James F Earl

CIK 1310741 · View on SEC EDGAR ↗

Insider

First SEC filing: May 20, 2026 · Latest: May 20, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 30, 2018 GATX S 3,536 $71.56 $253,036 82,859 Direct -4.09% Disposed 148.2% (price as of 2026-08-21)
Jan. 25, 2018 GATX S 5,177 $69.61 $360,371 82,859 Direct -5.88% Disposed 155.2% (price as of 2026-08-21)
Nov. 17, 2016 GATX S 4,299 $50.70 $217,959 80,145 Direct -5.09% Disposed 250.3% (price as of 2026-08-21)
Oct. 25, 2016 GATX S 5,368 $45.83 $246,015 80,145 Direct -6.28% Disposed 287.5% (price as of 2026-08-21)
Nov. 20, 2014 GATX S 3,766 $63.42 $238,840 53,691 Direct -6.55% Disposed 180.1% (price as of 2026-08-21)
Feb. 5, 2013 GATX S 737 $47.93 $35,324 49,519 Direct -1.47% Disposed 270.6% (price as of 2026-08-21)
Feb. 4, 2013 GATX S 17,500 $47.92 $838,600 50,256 Direct -25.83% Disposed 270.6% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 967 $43.69 $42,248 54,777 Direct -1.73% Disposed 306.5% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 300 $43.69 $13,107 54,477 Direct -0.55% Disposed 306.5% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 660 $43.70 $28,842 53,817 Direct -1.21% Disposed 306.4% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 1,500 $43.71 $65,565 52,317 Direct -2.79% Disposed 306.3% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 1,200 $43.72 $52,464 51,117 Direct -2.29% Disposed 306.2% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 3,600 $43.73 $157,428 47,517 Direct -7.04% Disposed 306.2% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 200 $43.73 $8,746 47,317 Direct -0.42% Disposed 306.2% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 2,200 $43.74 $96,228 45,117 Direct -4.65% Disposed 306.1% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 6,174 $43.75 $270,112 38,943 Direct -13.68% Disposed 306.0% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 100 $43.76 $4,376 38,843 Direct -0.26% Disposed 305.9% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 2,047 $43.76 $89,577 36,796 Direct -5.27% Disposed 305.9% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 1,479 $43.77 $64,736 35,317 Direct -4.02% Disposed 305.8% (price as of 2026-08-21)
Feb. 13, 2012 GATX S 173 $43.78 $7,574 35,144 Direct -0.49% Disposed 305.7% (price as of 2026-08-21)
May 4, 2011 GATX S 508 $41.55 $21,107 37,330 Direct -1.34% Disposed 327.5% (price as of 2026-08-21)

Showing latest 100 of 182 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 18, 2026 NVRI Phantom Stock Units Common Stock (15,009) — — 15,009 Disposed
May 7, 2026 NVRI Restricted Stock Units Common Stock (18,309) — — 18,309 Disposed
May 9, 2022 NVRI Restricted stock units Common Stock (15,924) — — 15,924 Acquired
April 20, 2022 NVRI Restricted Stock Units Common Stock (5,806) — — 5,806 Disposed
May 10, 2021 NVRI Restricted Stock Units Common Stock (5,806) — — 5,806 Acquired
April 20, 2021 NVRI Restricted Stock Units Common Stock (11,662) — — 11,662 Disposed
May 15, 2020 NVRI Restricted Stock Units Common Stock (11,662) — — 11,662 Acquired
April 21, 2020 NVRI Restricted Stock Units Common Stock (4,737) — — 4,737 Disposed
May 13, 2019 NVRI Restricted Stock Units Common Stock (4,737) — — 4,737 Acquired
April 23, 2019 NVRI Restricted Stock Units Common Stock (5,911) — — 5,911 Disposed
May 1, 2018 NVRI Restricted Stock Units Common Stock (5,911) — — 5,911 Acquired
March 3, 2018 NVRI Restricted Stock Units Common Stock (8,029) — — 8,029 Disposed
Jan. 29, 2018 GATX Stock-Settled Stock Appreciation Right Common Stock (19,200) $45.89 Jan. 24, 2020 19,200 Disposed
Jan. 24, 2018 GATX Stock-Settled Stock Appreciation Right Common Stock (21,500) $44.02 Jan. 26, 2019 21,500 Disposed
April 25, 2017 NVRI Restricted Stock Units Common Stock (15,714) — — 15,714 Disposed
March 3, 2017 NVRI Restricted Stock Units Common Stock (8,029) — — 8,029 Acquired
Jan. 26, 2017 GATX 2017 NQ Stock Option (Right to Buy) Common Stock (18,900) $61.18 Jan. 26, 2024 18,900 Acquired
Nov. 16, 2016 GATX Stock-Settled Stock Appreciation Right Common Stock (27,300) $33.94 Jan. 27, 2018 27,300 Disposed
Oct. 24, 2016 GATX Stock-Settled Stock Appreciation Right Common Stock (25,400) $26.16 Jan. 28, 2017 25,400 Disposed
Feb. 25, 2016 GATX Stock-Settled Stock Appreciation Right Common Stock (26,600) $16.68 March 4, 2016 26,600 Disposed
Jan. 28, 2016 GATX 2016 NQ Stock Option (Right to Buy) Common Stock (26,500) $39.18 Jan. 28, 2023 26,500 Acquired
Feb. 17, 2015 NVRI Restricted Stock Units Common Stock, $1.25 par value (63) — — 63 Acquired
Jan. 29, 2015 GATX Stock-Settled Stock Appreciation Right Common Stock (20,800) $56.91 Jan. 29, 2022 20,800 Acquired
Nov. 19, 2014 GATX Stock-Settled Stock Appreciation Right Common Stock (18,300) $36.40 Feb. 28, 2015 18,300 Disposed
Nov. 17, 2014 NVRI Restricted Stock Units Common Stock, $1.25 par value (54) — — 54 Acquired
Aug. 15, 2014 NVRI Restricted Stock Units Common Stock, $1.25 par value (44) — — 44 Acquired
May 15, 2014 NVRI Restricted Stock Units Common Stock, $1.25 par value (40) — — 40 Acquired
May 9, 2014 NVRI Restricted Stock Units Common Stock, $1.25 par value (4,289) — — 4,289 Acquired
Feb. 24, 2014 GATX Stock-Settled Stock Appreciation Right Common Stock (11,900) $46.75 March 8, 2014 11,900 Disposed
Jan. 30, 2014 GATX Stock-Settled Stock Appreciation Right Common Stock (16,900) $58.34 Jan. 30, 2021 16,900 Acquired
May 1, 2013 NVRI Restricted Stock Units Common Stock, $1.25 par value (5,143) — — 5,143 Acquired
Feb. 4, 2013 GATX 2003 NQ Stock Option (Right to Buy) Common Stock (17,500) $21.85 Aug. 1, 2013 17,500 Disposed
Feb. 4, 2013 GATX Stock-Settled Stock Appreciation Right Common Stock (7,800) $38.62 March 10, 2013 7,800 Disposed
Jan. 24, 2013 GATX Stock-Settled Stock Appreciation Right Common Stock (19,200) $45.89 Jan. 24, 2020 19,200 Acquired
Feb. 13, 2012 GATX 2002 NQ Stock Option (Right to Buy) Common Stock (6,250) $31.74 April 26, 2012 6,250 Disposed
Feb. 13, 2012 GATX 2002 NQ Stock Option (Right to Buy) Common Stock (6,250) $24.17 July 26, 2012 6,250 Disposed
Feb. 13, 2012 GATX 2005 NQ Stock Option (Right to Buy) Common Stock (8,100) $32.65 March 25, 2012 8,100 Disposed
Jan. 26, 2012 GATX Stock-Settled Stock Appreciation Right Common Stock (21,500) $44.02 Jan. 26, 2019 21,500 Acquired
May 4, 2011 GATX 2004 NQ Stock Option (Right to Buy) Common Stock (10,300) $24.36 Aug. 6, 2011 10,300 Disposed
May 4, 2011 GATX 2001 NQ Stock Option (Right to Buy) Common Stock (8,300) $39.15 July 27, 2011 8,300 Disposed
Jan. 27, 2011 GATX Stock-Settled Stock Appreciation Right Common Stock (27,300) $33.94 Jan. 27, 2018 27,300 Acquired
Jan. 28, 2010 GATX Stock-Settled Stock Appreciation Right Common Stock (25,400) $26.16 Jan. 28, 2017 25,400 Acquired
March 4, 2009 GATX Stock-Settled Stock Appreciation Right Common Stock (26,600) $16.68 March 4, 2016 26,600 Acquired
July 22, 2008 GATX 1998 NQ Stock Option (Right to Buy) Common Stock (3,500) $39.72 July 24, 2008 3,500 Disposed
Feb. 29, 2008 GATX Stock-Settled Stock Appreciation Right Common Stock (18,300) $36.40 Feb. 28, 2015 18,300 Acquired
March 8, 2007 GATX Stock-Settled Stock Appreciation Right Common Stock (11,900) $46.75 March 8, 2014 11,900 Acquired
March 10, 2006 GATX Stock-Settled Stock Appreciation Right Common Stock (7,800) $38.62 March 10, 2013 7,800 Acquired
Aug. 11, 2005 GATX 1995 NQ Stock Option (Right to Buy) Common Stock (2,000) $23.78 Oct. 27, 2005 2,000 Disposed
Aug. 11, 2005 GATX 1996 NQ Stock Option (Right to Buy) Common Stock (4,000) $23.94 Oct. 25, 2006 4,000 Disposed
Aug. 11, 2005 GATX 1997 NQ Stock Option (Right to Buy) Common Stock (4,000) $33.47 Oct. 24, 2007 4,000 Disposed
Aug. 11, 2005 GATX 2000 NQ Stock Option (Right to Buy) Common Stock (3,500) $30.47 March 10, 2010 3,500 Disposed
March 25, 2005 GATX 2005 NQ Stock Option (Right to Buy) [F1] Common Stock (8,100) $32.65 March 25, 2012 8,100 Acquired
March 25, 2005 GATX Stock-Settled Stock Appreciation Right Common Stock (8,100) $32.65 March 25, 2012 8,100 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 10, 2004 GATX Common Stock 11,684 Direct
Dec. 10, 2004 GATX Common Stock - 401(k) 5,836 Indirect
Dec. 10, 2004 GATX 1998 NQ Stock Option (Right to Buy)→ Common Stock (3,500) 3,500 Direct
Dec. 10, 2004 GATX 1995 NQ Stock Option (right to buy)→ Common Stock (2,000) 2,000 Direct
Dec. 10, 2004 GATX 1996 NQ Stock Option (right to buy)→ Common Stock (4,000) 4,000 Direct
Dec. 10, 2004 GATX 1997 NQ Stock Option (right to buy)→ Common Stock (4,000) 4,000 Direct
Dec. 10, 2004 GATX 1999 NQ Stock Option (Right to Buy)→ Common Stock (3,000) 3,000 Direct
Dec. 10, 2004 GATX 2000 NQ Stock Option (Right to Buy)→ Common Stock (3,500) 3,500 Direct
Dec. 10, 2004 GATX 2001 NQ Exchange Stock Option (Right to Buy)→ Common Stock (2,500) 2,500 Direct
Dec. 10, 2004 GATX 2001 NQ Stock Option (Right to Buy)→ Common Stock (8,300) 8,300 Direct
Dec. 10, 2004 GATX 2003 NQ Stock Option (Right to Buy)→ Common Stock (17,500) 17,500 Direct
Dec. 10, 2004 GATX 2004 NQ Stock Option (Right to Buy)→ Common Stock (10,300) 10,300 Direct
Dec. 10, 2004 GATX April, 2002 NQ Stock Option (Right to Buy)→ Common Stock (6,250) 6,250 Direct
Dec. 10, 2004 GATX July, 2002 NQ Stock Option (Right to Buy)→ Common Stock (6,250) 6,250 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

GATX

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $619,267 — — — $485,766 $993,618 $7,950 $2,837,136
2015 $606,150 — — — $451,120 $657,853 $7,950 $2,479,822
2014 $588,533 — — — $467,713 $706,105 $7,800 $2,470,791

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.