Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

1 other filing hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 18, 2013 BANC P 300 $13.51 $4,053 4,200 Indirect +7.69% Acquired 29.9% (price as of 2026-10-05)
Aug. 28, 2013 BANC P 100 $13.34 $1,334 3,800 Indirect +2.70% Acquired 31.6% (price as of 2026-10-05)
Aug. 28, 2013 BANC P 100 $13.35 $1,335 3,900 Indirect +2.63% Acquired 31.5% (price as of 2026-10-05)
Aug. 28, 2013 BANC P 100 $13.34 $1,334 4,400 Indirect +2.33% Acquired 31.6% (price as of 2026-10-05)
Aug. 28, 2013 BANC P 200 $13.35 $2,670 4,600 Indirect +4.55% Acquired 31.5% (price as of 2026-10-05)
Aug. 22, 2013 BANC P 1,000 $14.00 $14,000 4,300 Indirect +30.30% Acquired 25.4% (price as of 2026-10-05)
Aug. 9, 2013 BANC P 1,000 $14.46 $14,460 3,300 Indirect +43.48% Acquired 21.4% (price as of 2026-10-05)
June 24, 2013 BANC P 1,000 $13.01 $13,010 6,000 Indirect +20.00% Acquired 34.9% (price as of 2026-10-05)
June 11, 2013 BANC P 100 $13.12 $1,312 4,600 Indirect +2.22% Acquired 33.8% (price as of 2026-10-05)
June 11, 2013 BANC P 400 $13.15 $5,260 5,000 Indirect +8.70% Acquired 33.5% (price as of 2026-10-05)
June 11, 2013 BANC S 2,042 $40.84 $83,395 0 Direct -100.00% Disposed -57.0% (price as of 2026-10-05)
June 7, 2013 BANC S 42,000 $1260.00 $52,920,000 2,042 Direct -95.36% Disposed -98.6% (price as of 2026-10-05)
March 19, 2013 BANC P 400 $11.21 $4,484 4,200 Indirect +10.53% Acquired 56.6% (price as of 2026-10-05)
March 6, 2013 BANC P 1,000 $10.49 $10,490 3,800 Indirect +35.71% Acquired 67.3% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 11, 2013 BANC Warrants [F1] Common Stock (674) · June 30, 2013 2,042 Disposed
June 7, 2013 BANC Warrant [F1] Common Stock (13,860) · June 30, 2013 42,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 7, 2013 BANC Common Stock 2,800 Indirect