James Frodsham
CIK 1285617 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 17, 2009 · Latest: Dec. 17, 2009
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 27 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
27 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 13, 2019 | CIEN | S 10b5-1 | 2,000 | $43.12 | $86,240 | 128,442 Direct | -1.53% | Disposed | 826.7% (price as of 2026-08-21) |
| May 13, 2019 | CIEN | S 10b5-1 | 2,000 | $34.24 | $68,480 | 130,442 Direct | -1.51% | Disposed | 1067.0% (price as of 2026-08-21) |
| April 12, 2019 | CIEN | S 10b5-1 | 2,000 | $37.40 | $74,800 | 132,442 Direct | -1.49% | Disposed | 968.4% (price as of 2026-08-21) |
| March 13, 2019 | CIEN | S 10b5-1 | 6,000 | $39.76 | $238,560 | 171,397 Direct | -3.38% | Disposed | 905.0% (price as of 2026-08-21) |
| March 13, 2019 | CIEN | S 10b5-1 | 35,000 | $39.68 | $1,388,800 | 136,397 Direct | -20.42% | Disposed | 907.0% (price as of 2026-08-21) |
| Dec. 17, 2018 | CIEN | S 10b5-1 | 2,000 | $34.28 | $68,560 | 149,396 Direct | -1.32% | Disposed | 1065.7% (price as of 2026-08-21) |
| Nov. 15, 2018 | CIEN | S 10b5-1 | 2,000 | $33.09 | $66,180 | 151,396 Direct | -1.30% | Disposed | 1107.6% (price as of 2026-08-21) |
| Sept. 17, 2018 | CIEN | S 10b5-1 | 2,000 | $30.94 | $61,880 | 157,498 Direct | -1.25% | Disposed | 1191.5% (price as of 2026-08-21) |
| June 21, 2018 | CIEN | S 10b5-1 | 601 | $25.55 | $15,356 | 163,498 Direct | -0.37% | Disposed | 1464.0% (price as of 2026-08-21) |
| June 21, 2018 | CIEN | S 10b5-1 | 472 | $25.55 | $12,060 | 164,099 Direct | -0.29% | Disposed | 1464.0% (price as of 2026-08-21) |
| June 21, 2018 | CIEN | S 10b5-1 | 439 | $25.55 | $11,216 | 164,571 Direct | -0.27% | Disposed | 1464.0% (price as of 2026-08-21) |
| June 21, 2018 | CIEN | S 10b5-1 | 607 | $25.55 | $15,509 | 165,010 Direct | -0.37% | Disposed | 1464.0% (price as of 2026-08-21) |
| June 15, 2018 | CIEN | S 10b5-1 | 2,000 | $24.81 | $49,620 | 165,617 Direct | -1.19% | Disposed | 1510.6% (price as of 2026-08-21) |
| May 15, 2018 | CIEN | S 10b5-1 | 2,000 | $25.17 | $50,340 | 167,617 Direct | -1.18% | Disposed | 1487.6% (price as of 2026-08-21) |
| April 16, 2018 | CIEN | S 10b5-1 | 2,000 | $25.50 | $51,000 | 169,617 Direct | -1.17% | Disposed | 1467.0% (price as of 2026-08-21) |
| March 21, 2018 | CIEN | S 10b5-1 | 601 | $26.58 | $15,975 | 171,617 Direct | -0.35% | Disposed | 1403.3% (price as of 2026-08-21) |
| March 21, 2018 | CIEN | S 10b5-1 | 471 | $26.58 | $12,519 | 172,218 Direct | -0.27% | Disposed | 1403.3% (price as of 2026-08-21) |
| March 21, 2018 | CIEN | S 10b5-1 | 439 | $26.58 | $11,669 | 172,689 Direct | -0.25% | Disposed | 1403.3% (price as of 2026-08-21) |
| March 21, 2018 | CIEN | S 10b5-1 | 610 | $26.58 | $16,214 | 173,128 Direct | -0.35% | Disposed | 1403.3% (price as of 2026-08-21) |
| Feb. 15, 2018 | CIEN | S 10b5-1 | 4,000 | $23.14 | $92,560 | 175,738 Direct | -2.23% | Disposed | 1626.8% (price as of 2026-08-21) |
| Feb. 12, 2018 | CIEN | S 10b5-1 | 4,000 | $22.37 | $89,480 | 179,738 Direct | -2.18% | Disposed | 1686.3% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 476 | $21.22 | $10,101 | 199,574 Direct | -0.24% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 672 | $21.22 | $14,260 | 198,902 Direct | -0.34% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 636 | $21.22 | $13,496 | 198,266 Direct | -0.32% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 722 | $21.22 | $15,321 | 197,544 Direct | -0.36% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 2,494 | $21.22 | $52,923 | 195,050 Direct | -1.26% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 1,501 | $21.22 | $31,851 | 193,549 Direct | -0.77% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 1,714 | $21.22 | $36,371 | 191,835 Direct | -0.89% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 1,752 | $21.22 | $37,177 | 190,083 Direct | -0.91% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 4,543 | $21.22 | $96,402 | 185,540 Direct | -2.39% | Disposed | 1783.1% (price as of 2026-08-21) |
| Dec. 21, 2017 | CIEN | S 10b5-1 | 1,802 | $21.22 | $38,238 | 183,738 Direct | -0.97% | Disposed | 1783.1% (price as of 2026-08-21) |
| Oct. 20, 2017 | CIEN | S 10b5-1 | 2,000 | $22.00 | $44,000 | 151,123 Direct | -1.31% | Disposed | 1716.3% (price as of 2026-08-21) |
| Sept. 21, 2017 | CIEN | S 10b5-1 | 644 | $21.25 | $13,685 | 153,123 Direct | -0.42% | Disposed | 1780.4% (price as of 2026-08-21) |
| Sept. 21, 2017 | CIEN | S 10b5-1 | 517 | $21.25 | $10,986 | 153,767 Direct | -0.34% | Disposed | 1780.4% (price as of 2026-08-21) |
| Sept. 21, 2017 | CIEN | S 10b5-1 | 482 | $21.25 | $10,242 | 154,284 Direct | -0.31% | Disposed | 1780.4% (price as of 2026-08-21) |
| Sept. 21, 2017 | CIEN | S 10b5-1 | 481 | $21.25 | $10,221 | 154,766 Direct | -0.31% | Disposed | 1780.4% (price as of 2026-08-21) |
| Aug. 15, 2017 | CIEN | S 10b5-1 | 2,000 | $24.45 | $48,900 | 157,247 Direct | -1.26% | Disposed | 1534.3% (price as of 2026-08-21) |
| June 21, 2017 | CIEN | S 10b5-1 | 484 | $25.31 | $12,250 | 161,247 Direct | -0.30% | Disposed | 1478.8% (price as of 2026-08-21) |
| June 21, 2017 | CIEN | S 10b5-1 | 514 | $25.31 | $13,009 | 161,731 Direct | -0.32% | Disposed | 1478.8% (price as of 2026-08-21) |
| June 21, 2017 | CIEN | S 10b5-1 | 478 | $25.31 | $12,098 | 162,245 Direct | -0.29% | Disposed | 1478.8% (price as of 2026-08-21) |
| June 21, 2017 | CIEN | S 10b5-1 | 643 | $25.31 | $16,274 | 162,723 Direct | -0.39% | Disposed | 1478.8% (price as of 2026-08-21) |
| May 15, 2017 | CIEN | S 10b5-1 | 2,000 | $23.70 | $47,400 | 165,366 Direct | -1.19% | Disposed | 1586.0% (price as of 2026-08-21) |
| April 18, 2017 | CIEN | S 10b5-1 | 2,000 | $22.00 | $44,000 | 167,366 Direct | -1.18% | Disposed | 1716.3% (price as of 2026-08-21) |
| March 21, 2017 | CIEN | S 10b5-1 | 514 | $23.95 | $12,310 | 169,366 Direct | -0.30% | Disposed | 1568.4% (price as of 2026-08-21) |
| March 21, 2017 | CIEN | S 10b5-1 | 478 | $23.95 | $11,448 | 169,880 Direct | -0.28% | Disposed | 1568.4% (price as of 2026-08-21) |
| March 21, 2017 | CIEN | S 10b5-1 | 490 | $23.95 | $11,736 | 170,358 Direct | -0.29% | Disposed | 1568.4% (price as of 2026-08-21) |
| March 21, 2017 | CIEN | S 10b5-1 | 645 | $23.95 | $15,448 | 170,848 Direct | -0.38% | Disposed | 1568.4% (price as of 2026-08-21) |
| Feb. 15, 2017 | CIEN | S 10b5-1 | 2,000 | $25.48 | $50,960 | 173,493 Direct | -1.14% | Disposed | 1468.2% (price as of 2026-08-21) |
| Jan. 17, 2017 | CIEN | S 10b5-1 | 2,000 | $24.25 | $48,500 | 175,493 Direct | -1.13% | Disposed | 1547.8% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 671 | $24.67 | $16,554 | 177,493 Direct | -0.38% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 2,492 | $24.67 | $61,478 | 178,164 Direct | -1.38% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 1,500 | $24.67 | $37,005 | 180,656 Direct | -0.82% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 645 | $24.67 | $15,912 | 182,156 Direct | -0.35% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 1,479 | $24.67 | $36,487 | 182,801 Direct | -0.80% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 6,272 | $24.67 | $154,730 | 184,280 Direct | -3.29% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 484 | $24.67 | $11,940 | 190,552 Direct | -0.25% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 1,815 | $24.67 | $44,776 | 191,036 Direct | -0.94% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 607 | $24.67 | $14,975 | 192,851 Direct | -0.31% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 21, 2016 | CIEN | S 10b5-1 | 1,050 | $24.67 | $25,904 | 193,458 Direct | -0.54% | Disposed | 1519.7% (price as of 2026-08-21) |
| Dec. 15, 2016 | CIEN | S 10b5-1 | 2,000 | $23.71 | $47,420 | 194,508 Direct | -1.02% | Disposed | 1585.3% (price as of 2026-08-21) |
| Nov. 15, 2016 | CIEN | S 10b5-1 | 2,000 | $22.40 | $44,800 | 150,695 Direct | -1.31% | Disposed | 1683.9% (price as of 2026-08-21) |
| Nov. 14, 2016 | CIEN | S 10b5-1 | 102 | $22.21 | $2,265 | 154,593 Direct | -0.07% | Disposed | 1699.1% (price as of 2026-08-21) |
| Nov. 14, 2016 | CIEN | S 10b5-1 | 801 | $22.21 | $17,790 | 153,792 Direct | -0.52% | Disposed | 1699.1% (price as of 2026-08-21) |
| Nov. 14, 2016 | CIEN | S 10b5-1 | 1,097 | $22.21 | $24,364 | 152,695 Direct | -0.71% | Disposed | 1699.1% (price as of 2026-08-21) |
| Sept. 21, 2016 | CIEN | S 10b5-1 | 478 | $21.45 | $10,253 | 154,695 Direct | -0.31% | Disposed | 1762.9% (price as of 2026-08-21) |
| Sept. 21, 2016 | CIEN | S 10b5-1 | 648 | $21.45 | $13,900 | 155,173 Direct | -0.42% | Disposed | 1762.9% (price as of 2026-08-21) |
| Sept. 21, 2016 | CIEN | S 10b5-1 | 490 | $21.45 | $10,510 | 155,821 Direct | -0.31% | Disposed | 1762.9% (price as of 2026-08-21) |
| Sept. 21, 2016 | CIEN | S 10b5-1 | 1,063 | $21.45 | $22,801 | 156,311 Direct | -0.68% | Disposed | 1762.9% (price as of 2026-08-21) |
| June 21, 2016 | CIEN | S 10b5-1 | 658 | $20.40 | $13,423 | 157,855 Direct | -0.42% | Disposed | 1858.8% (price as of 2026-08-21) |
| June 21, 2016 | CIEN | S 10b5-1 | 481 | $20.40 | $9,812 | 157,374 Direct | -0.30% | Disposed | 1858.8% (price as of 2026-08-21) |
| June 21, 2016 | CIEN | S 10b5-1 | 501 | $20.40 | $10,220 | 158,513 Direct | -0.32% | Disposed | 1858.8% (price as of 2026-08-21) |
| June 21, 2016 | CIEN | S 10b5-1 | 1,086 | $20.40 | $22,154 | 159,014 Direct | -0.68% | Disposed | 1858.8% (price as of 2026-08-21) |
| June 15, 2016 | CIEN | S 10b5-1 | 3,970 | $21.00 | $83,370 | 160,100 Direct | -2.42% | Disposed | 1802.8% (price as of 2026-08-21) |
Showing latest 100 of 260 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 18, 2018 | CIEN | Market Stock Units (2021) | Common Stock | $0.00 | — | 8,693 | Acquired |
| Dec. 23, 2013 | CIEN | Non-Qualified Stock Option (right to buy) | Common Stock (12,723) | $16.52 | Nov. 2, 2015 | 12,723 | Disposed |
| Dec. 10, 2004 | CIEN | Employee Stock Option (right to buy) | Common Stock (125,000) | $2.85 | Dec. 10, 2014 | 125,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 17, 2009 | CIEN | Common Stock | — | Direct |
| Dec. 17, 2009 | CIEN | Non-Qualified Stock Option (right to buy)→ Common Stock (12,723) | 12,723 | Direct |
| Dec. 17, 2009 | CIEN | Non-Qualified Stock Option (right to buy)→ Common Stock (20,000) | 20,000 | Direct |
| Dec. 17, 2009 | CIEN | Non-Qualified Stock Option (right to buy)→ Common Stock (35,714) | 35,714 | Direct |
| Dec. 17, 2009 | CIEN | Non-Qualified Stock Option (right to buy)→ Common Stock (26,000) | 26,000 | Direct |
| April 2, 2004 | CIEN | Employee Stock Option (right to buy)→ Common Stock (250,000) | 250,000 | Direct |