James Fortescue

Insider

First SEC filing: Feb. 8, 2005 · Latest: Feb. 14, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

NLY buying Nov. 11, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 11, 2013	NLY	P	25,000	$10.36	$259,000	160,261 Direct	+18.48%	Acquired	-42.7% (price as of 2026-08-20)
Nov. 7, 2012	NLY	M	10,000	$13.25	$132,500	135,261 Direct	+7.98%	Acquired	-55.2% (price as of 2026-08-20)
Nov. 7, 2012	NLY	M	10,000	—	—	115,000 Direct	-8.00%	Disposed	(price as of 2026-08-20)
Feb. 2, 2012	NLY	M	20,000	—	—	125,000 Direct	-13.79%	Disposed	(price as of 2026-08-20)
Feb. 2, 2012	NLY	M	20,000	$13.25	$265,000	125,261 Direct	+19.00%	Acquired	-55.2% (price as of 2026-08-20)
Aug. 9, 2011	NLY	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 9, 2011	NLY	M	10,000	$11.72	$117,200	105,261 Direct	+10.50%	Acquired	-49.4% (price as of 2026-08-20)
March 28, 2011	NLY	M	5,968	—	—	15,000 Direct	-28.46%	Disposed	(price as of 2026-08-20)
March 28, 2011	NLY	M	5,968	$11.72	$69,945	95,261 Direct	+6.68%	Acquired	-49.4% (price as of 2026-08-20)
Dec. 22, 2010	NLY	M	5,000	—	—	145,000 Direct	-3.33%	Disposed	(price as of 2026-08-20)
Dec. 22, 2010	NLY	M	4,000	—	—	15,968 Direct	-20.03%	Disposed	(price as of 2026-08-20)
Dec. 22, 2010	NLY	M	5,000	$13.25	$66,250	88,543 Direct	+5.98%	Acquired	-55.2% (price as of 2026-08-20)
Dec. 22, 2010	NLY	M	4,000	$11.72	$46,880	83,543 Direct	+5.03%	Acquired	-49.4% (price as of 2026-08-20)
June 17, 2010	NLY	M	4,532	—	—	19,968 Direct	-18.50%	Disposed	(price as of 2026-08-20)
June 17, 2010	NLY	M	4,532	$11.72	$53,115	79,543 Direct	+6.04%	Acquired	-49.4% (price as of 2026-08-20)
Dec. 14, 2009	NLY	M	7,500	—	—	24,500 Direct	-23.44%	Disposed	(price as of 2026-08-20)
Dec. 14, 2009	NLY	M	7,500	$11.72	$87,900	75,011 Direct	+11.11%	Acquired	-49.4% (price as of 2026-08-20)
June 19, 2009	NLY	M	3,250	—	—	32,000 Direct	-9.22%	Disposed	(price as of 2026-08-20)
June 19, 2009	NLY	M	3,250	$11.72	$38,090	67,511 Direct	+5.06%	Acquired	-49.4% (price as of 2026-08-20)
April 22, 2009	NLY	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 19, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 11, 2008	NLY	M	3,000	$11.72	$35,160	64,261 Direct	+4.90%	Acquired	-49.4% (price as of 2026-08-20)
Aug. 11, 2008	NLY	M	3,000	—	—	35,250 Direct	-7.84%	Disposed	(price as of 2026-08-20)
May 8, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2008	NLY	M	3,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 19, 2008	NLY	M	3,500	$8.63	$30,205	61,261 Direct	+6.06%	Acquired	-31.2% (price as of 2026-08-20)
Dec. 20, 2007	NLY	M	1,500	—	—	3,500 Direct	-30.00%	Disposed	(price as of 2026-08-20)
Dec. 20, 2007	NLY	M	1,500	$8.63	$12,945	57,761 Direct	+2.67%	Acquired	-31.2% (price as of 2026-08-20)
May 17, 2007	NLY	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 13, 2006	NLY	A	38,250	—	—	38,250 Direct	—	Acquired	(price as of 2026-08-20)
July 7, 2005	NLY	A	30,000	$17.07	$512,100	30,000 Direct	—	Acquired	-65.2% (price as of 2026-08-20)
June 24, 2005	NLY	M	1,875	$7.94	$14,888	0 Direct	-100.00%	Disposed	-25.3% (price as of 2026-08-20)
June 24, 2005	NLY	M	1,875	$7.94	$14,888	56,261 Direct	+3.45%	Acquired	-25.3% (price as of 2026-08-20)
June 4, 2004	NLY	J	22,011	$18.40	$405,002	55,386 Direct	+65.95%	Acquired	-67.8% (price as of 2026-08-20)
April 20, 2004	NLY	A	0	—	—	20,000 Direct	0.00%	Acquired	(price as of 2026-08-20)
April 20, 2004	NLY	A	20,000	$17.39	$347,800	20,000 Direct	—	Acquired	-65.9% (price as of 2026-08-20)
Dec. 18, 2003	NLY	A	0	—	—	1,875 Direct	0.00%	Acquired	(price as of 2026-08-20)
Dec. 18, 2003	NLY	A	0	—	—	5,000 Direct	0.00%	Acquired	(price as of 2026-08-20)
Dec. 18, 2003	NLY	D	1,875	$7.94	$14,888	26,875 Direct	-6.52%	Disposed	-25.3% (price as of 2026-08-20)
Dec. 18, 2003	NLY	M	5,750	$8.63	$49,622	0 Direct	-100.00%	Disposed	-31.2% (price as of 2026-08-20)
Dec. 18, 2003	NLY	A	1,875	$7.94	$14,888	33,375 Direct	+5.95%	Acquired	-25.3% (price as of 2026-08-20)
Dec. 18, 2003	NLY	A	5,750	$8.63	$49,622	33,375 Direct	+20.81%	Acquired	-31.2% (price as of 2026-08-20)
Aug. 5, 2003	NLY	A	20,000	—	—	34,500 Direct	+137.93%	Acquired	(price as of 2026-08-20)
Aug. 5, 2003	NLY	A	0	—	—	25,750 Direct	0.00%	Acquired	(price as of 2026-08-20)
Aug. 4, 2003	NLY	A	0	—	—	20,000 Direct	0.00%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 7, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (10,000)	$13.25	April 22, 2019	10,000	Disposed
Feb. 2, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (20,000)	$13.25	April 22, 2019	20,000	Disposed
Aug. 9, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (10,000)	$11.72	Feb. 13, 2016	10,000	Disposed
March 28, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (5,968)	$11.72	Feb. 13, 2016	5,968	Disposed
Dec. 22, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (5,000)	$13.25	April 22, 2019	5,000	Disposed
Dec. 22, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (4,000)	$11.72	Feb. 13, 2016	4,000	Disposed
June 17, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (4,532)	$11.72	Feb. 13, 2016	4,532	Disposed
Dec. 14, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (7,500)	$11.72	Feb. 13, 2016	7,500	Disposed
June 19, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (35,250)	$11.72	Feb. 13, 2016	3,250	Disposed
April 22, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (150,000)	$13.25	April 22, 2019	150,000	Acquired
Sept. 19, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (53,000)	$15.61	Sept. 19, 2018	53,000	Acquired
Aug. 11, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (3,000)	$11.72	Feb. 13, 2016	3,000	Disposed
May 8, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (53,000)	$16.46	May 8, 2018	53,000	Acquired
Feb. 19, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (3,500)	$8.63	Nov. 18, 2009	3,500	Disposed
Dec. 20, 2007	NLY	Option to purchase Common Stock [F1]	Common Stock (1,500)	$8.63	Nov. 18, 2009	1,500	Disposed
May 17, 2007	NLY	Option to purchase Common Stock [F2]	Common Stock (40,000)	$15.70	May 17, 2017	40,000	Acquired
Feb. 13, 2006	NLY	Option to purchase Common Stock	Common Stock (38,250)	$11.72	Feb. 13, 2016	38,250	Acquired
July 7, 2005	NLY	Option to purchase Common Stock	Common Stock (30,000)	$17.07	July 7, 2015	30,000	Acquired
June 24, 2005	NLY	Option to purchase Common Stock	Common Stock (1,875)	$7.94	Nov. 18, 2009	1,875	Disposed
April 20, 2004	NLY	Option to purchase Common Stock	C/S (20,000)	$17.39	April 20, 2014	0	Acquired
April 20, 2004	NLY	Option to Purchase Common Stock	C/S (20,000)	$17.39	April 20, 2014	20,000	Acquired
Dec. 18, 2003	NLY	Option to purchase Common Stock	C/S (1,875)	$7.94	Nov. 29, 2010	0	Acquired
Dec. 18, 2003	NLY	Option to purchase Common Stock	C/S (5,000)	$8.63	Nov. 18, 2009	0	Acquired
Dec. 18, 2003	NLY	Option to purchase Common Stock	Common Stock (1,875)	$7.94	Nov. 29, 2010	1,875	Disposed
Dec. 18, 2003	NLY	Optoin to purchase Common Stock	Common Stock (5,750)	$8.63	Nov. 18, 2009	5,750	Disposed
Aug. 5, 2003	NLY	Option to purchase Common Stock	Common Stock (0)	$17.97	Aug. 5, 2013	20,000	Acquired
Aug. 4, 2003	NLY	Option to purchase Common Stock	C/S (20,000)	$17.97	Aug. 4, 2013	0	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 25, 2005	FMY	Common Shares	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NLY

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	$375,000	$0	—	—	—	—	$5,148	$380,148
2011	$750,000	$6,350,000	$0	$0	$0	$0	$9,956	$7,109,956
2010	$625,000	$4,091,766	$0	$0	$0	$0	$9,968	$4,726,734

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.