James Edward Evans

CIK 1419678 · View on SEC EDGAR ↗

Insider

First SEC filing: March 3, 2010 · Latest: March 3, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 1, 2010 ULBI F 1,267 $4.05 $5,131 6,106 Direct -17.18% Disposed 72.8% (price as of 2026-08-20)
Dec. 4, 2009 ULBI A 33,000 33,000 Direct Acquired (price as of 2026-08-20)
Dec. 4, 2009 ULBI A 33,000 $3.91 $129,030 40,373 Direct +447.58% Acquired 79.0% (price as of 2026-08-20)
March 2, 2009 ULBI F 1,267 $7.00 $8,869 7,373 Direct -14.66% Disposed 0.0% (price as of 2026-08-20)
June 5, 2008 ULBI M 6,000 6,000 Direct Acquired (price as of 2026-08-20)
March 3, 2008 ULBI F 1,360 $12.90 $17,544 8,640 Direct -13.60% Disposed -45.7% (price as of 2026-08-20)
Dec. 7, 2007 ULBI A 10,000 10,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 4, 2009 ULBI Common Stock, $.10 par value Common Stock; $.10 par value $3.91 Dec. 4, 2016 33,000 Acquired
June 5, 2008 ULBI Common Stock (Right to Buy) Common Stock; $.10 par value $13.43 Dec. 7, 2014 6,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 29, 2007 ULBI Common Stock (Right to Buy)→ Common Stock; $.10 par value (12,000) 12,000 Direct
Nov. 29, 2007 ULBI Common Stock (Right to Buy)→ Common Stock; $.10 par value (10,000) 10,000 Direct