James E Utts
Insider
First SEC filing: Aug. 3, 2004 · Latest: Aug. 3, 2004
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 14, 2006 | BAX | A | 11,250 | · | · | 29,276 Direct | +62.41% | Acquired | (price as of 2026-10-02) |
| March 14, 2006 | BAX | F | 1,350 | $38.35 | $51,772 | 27,926 Direct | -4.61% | Disposed | 12.8% (price as of 2026-10-02) |
| March 14, 2006 | BAX | A | 75,000 | · | · | 75,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 3, 2006 | BAX | F | 491 | $38.36 | $18,835 | 20,377 Direct | -2.35% | Disposed | 12.7% (price as of 2026-10-02) |
| Dec. 14, 2005 | BAX | G | 150 | · | · | 4,901 Indirect | -2.97% | Disposed | (price as of 2026-10-02) |
| April 27, 2005 | BAX | M | 8,592 | $16.59 | $142,541 | 0 Direct | · | Acquired | 160.7% (price as of 2026-10-02) |
| April 27, 2005 | BAX | S | 8,592 | $37.00 | $317,904 | 20,408 Direct | -29.63% | Disposed | 16.9% (price as of 2026-10-02) |
| April 27, 2005 | BAX | M | 8,592 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 14, 2005 | BAX | A | 13,500 | · | · | 20,230 Direct | +200.59% | Acquired | (price as of 2026-10-02) |
| March 14, 2005 | BAX | A | 90,000 | · | · | 90,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2005 | BAX | M | 17,000 | $16.59 | $282,030 | 23,560 Direct | +259.15% | Acquired | 160.7% (price as of 2026-10-02) |
| Feb. 24, 2005 | BAX | S | 17,000 | $35.77 | $608,090 | 6,560 Direct | -72.16% | Disposed | 20.9% (price as of 2026-10-02) |
| Feb. 24, 2005 | BAX | M | 17,000 | · | · | 8,592 Direct | -66.43% | Disposed | (price as of 2026-10-02) |
| Dec. 31, 2004 | BAX | F | 491 | $34.54 | $16,959 | 6,390 Direct | -7.14% | Disposed | 25.2% (price as of 2026-10-02) |
| Dec. 8, 2004 | BAX | G | 150 | · | · | 5,051 Indirect | -2.88% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2004 | BAX | A | 5,000 | · | · | 6,731 Direct | +288.85% | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $38.35 | March 14, 2017 | 75,000 | Acquired |
| April 27, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $16.59 | July 29, 2005 | 8,592 | Disposed |
| March 14, 2005 | BAX | Stock Option (right to buy) | Common Stock, $1 par value | $34.85 | March 14, 2016 | 90,000 | Acquired |
| Feb. 24, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $16.59 | July 29, 2005 | 17,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 18 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 107,486 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 5,201 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 100 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 100 | Indirect |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 1,731 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 25,592 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 47,662 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 52,260 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 22,158 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 22,158 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 16,932 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 22,158 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 37,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 58,300 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 10,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 38,010 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 19,305 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 23,595 | Direct |