James H Hance JR

Insider

First SEC filing: Sept. 29, 2008 · Latest: Sept. 29, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 99 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

99 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 21, 2026	AYI	A	546	$320.59	$175,042	18,618 Direct	+3.02%	Acquired	7.0% (price as of 2026-08-21)
Jan. 22, 2025	AYI	A	534	$328.00	$175,152	18,072 Direct	+3.04%	Acquired	4.6% (price as of 2026-08-21)
May 1, 2024	CGABL	A	5,004	—	—	306,853 Direct	+1.66%	Acquired	(price as of 2026-08-21)
Jan. 24, 2024	AYI	A	681	$227.87	$155,179	17,538 Direct	+4.04%	Acquired	50.6% (price as of 2026-08-21)
May 1, 2023	CGABL	A	6,238	—	—	301,849 Direct	+2.11%	Acquired	(price as of 2026-08-21)
Jan. 25, 2023	AYI	A	888	$174.67	$155,107	16,857 Direct	+5.56%	Acquired	96.4% (price as of 2026-08-21)
May 1, 2022	CGABL	A	5,236	—	—	295,611 Direct	+1.80%	Acquired	(price as of 2026-08-21)
Jan. 5, 2022	AYI	A	674	$215.24	$145,072	15,969 Direct	+4.41%	Acquired	59.4% (price as of 2026-08-21)
May 1, 2021	CGABL	A	3,985	—	—	290,375 Direct	+1.39%	Acquired	(price as of 2026-08-21)
Jan. 6, 2021	AYI	A	121	$120.23	$14,548	14,093 Direct	+0.87%	Acquired	185.4% (price as of 2026-08-21)
Jan. 6, 2021	AYI	A	1,202	$120.65	$145,021	15,295 Direct	+8.53%	Acquired	184.4% (price as of 2026-08-21)
Nov. 2, 2020	AYI	A	400	$90.71	$36,284	13,972 Direct	+2.95%	Acquired	278.3% (price as of 2026-08-21)
Aug. 3, 2020	AYI	A	359	$101.05	$36,277	13,572 Direct	+2.72%	Acquired	239.6% (price as of 2026-08-21)
May 1, 2020	CGABL	A	5,411	—	—	286,390 Direct	+1.93%	Acquired	(price as of 2026-08-21)
May 1, 2020	AYI	A	420	$86.32	$36,254	13,213 Direct	+3.28%	Acquired	297.5% (price as of 2026-08-21)
Feb. 3, 2020	AYI	A	301	$120.48	$36,264	12,793 Direct	+2.41%	Acquired	184.8% (price as of 2026-08-21)
Jan. 1, 2020	CGABL	C	251,380	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 1, 2020	CGABL	C	251,380	—	—	280,979 Direct	+849.29%	Acquired	(price as of 2026-08-21)
Nov. 1, 2019	AYI	A	287	$126.66	$36,351	12,492 Direct	+2.35%	Acquired	170.9% (price as of 2026-08-21)
Aug. 1, 2019	AYI	A	269	$135.01	$36,318	12,205 Direct	+2.25%	Acquired	154.1% (price as of 2026-08-21)
May 1, 2019	CGABL	A	5,854	—	—	29,599 Direct	+24.65%	Acquired	(price as of 2026-08-21)
May 1, 2019	AYI	A	249	$145.89	$36,327	11,936 Direct	+2.13%	Acquired	135.2% (price as of 2026-08-21)
Feb. 1, 2019	AYI	A	347	$118.91	$41,262	11,687 Direct	+3.06%	Acquired	188.6% (price as of 2026-08-21)
Jan. 4, 2019	AYI	A	429	—	—	11,340 Direct	+3.93%	Acquired	(price as of 2026-08-21)
Nov. 1, 2018	AYI	A	259	$121.09	$31,362	10,911 Direct	+2.43%	Acquired	183.4% (price as of 2026-08-21)
Aug. 1, 2018	AYI	A	233	$134.69	$31,383	10,652 Direct	+2.24%	Acquired	154.7% (price as of 2026-08-21)
May 1, 2018	CGABL	A	5,826	—	—	23,745 Direct	+32.51%	Acquired	(price as of 2026-08-21)
May 1, 2018	AYI	A	251	$124.94	$31,360	10,419 Direct	+2.47%	Acquired	174.6% (price as of 2026-08-21)
Feb. 1, 2018	AYI	A	192	$163.42	$31,377	10,168 Direct	+1.92%	Acquired	110.0% (price as of 2026-08-21)
Nov. 1, 2017	AYI	A	195	$160.49	$31,296	9,976 Direct	+1.99%	Acquired	113.8% (price as of 2026-08-21)
Aug. 1, 2017	AYI	A	153	$204.33	$31,262	9,781 Direct	+1.59%	Acquired	67.9% (price as of 2026-08-21)
May 1, 2017	CGABL	A	5,634	—	—	17,919 Direct	+45.86%	Acquired	(price as of 2026-08-21)
May 1, 2017	AYI	A	177	$177.15	$31,356	9,628 Direct	+1.87%	Acquired	93.7% (price as of 2026-08-21)
March 1, 2017	F	A	354	—	—	22,873 Direct	+1.57%	Acquired	(price as of 2026-08-21)
March 1, 2017	F	A	703	—	—	45,375 Direct	+1.57%	Acquired	(price as of 2026-08-21)
Feb. 1, 2017	AYI	A	151	$207.60	$31,348	9,451 Direct	+1.62%	Acquired	65.3% (price as of 2026-08-21)
Dec. 1, 2016	F	A	268	—	—	22,519 Direct	+1.20%	Acquired	(price as of 2026-08-21)
Dec. 1, 2016	F	A	530	—	—	44,671 Direct	+1.20%	Acquired	(price as of 2026-08-21)
Nov. 1, 2016	AYI	A	137	$229.26	$31,409	9,300 Direct	+1.50%	Acquired	49.7% (price as of 2026-08-21)
Sept. 1, 2016	F	A	265	—	—	22,250 Direct	+1.21%	Acquired	(price as of 2026-08-21)
Sept. 1, 2016	F	A	521	—	—	44,141 Direct	+1.19%	Acquired	(price as of 2026-08-21)
Aug. 1, 2016	AYI	A	119	$262.66	$31,257	9,163 Direct	+1.32%	Acquired	30.6% (price as of 2026-08-21)
June 1, 2016	F	A	119	—	—	21,985 Direct	+0.54%	Acquired	(price as of 2026-08-21)
June 1, 2016	F	A	489	—	—	43,619 Direct	+1.13%	Acquired	(price as of 2026-08-21)
May 31, 2016	CUZ	A	7,035	$10.66	$74,993	93,768 Direct	+8.11%	Acquired	-2.1% (price as of 2026-08-21)
May 19, 2016	F	A	11,459	$13.09	$149,998	21,866 Direct	+110.11%	Acquired	9.6% (price as of 2026-08-21)
May 2, 2016	AYI	A	125	$251.69	$31,461	9,044 Direct	+1.40%	Acquired	36.3% (price as of 2026-08-21)
May 1, 2016	CGABL	A	5,974	—	—	12,285 Direct	+94.66%	Acquired	(price as of 2026-08-21)
March 1, 2016	F	A	308	—	—	10,407 Direct	+3.05%	Acquired	(price as of 2026-08-21)
March 1, 2016	F	A	1,295	—	—	43,129 Direct	+3.10%	Acquired	(price as of 2026-08-21)
Feb. 1, 2016	AYI	A	161	$195.13	$31,416	8,919 Direct	+1.84%	Acquired	75.8% (price as of 2026-08-21)
Dec. 1, 2015	F	A	102	—	—	10,098 Direct	+1.02%	Acquired	(price as of 2026-08-21)
Dec. 1, 2015	F	A	430	—	—	41,834 Direct	+1.04%	Acquired	(price as of 2026-08-21)
Nov. 2, 2015	AYI	A	149	$210.81	$31,411	8,758 Direct	+1.73%	Acquired	62.8% (price as of 2026-08-21)
Sept. 1, 2015	F	A	108	—	—	9,995 Direct	+1.09%	Acquired	(price as of 2026-08-21)
Sept. 1, 2015	F	A	442	—	—	41,403 Direct	+1.08%	Acquired	(price as of 2026-08-21)
Aug. 3, 2015	AYI	A	129	$194.98	$25,152	8,609 Direct	+1.52%	Acquired	76.0% (price as of 2026-08-21)
June 1, 2015	CUZ	A	7,621	$9.84	$74,991	86,733 Direct	+9.63%	Acquired	6.0% (price as of 2026-08-21)
June 1, 2015	F	A	95	—	—	9,887 Direct	+0.97%	Acquired	(price as of 2026-08-21)
June 1, 2015	F	A	397	—	—	40,961 Direct	+0.98%	Acquired	(price as of 2026-08-21)
May 21, 2015	F	A	9,671	—	—	59,671 Direct	+19.34%	Acquired	(price as of 2026-08-21)
May 7, 2015	DUKU	A	1,627	$76.81	$124,970	36,246 Direct	+4.70%	Acquired	-34.6% (price as of 2026-08-21)
May 1, 2015	CGABL	A	3,243	—	—	6,311 Direct	+105.70%	Acquired	(price as of 2026-08-21)
May 1, 2015	AYI	A	150	$167.23	$25,084	8,480 Direct	+1.80%	Acquired	105.2% (price as of 2026-08-21)
March 2, 2015	F	A	87	—	—	9,792 Direct	+0.90%	Acquired	(price as of 2026-08-21)
March 2, 2015	F	A	365	—	—	40,563 Direct	+0.91%	Acquired	(price as of 2026-08-21)
Feb. 2, 2015	AYI	A	165	$152.34	$25,136	8,330 Direct	+2.02%	Acquired	125.2% (price as of 2026-08-21)
Dec. 1, 2014	F	A	315	—	—	40,198 Direct	+0.79%	Acquired	(price as of 2026-08-21)
Dec. 1, 2014	F	A	76	—	—	9,704 Direct	+0.79%	Acquired	(price as of 2026-08-21)
Nov. 3, 2014	AYI	A	182	$137.40	$25,007	182 Direct	—	Acquired	149.7% (price as of 2026-08-21)
Oct. 15, 2014	AYI	P	8,000	$122.94	$983,520	8,165 Direct	+4848.48%	Acquired	179.1% (price as of 2026-08-21)
Sept. 2, 2014	F	A	67	—	—	9,627 Direct	+0.70%	Acquired	(price as of 2026-08-21)
Sept. 2, 2014	F	A	281	—	—	39,882 Direct	+0.71%	Acquired	(price as of 2026-08-21)
Aug. 20, 2014	AYI	A	165	$121.41	$20,033	165 Direct	—	Acquired	182.6% (price as of 2026-08-21)
June 2, 2014	CUZ	A	6,345	$11.82	$74,998	79,112 Direct	+8.72%	Acquired	-11.7% (price as of 2026-08-21)
June 2, 2014	F	A	298	—	—	39,600 Direct	+0.76%	Acquired	(price as of 2026-08-21)
May 15, 2014	F	A	9,560	$15.69	$149,996	9,560 Direct	—	Acquired	-8.5% (price as of 2026-08-21)
May 1, 2014	CGABL	A	3,068	—	—	3,068 Direct	—	Acquired	(price as of 2026-08-21)
May 1, 2014	DUKU	A	1,676	$74.58	$124,996	34,618 Direct	+5.09%	Acquired	-32.6% (price as of 2026-08-21)
March 3, 2014	F	A	321	—	—	39,302 Direct	+0.82%	Acquired	(price as of 2026-08-21)
Dec. 31, 2013	F	A	2,443	$15.34	$37,476	38,980 Direct	+6.69%	Acquired	-6.5% (price as of 2026-08-21)
Dec. 2, 2013	F	A	212	—	—	36,537 Direct	+0.58%	Acquired	(price as of 2026-08-21)
Sept. 30, 2013	F	A	2,226	$16.84	$37,486	36,324 Direct	+6.53%	Acquired	-14.8% (price as of 2026-08-21)
Sept. 3, 2013	F	A	206	—	—	34,098 Direct	+0.61%	Acquired	(price as of 2026-08-21)
June 30, 2013	F	A	2,411	$15.55	$37,491	33,891 Direct	+7.66%	Acquired	-7.7% (price as of 2026-08-21)
June 3, 2013	F	A	198	—	—	31,480 Direct	+0.63%	Acquired	(price as of 2026-08-21)
June 1, 2013	CUZ	M	2,546	—	—	75,313 Direct	+3.50%	Acquired	(price as of 2026-08-21)
June 1, 2013	CUZ	M	2,546	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 1, 2013	CUZ	M	595	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 1, 2013	CUZ	D	2,546	$10.86	$27,650	72,767 Direct	-3.38%	Disposed	-3.9% (price as of 2026-08-21)
June 1, 2013	CUZ	D	595	$10.86	$6,462	72,767 Direct	-0.81%	Disposed	-3.9% (price as of 2026-08-21)
June 1, 2013	CUZ	M	595	—	—	73,362 Direct	+0.82%	Acquired	(price as of 2026-08-21)
May 31, 2013	CUZ	A	4,604	$10.86	$49,999	72,767 Direct	+6.75%	Acquired	-3.9% (price as of 2026-08-21)
May 2, 2013	DUKU	A	1,672	$74.78	$125,032	34,671 Direct	+5.07%	Acquired	-32.8% (price as of 2026-08-21)
March 31, 2013	F	A	2,848	—	—	31,282 Direct	+10.02%	Acquired	(price as of 2026-08-21)
March 1, 2013	F	A	224	—	—	28,433 Direct	+0.79%	Acquired	(price as of 2026-08-21)
Dec. 31, 2012	F	A	2,901	—	—	28,209 Direct	+11.46%	Acquired	(price as of 2026-08-21)
Dec. 3, 2012	F	A	109	—	—	25,308 Direct	+0.43%	Acquired	(price as of 2026-08-21)
Sept. 30, 2012	F	A	3,784	—	—	25,198 Direct	+17.67%	Acquired	(price as of 2026-08-21)
Sept. 4, 2012	F	A	113	—	—	21,414 Direct	+0.53%	Acquired	(price as of 2026-08-21)

Showing latest 100 of 385 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 1, 2020	CGABL	Carlyle Holdings partnership units	Common Units Representing limited partnership interests (251,380)	—	—	251,380	Disposed
March 1, 2017	F	Ford Stock Units	Common Stock, $0.01 par value (354)	—	—	354	Acquired
March 1, 2017	F	Ford Stock Units	Common Stock, $0.01 par value (703)	—	—	703	Acquired
Dec. 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (268)	—	—	268	Acquired
Dec. 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (530)	—	—	530	Acquired
Sept. 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (265)	—	—	265	Acquired
Sept. 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (521)	—	—	521	Acquired
June 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (119)	—	—	119	Acquired
June 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (489)	—	—	489	Acquired
May 19, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (11,459)	—	—	11,459	Acquired
March 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (308)	—	—	308	Acquired
March 1, 2016	F	Ford Stock Units	Common Stock, $0.01 par value (1,295)	—	—	1,295	Acquired
Dec. 1, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (102)	—	—	102	Acquired
Dec. 1, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (430)	—	—	430	Acquired
Sept. 1, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (108)	—	—	108	Acquired
Sept. 1, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (442)	—	—	442	Acquired
June 1, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (95)	—	—	95	Acquired
June 1, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (397)	—	—	397	Acquired
March 2, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (87)	—	—	87	Acquired
March 2, 2015	F	Ford Stock Units	Common Stock, $0.01 par value (365)	—	—	365	Acquired
Dec. 1, 2014	F	Ford Stock Units	Common Stock, $0.01 par value (315)	—	—	315	Acquired
Dec. 1, 2014	F	Ford Stock Units	Common Stock, $0.01 par value (76)	—	—	76	Acquired
Nov. 3, 2014	AYI	Stock Units [F1]	Common Stock (182)	—	—	182	Acquired
Sept. 2, 2014	F	Ford Stock Units	Common Stock, $0.01 par value (67)	—	—	67	Acquired
Sept. 2, 2014	F	Ford Stock Units	Common Stock, $0.01 par value (281)	—	—	281	Acquired
June 2, 2014	F	Ford Stock Units	Common Stock, $0.01 par value (298)	—	—	298	Acquired
May 15, 2014	F	Ford Stock Units	Common Stock, $0.01 par value (9,560)	—	—	9,560	Acquired
March 3, 2014	F	Ford Stock Units	Common Stock, $0.01 par value (321)	—	—	321	Acquired
Dec. 31, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (2,443)	—	—	2,443	Acquired
Dec. 2, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (212)	—	—	212	Acquired
Sept. 30, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (2,226)	—	—	2,226	Acquired
Sept. 3, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (206)	—	—	206	Acquired
June 30, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (2,411)	—	—	2,411	Acquired
June 3, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (198)	—	—	198	Acquired
June 1, 2013	CUZ	Phantom Stock	Common Stock (2,546)	—	June 1, 2013	2,546	Disposed
June 1, 2013	CUZ	Phantom Stock	Common Stock (595)	—	June 1, 2013	595	Disposed
March 31, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (2,848)	—	—	2,848	Acquired
March 1, 2013	F	Ford Stock Units	Common Stock, $0.01 par value (224)	—	—	224	Acquired
Dec. 31, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (2,901)	—	—	2,901	Acquired
Dec. 3, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (109)	—	—	109	Acquired
Sept. 30, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (3,784)	—	—	3,784	Acquired
Sept. 4, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (113)	—	—	113	Acquired
June 30, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (3,858)	—	—	3,858	Acquired
June 1, 2012	CUZ	Phantom Stock	Common Stock (595)	—	June 1, 2013	595	Disposed
June 1, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (84)	—	—	84	Acquired
March 31, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (3,002)	—	—	3,002	Acquired
March 1, 2012	F	Ford Stock Units	Common Stock, $0.01 par value (56)	—	—	56	Acquired
Dec. 31, 2011	F	Ford Stock Units	Common Stock, $0.01 par value (2,805)	—	—	2,805	Acquired
Sept. 30, 2011	F	Ford Stock Units	Common Stock, $0.01 par value (3,050)	—	—	3,050	Acquired
June 30, 2011	F	Ford Stock Units	Common Stock, $0.01 par value (2,194)	—	—	2,194	Acquired
June 1, 2011	CUZ	Phantom Stock	Common Stock (595)	—	June 1, 2013	595	Disposed
March 31, 2011	F	Ford Stock Units	Common Stock, $0.01 par value (2,022)	—	—	2,022	Acquired
March 31, 2011	CUZ	Phantom Stock	Common Stock (152)	—	March 31, 2011	152	Disposed
Dec. 31, 2010	F	Ford Stock Units	Common Stock, $0.01 par value (1,793)	—	—	1,793	Acquired
Sept. 30, 2010	F	Ford Stock Units	Common Stock, $0.01 par value (2,433)	—	—	2,433	Acquired
Aug. 16, 2010	CUZ	Phantom Stock	Common Stock (152)	—	Aug. 15, 2010	152	Disposed
June 1, 2010	CUZ	Phantom Stock	Common Stock (594)	—	June 1, 2013	594	Disposed
June 1, 2010	CUZ	Stock Options (Right to Buy)	Common Stock (6,000)	$7.51	June 1, 2020	6,000	Acquired
June 1, 2010	CUZ	Phantom Stock	Common Stock (2,546)	—	June 1, 2013	2,546	Acquired
March 31, 2010	CUZ	Phantom Stock	Common Stock (152)	—	March 31, 2011	152	Disposed
Aug. 17, 2009	CUZ	Phantom Stock	Common Stock (152)	—	Aug. 15, 2010	152	Disposed
June 1, 2009	CUZ	Stock Options (Right to Buy)	Common Stock (6,000)	$9.70	June 1, 2019	6,000	Acquired
June 1, 2009	CUZ	Phantom Stock	Common Stock (2,379)	—	June 1, 2013	2,379	Acquired
March 31, 2009	CUZ	Phantom Stock	Common Stock (152)	—	March 31, 2011	152	Disposed
Aug. 15, 2008	CUZ	Phantom Stock	Common Stock (152)	—	Aug. 15, 2010	152	Disposed
March 31, 2008	CUZ	Stock Options (Right to buy)	Common Stock (6,000)	$24.71	March 31, 2018	6,000	Acquired
March 31, 2008	CUZ	Phantom Stock	Common Stock (152)	—	March 31, 2011	152	Disposed
Aug. 15, 2007	CUZ	Phantom Stock	Common Stock (152)	—	Aug. 15, 2010	152	Disposed
April 3, 2007	DUKU	LTIP Phantom Stock Grant May 2006	Common Stock (2,600)	—	—	2,600	Disposed
March 31, 2007	CUZ	Stock Options (Right to buy)	Common Stock (6,000)	$32.86	March 31, 2017	6,000	Acquired
March 31, 2007	CUZ	Phantom Stock	Common Stock (608)	—	March 31, 2011	608	Acquired
Aug. 15, 2006	CUZ	Phantom Stock	Common Stock (608)	—	Aug. 15, 2010	608	Acquired
May 11, 2006	DUKU	LTIP Phantom Stock Grant May 2006	Common Stock (2,600)	—	—	2,600	Acquired
March 31, 2006	CUZ	Stock Options (Right to buy)	Common Stock (6,000)	$33.43	March 31, 2016	6,000	Acquired
Feb. 14, 2006	NPO	Phantom Stock	Common Stock (871)	—	—	871	Acquired
Feb. 15, 2005	NPO	Phantom Stock	Common Stock (884)	—	—	884	Acquired
Feb. 8, 2005	CUZ	Stock Options (Right to buy)	Common Stock (6,000)	$28.49	Feb. 8, 2015	6,000	Acquired
Feb. 1, 2005	BAC	Restricted Stock Units	Common Stock (193,796)	$34.44	Feb. 14, 2007	193,796	Disposed
Feb. 1, 2005	BAC	Restricted Stock Units	Common Stock (151,164)	$40.85	Feb. 13, 2007	151,164	Disposed
Jan. 31, 2005	BAC	Restricted Stock Units	Common Stock (178,413)	$46.37	Jan. 31, 2008	178,413	Acquired
Jan. 31, 2005	BAC	Option, Right to Buy	Common Stock (200,000)	$46.37	Jan. 31, 2015	200,000	Acquired
July 2, 2004	BAC	Preferred, Series C	Common Stock (502)	—	—	299	Disposed
July 2, 2004	BAC	Preferred, Series C	Common Stock (5)	—	—	3	Acquired
March 10, 2004	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed
Feb. 27, 2004	BAC	Preferred, Series C	Common Stock (6)	—	—	3	Acquired
Feb. 13, 2004	BAC	Restricted Stock Units	Common Stock (75,582)	$81.70	Feb. 13, 2007	75,582	Acquired
Feb. 10, 2004	NPO	Phantom Stock	Common Stock (1,078)	$0.00	—	1,078	Acquired
Feb. 10, 2004	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed
Feb. 2, 2004	BAC	Option, Right to Buy	Common Stock (100,000)	$81.55	Feb. 2, 2014	100,000	Acquired
Jan. 12, 2004	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed
Dec. 31, 2003	BAC	Preferred, Series C	Common Stock (11)	—	—	7	Acquired
Dec. 10, 2003	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed
Nov. 10, 2003	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed
Oct. 10, 2003	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed
Sept. 10, 2003	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed
Aug. 20, 2003	BAC	Option, Right to Buy	Common Stock (50,000)	$26.81	July 1, 2005	50,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 3, 2012	CGABL	Carlyle Holdings partnership units→ Common Units representing limited partnership interests (251,380)	251,380	Direct
July 16, 2010	F	Common Stock, $0.01 par value	50,000	Direct
July 16, 2010	F	No derivative securities owned.→ No derivative securities	—	Direct
July 10, 2009	MS	Common Stock	20,000	Direct
April 12, 2006	DUKU	Common Stock [F1]	20,928	Direct
Feb. 9, 2005	CUZ	Common Stock	20,000	Direct
July 2, 2004	RYN	Common Shares	10,000	Direct