,194	5,003 Direct	+1.01%	Acquired
Oct. 24, 2008	704051	A	67	$17.56	$1,177	4,953 Direct	+1.37%	Acquired
Oct. 24, 2008	704051	A	67	$17.56	$1,177	4,950 Direct	+1.37%	Acquired
July 22, 2008	704051	A	3,625	$34.48	$124,990	4,887 Direct	+287.24%	Acquired
July 22, 2008	704051	M	9,000	—	—	0 Direct	-100.00%	Disposed
July 22, 2008	704051	M	9,000	$20.49	$184,410	122,464 Direct	+7.93%	Acquired
July 11, 2008	704051	A	9	$34.74	$313	1,262 Direct	+0.72%	Acquired
April 11, 2008	704051	A	5	$58.01	$290	1,253 Direct	+0.40%	Acquired
Jan. 7, 2008	704051	A	4	$71.88	$288	1,248 Direct	+0.32%	Acquired
Oct. 23, 2007	704051	A	4	$83.25	$333	1,244 Direct	+0.32%	Acquired
July 19, 2007	704051	A	1,240	$100.79	$124,980	1,240 Direct	—	Acquired
June 28, 2007	704051	M	7,998	—	—	0 Direct	-100.00%	Disposed
June 28, 2007	704051	M	7,998	$14.52	$116,131	113,464 Direct	+7.58%	Acquired
Dec. 27, 2006	704051	G	3,000	—	—	105,466 Direct	-2.77%	Disposed
July 18, 2006	704051	A	3,966	—	—	3,966 Direct	—	Acquired
July 18, 2006	704051	A	3,968	—	—	3,968 Direct	—	Acquired
July 18, 2006	704051	M	7,998	—	—	0 Direct	-100.00%	Disposed
July 18, 2006	704051	M	7,998	$7.23	$57,826	108,466 Direct	+7.96%	Acquired
Nov. 22, 2005	704051	G	15,000	—	—	100,468 Direct	-12.99%	Disposed
Nov. 8, 2005	704051	S	133	$111.66	$14,851	0 Indirect	-100.00%	Disposed
Nov. 8, 2005	704051	G	267	—	—	0 Indirect	-100.00%	Disposed
Aug. 10, 2005	704051	S	15,600	$109.31	$1,705,236	115,468 Direct	-11.90%	Disposed
July 19, 2005	704051	A	3,361	—	—	3,361 Direct	—	Acquired
July 6, 2005	704051	M	7,998	—	—	0 Direct	—	Acquired
July 6, 2005	704051	M	7,998	$7.06	$56,466	131,068 Direct	+6.50%	Acquired
Dec. 30, 2004	704051	G	5,007	—	—	123,070 Direct	-3.91%	Disposed
Nov. 26, 2004	704051	G	3,350	—	—	128,077 Direct	-2.55%	Disposed
July 20, 2004	704051	A	3,000	—	—	3,000 Direct	—	Acquired
May 19, 2004	704051	M	5,332	$7.36	$39,244	87,618 Direct	+6.48%	Acquired
May 19, 2004	704051	M	5,332	—	—	0 Direct	-100.00%	Disposed
Jan. 2, 2004	704051	G	13	—	—	82,286 Direct	-0.02%	Disposed
Dec. 31, 2003	704051	G	3,957	—	—	82,299 Direct	-4.59%	Disposed
July 23, 2003	704051		None	—	—	—	—	—
July 22, 2003	704051		None	—	—	—	—	—

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 24, 2009	704051	Stock Options Right to Buy [F1]	Common Stock (9,000)	$23.87	July 27, 2009	9,000	Disposed
July 17, 2009	704051	Restricted Stock Units [F1]	Common Stock (6)	—	—	6	Acquired
April 13, 2009	704051	Restricted Stock Units [F1]	Common Stock (62)	—	—	62	Acquired
Jan. 9, 2009	704051	Restricted Stock Units [F1]	Common Stock (50)	—	—	50	Acquired
Oct. 24, 2008	704051	Restricted Stock Units [F1,F2]	Common Stock (67)	—	—	67	Acquired
Oct. 24, 2008	704051	Restricted Stock Units [F1]	Common Stock (67)	—	—	67	Acquired
July 22, 2008	704051	Restricted Stock Units [F2]	Common Stock (3,625)	—	—	3,625	Acquired
July 22, 2008	704051	Stock Option (Right to buy) [F1]	Common Stock (9,000)	$20.49	July 23, 2008	9,000	Disposed
July 11, 2008	704051	Restricted Stock Units [F1]	Common Stock (9)	—	—	9	Acquired
April 11, 2008	704051	Restricted Stock Units [F1]	Common Stock (5)	—	—	5	Acquired
Jan. 7, 2008	704051	Restricted Stock Units [F1]	Common Stock (4)	—	—	4	Acquired
Oct. 23, 2007	704051	Restricted Stock Units [F1]	Common Stock (4)	—	—	4	Acquired
July 19, 2007	704051	Restricted Stock Units [F1]	Common Stock (1,240)	—	—	1,240	Acquired
June 28, 2007	704051	Stock Option (Right to buy) [F1]	Common Stock (7,998)	$14.52	July 23, 2007	7,998	Disposed
July 18, 2006	704051	Stock Option (Right to buy) [F1]	Common Stock	$94.51	July 17, 2014	3,966	Acquired
July 18, 2006	704051	Stock Options (Right to buy) [F2]	Common Stock (3,968)	$94.51	July 17, 2014	3,968	Acquired
July 18, 2006	704051	Stock Options (Right to buy) [F1]	Common Stock (7,998)	$7.23	July 23, 2006	7,998	Disposed
July 19, 2005	704051	Stock Options (Right to buy) [F1]	Common Stock (3,361)	$111.55	July 18, 2013	3,361	Acquired
July 6, 2005	704051	Stock Options (Right to buy) [F1]	Common Stock (7,998)	$7.06	July 26, 2005	7,998	Acquired
July 20, 2004	704051	Stock Options (Right to buy)	Common Stock (3,000)	$78.11	July 19, 2012	3,000	Acquired
May 19, 2004	704051	Stock Options (Right to buy)	Common Stock (5,332)	$7.36	July 27, 2004	5,332	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 11, 2010	AUB	Common Stock	—	Direct
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect
Feb. 11, 2010	AUB	Common Stock	—	Indirect