James E Utts
CIK 1298461 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 3, 2004 · Latest: Aug. 3, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 14 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
14 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 27, 2005 | BAX | S | 8,592 | $37.00 | $317,904 | 20,408 Direct | -29.63% | Disposed | 29.6% (price as of 2026-08-18) |
| Feb. 24, 2005 | BAX | S | 17,000 | $35.77 | $608,090 | 6,560 Direct | -72.16% | Disposed | 34.0% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (75,000) | $38.35 | March 14, 2017 | 75,000 | Acquired |
| April 27, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (8,592) | $16.59 | July 29, 2005 | 8,592 | Disposed |
| March 14, 2005 | BAX | Stock Option (right to buy) | Common Stock, $1 par value (90,000) | $34.85 | March 14, 2016 | 90,000 | Acquired |
| Feb. 24, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (17,000) | $16.59 | July 29, 2005 | 17,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 18 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 107,486 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 5,201 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 100 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 100 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 1,731 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (25,592) | 25,592 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (47,662) | 47,662 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (52,260) | 52,260 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (22,158) | 22,158 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (22,158) | 22,158 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (16,932) | 16,932 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (22,158) | 22,158 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (37,500) | 37,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (58,300) | 58,300 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (10,500) | 10,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (38,010) | 38,010 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (19,305) | 19,305 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (23,595) | 23,595 | Direct |