James F Pfeiffer

CIK 1384764 · View on SEC EDGAR ↗

Insider

First SEC filing: April 24, 2007 · Latest: April 24, 2007

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 9, 2012 ASTE A 137 $29.54 $4,047 3,059 Direct +4.69% Acquired 42.6% (price as of 2026-08-21)
April 10, 2012 ASTE A 99 $35.07 $3,472 2,922 Direct +3.51% Acquired 20.1% (price as of 2026-08-21)
March 8, 2012 ASTE F 535 $35.90 $19,206 5,719 Direct -8.55% Disposed 17.3% (price as of 2026-08-21)
Jan. 17, 2012 ASTE A 114 $35.38 $4,033 2,823 Direct +4.21% Acquired 19.0% (price as of 2026-08-21)
Oct. 12, 2011 ASTE A 125 $32.34 $4,042 2,709 Direct +4.84% Acquired 30.2% (price as of 2026-08-21)
July 13, 2011 ASTE A 89 $39.03 $3,474 2,584 Direct +3.57% Acquired 7.9% (price as of 2026-08-21)
April 8, 2011 ASTE A 91 $38.03 $3,461 2,495 Direct +3.79% Acquired 10.7% (price as of 2026-08-21)
Feb. 28, 2011 ASTE A 1,219 7,219 Direct +20.32% Acquired (price as of 2026-08-21)
Jan. 10, 2011 ASTE A 122 $32.85 $4,008 2,404 Direct +5.35% Acquired 28.2% (price as of 2026-08-21)
Oct. 5, 2010 ASTE A 142 $28.46 $4,041 2,282 Direct +6.64% Acquired 48.0% (price as of 2026-08-21)
July 8, 2010 ASTE A 123 $28.22 $3,471 2,140 Direct +6.10% Acquired 49.2% (price as of 2026-08-21)
April 8, 2010 ASTE A 136 $29.70 $4,039 2,017 Direct +7.23% Acquired 41.8% (price as of 2026-08-21)
Feb. 28, 2010 ASTE A 1,000 6,000 Direct +20.00% Acquired (price as of 2026-08-21)
Jan. 12, 2010 ASTE A 140 $28.36 $3,970 1,881 Direct +8.04% Acquired 48.5% (price as of 2026-08-21)
Oct. 12, 2009 ASTE A 155 $26.12 $4,049 1,741 Direct +9.77% Acquired 61.2% (price as of 2026-08-21)
July 20, 2009 ASTE A 143 $24.26 $3,469 1,587 Direct +9.90% Acquired 73.6% (price as of 2026-08-21)
April 13, 2009 ASTE A 381 $27.06 $10,310 1,444 Direct +35.84% Acquired 55.6% (price as of 2026-08-21)
Feb. 28, 2009 ASTE A 2,000 5,000 Direct +66.67% Acquired (price as of 2026-08-21)
Jan. 13, 2009 ASTE A 114 $28.00 $3,192 1,063 Direct +12.01% Acquired 50.4% (price as of 2026-08-21)
Oct. 9, 2008 ASTE A 164 $22.71 $3,724 948 Direct +20.92% Acquired 85.4% (price as of 2026-08-21)
July 14, 2008 ASTE A 6 $30.27 $182 785 Direct +0.77% Acquired 39.1% (price as of 2026-08-21)
July 10, 2008 ASTE A 99 $30.27 $2,997 779 Direct +14.56% Acquired 39.1% (price as of 2026-08-21)
July 10, 2008 ASTE A 99 $32.11 $3,179 779 Direct +14.56% Acquired 31.1% (price as of 2026-08-21)
April 9, 2008 ASTE A 251 $38.65 $9,701 680 Direct +58.51% Acquired 9.0% (price as of 2026-08-21)
Feb. 28, 2008 ASTE A 1,500 3,500 Direct +75.00% Acquired (price as of 2026-08-21)
Jan. 10, 2008 ASTE A 103 $28.89 $2,976 428 Direct +31.69% Acquired 45.8% (price as of 2026-08-21)
Oct. 16, 2007 ASTE A 59 $59.16 $3,490 325 Direct +22.18% Acquired -28.8% (price as of 2026-08-21)
July 17, 2007 ASTE A 60 $49.26 $2,956 266 Direct +29.13% Acquired -14.5% (price as of 2026-08-21)
April 20, 2007 ASTE A 206 $42.84 $8,825 206 Direct Acquired -1.7% (price as of 2026-08-21)
March 8, 2007 ASTE A 1,500 2,100 Direct +250.00% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 9, 2012 ASTE Phantom Stock Common Stock 137 Acquired
April 10, 2012 ASTE Phantom Stock Common Stock 99 Acquired
Jan. 17, 2012 ASTE Phantom Stock Common Stock (114) 114 Acquired
Oct. 12, 2011 ASTE Phantom Stock Common Stock (125) 125 Acquired
July 13, 2011 ASTE Phantom Stock Common Stock (89) 89 Acquired
April 8, 2011 ASTE Phantom Stock Common Stock (91) 91 Acquired
Jan. 10, 2011 ASTE Phantom Stock Common Stock (122) 122 Acquired
Oct. 5, 2010 ASTE Phantom Stock Common Stock (142) 142 Acquired
July 8, 2010 ASTE Phantom Stock Common Stock (123) 123 Acquired
April 8, 2010 ASTE Phantom Stock Common Stock (136) 136 Acquired
Jan. 12, 2010 ASTE Phantom Stock Common Stock (140) 140 Acquired
Oct. 12, 2009 ASTE Phantom Stock Common Stock (155) 155 Acquired
July 20, 2009 ASTE Phantom Stock Common Stock (143) 143 Acquired
April 13, 2009 ASTE Phantom Stock Common Stock (381) 381 Acquired
Jan. 13, 2009 ASTE Phantom Stock Common Stock 114 Acquired
Oct. 9, 2008 ASTE Phantom Stock Common Stock 164 Acquired
July 14, 2008 ASTE Phantom Stock Common Stock 6 Acquired
July 10, 2008 ASTE Phantom Stock Common Stock (99) 99 Acquired
July 10, 2008 ASTE Phantom Stock Common Stock (99) 99 Acquired
April 9, 2008 ASTE Phantom Stock Common Stock (251) 251 Acquired
Jan. 10, 2008 ASTE Phantom Stock Common Stock (103) 103 Acquired
Oct. 16, 2007 ASTE Phantom Stock Common Stock (59) 59 Acquired
July 17, 2007 ASTE Phantom Stock Common Stock (60) 60 Acquired
April 20, 2007 ASTE Phantom Shares Common Stock (206) 206 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 3, 2007 ASTE Common Stock 500 Direct