James F Cordes

CIK 1192335 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 26, 2010 · Latest: Oct. 26, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

40 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 31, 2013	AEP	A	709	—	—	12,812 Direct	+5.86%	Acquired	(price as of 2026-08-21)
Dec. 31, 2012	AEP	A	808	—	—	11,984 Direct	+7.23%	Acquired	(price as of 2026-08-21)
Sept. 30, 2012	AEP	A	751	—	—	11,056 Direct	+7.29%	Acquired	(price as of 2026-08-21)
June 30, 2012	AEP	A	827	—	—	10,195 Direct	+8.83%	Acquired	(price as of 2026-08-21)
March 31, 2012	AEP	A	855	—	—	9,258 Direct	+10.17%	Acquired	(price as of 2026-08-21)
Dec. 30, 2011	AEP	A	799	—	—	8,301 Direct	+10.65%	Acquired	(price as of 2026-08-21)
Sept. 30, 2011	AEP	A	868	—	—	7,414 Direct	+13.26%	Acquired	(price as of 2026-08-21)
Aug. 5, 2011	AEP	P	2,000	$35.84	$71,680	2,000 Direct	—	Acquired	244.5% (price as of 2026-08-21)
June 30, 2011	AEP	A	876	—	—	6,465 Direct	+15.67%	Acquired	(price as of 2026-08-21)
March 31, 2011	AEP	A	939	—	—	5,521 Direct	+20.49%	Acquired	(price as of 2026-08-21)
Dec. 31, 2010	AEP	A	917	—	—	4,524 Direct	+25.42%	Acquired	(price as of 2026-08-21)
Oct. 22, 2010	28412	P	1,700	$12.38	$21,046	5,000 Direct	+51.52%	Acquired
Oct. 22, 2010	28412	P	2,300	$12.39	$28,497	3,300 Direct	+230.00%	Acquired
Sept. 30, 2010	AEP	A	828	—	—	3,561 Direct	+30.30%	Acquired	(price as of 2026-08-21)
Sept. 3, 2010	28412	P	500	$12.74	$6,370	1,000 Direct	+100.00%	Acquired
Sept. 3, 2010	28412	P	500	$12.75	$6,375	500 Direct	—	Acquired
July 27, 2010	28412	A	1,532	—	—	35,648 Direct	+4.49%	Acquired
June 30, 2010	AEP	A	929	—	—	2,702 Direct	+52.40%	Acquired	(price as of 2026-08-21)
March 31, 2010	AEP	A	878	—	—	1,750 Direct	+100.69%	Acquired	(price as of 2026-08-21)
Jan. 4, 2010	ES	A	3,000	—	—	32,806 Direct	+10.07%	Acquired	(price as of 2026-08-21)
Dec. 31, 2009	AEP	A	862	—	—	862 Direct	—	Acquired	(price as of 2026-08-21)
July 28, 2009	28412	A	2,552	—	—	34,065 Direct	+8.10%	Acquired
Jan. 2, 2009	ES	A	3,000	—	—	29,133 Direct	+11.48%	Acquired	(price as of 2026-08-21)
July 22, 2008	28412	A	1,939	—	—	31,291 Direct	+6.61%	Acquired
April 8, 2008	28412	A	1,774	$36.14	$64,112	29,265 Direct	+6.45%	Acquired
Jan. 2, 2008	ES	A	3,000	—	—	25,647 Direct	+13.25%	Acquired	(price as of 2026-08-21)
July 24, 2007	28412	A	1,101	—	—	29,034 Direct	+3.94%	Acquired
May 16, 2007	28412	S	3,634	$63.21	$229,705	27,891 Direct	-11.53%	Disposed
April 24, 2007	28412	G	160	—	—	31,525 Direct	-0.50%	Disposed
April 10, 2007	28412	A	635	—	—	31,557 Direct	+2.05%	Acquired
Jan. 3, 2007	ES	A	3,000	—	—	22,357 Direct	+15.50%	Acquired	(price as of 2026-08-21)
July 25, 2006	28412	A	1,059	—	—	31,486 Direct	+3.48%	Acquired
April 25, 2006	28412	M	1,500	—	—	0 Direct	-100.00%	Disposed
April 25, 2006	28412	M	1,500	$40.09	$60,135	30,402 Direct	+5.19%	Acquired
April 17, 2006	28412	A	610	—	—	28,902 Direct	+2.16%	Acquired
Jan. 3, 2006	ES	A	3,000	—	—	14,050 Direct	+27.15%	Acquired	(price as of 2026-08-21)
Aug. 4, 2005	28412	A	787	—	—	28,822 Direct	+2.81%	Acquired
Aug. 4, 2005	28412	A	787	—	—	28,822 Direct	+2.81%	Acquired
Jan. 3, 2005	ES	A	3,000	—	—	10,583 Direct	+39.56%	Acquired	(price as of 2026-08-21)
Nov. 5, 2004	28412	S	3,000	$63.56	$190,680	27,948 Direct	-9.69%	Disposed
Nov. 4, 2004	28412	S	13,912	$61.20	$851,414	30,948 Direct	-31.01%	Disposed
Aug. 9, 2004	28412	A	319	—	—	319 Direct	—	Acquired
May 18, 2004	28412	A	2,500	—	—	2,500 Direct	—	Acquired
Jan. 13, 2004	ES	A	3,000	—	—	7,583 Direct	+65.46%	Acquired	(price as of 2026-08-21)
Nov. 17, 2003	28412	A	193	$51.83	$10,003	44,684 Direct	+0.43%	Acquired
Aug. 1, 2003	28412	A	286	$48.08	$13,751	44,491 Direct	+0.65%	Acquired
July 2, 2003	28412	J	132	$47.37	$6,253	44,132 Direct	+0.30%	Acquired
July 2, 2003	28412	J	132	$48.08	$6,347	44,132 Direct	+0.30%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 31, 2013	AEP	Phantom Stock Unit [F1]	Common Stock (709)	—	—	709	Acquired
Dec. 31, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (808)	—	—	808	Acquired
Sept. 30, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (751)	—	—	751	Acquired
June 30, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (827)	—	—	827	Acquired
March 31, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (855)	—	—	855	Acquired
Dec. 30, 2011	AEP	Phantom Stock Unit [F1]	Common Stock (799)	—	—	799	Acquired
Sept. 30, 2011	AEP	Phantom Stock Unit [F1]	Common Stock (868)	—	—	868	Acquired
June 30, 2011	AEP	Phantom Stock Unit [F1]	Common Stock (876)	—	—	876	Acquired
March 31, 2011	AEP	Phantom Stock Unit [F1]	Common Stock (939)	—	—	939	Acquired
Dec. 31, 2010	AEP	Phantom Stock Unit [F1]	Common Stock (917)	—	—	917	Acquired
Oct. 22, 2010	28412	Common Stock Warrants (right to buy)	Common Stock (1,700)	$29.40	Nov. 14, 2018	1,700	Acquired
Oct. 22, 2010	28412	Common Stock Warrants (right to buy)	Common Stock (2,300)	$29.40	Nov. 14, 2018	2,300	Acquired
Sept. 30, 2010	AEP	Phantom Stock Unit [F1]	Common Stock (828)	—	—	828	Acquired
Sept. 3, 2010	28412	Common Stock Warrants (right to buy)	Common Stock (500)	$29.40	Nov. 14, 2018	500	Acquired
Sept. 3, 2010	28412	Common Stock Warrants (right to buy)	Common Stock (500)	$29.40	Nov. 14, 2018	500	Acquired
June 30, 2010	AEP	Phantom Stock Unit [F1]	Common Stock (929)	—	—	929	Acquired
March 31, 2010	AEP	Phantom Stock Unit [F1]	Common Stock (878)	—	—	878	Acquired
Dec. 31, 2009	AEP	Phantom Stock Unit [F1]	Common Stock (862)	—	—	862	Acquired
April 25, 2006	28412	Director Stock Option (right to buy)	Common Stock (1,500)	$40.09	May 16, 2007	1,500	Disposed
Aug. 9, 2004	28412	Restricted Stock Units	Common Stock (319)	—	Aug. 8, 1988	319	Acquired
May 18, 2004	28412	Director Stock Option (right to buy)	Common Stock (2,500)	$53.87	May 18, 2014	2,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).