James Harwood Lundy III

CIK 1331635 · View on SEC EDGAR ↗

Insider

First SEC filing: April 29, 2016 · Latest: April 29, 2016

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 7, 2016 WAL S 5,782 $48.49 $280,369 50,831 Direct -10.21% Disposed 64.5% (price as of 2026-08-21)
Nov. 14, 2016 WAL S 29,293 $44.61 $1,306,761 56,613 Direct -34.10% Disposed 78.8% (price as of 2026-08-21)
Aug. 18, 2016 WAL S 7,000 $36.34 $254,380 85,906 Direct -7.53% Disposed 119.5% (price as of 2026-08-21)
May 24, 2016 WAL S 12,578 $36.64 $460,858 92,906 Direct -11.92% Disposed 117.7% (price as of 2026-08-21)
June 12, 2015 WAL S 4,513 $34.20 $154,345 287 Indirect -94.02% Disposed 133.2% (price as of 2026-08-21)
June 2, 2015 WAL S 10,574 $31.74 $335,619 91,625 Direct -10.35% Disposed 151.3% (price as of 2026-08-21)
May 5, 2015 WAL S 19,437 $31.25 $607,406 102,199 Direct -15.98% Disposed 155.2% (price as of 2026-08-21)
March 12, 2015 WAL S 12,500 $29.75 $371,875 121,636 Direct -9.32% Disposed 168.1% (price as of 2026-08-21)
Nov. 12, 2014 WAL S 34,000 $26.96 $916,640 123,992 Direct -21.52% Disposed 195.8% (price as of 2026-08-21)
Nov. 4, 2014 WAL S 20,000 $26.11 $522,200 157,992 Direct -11.24% Disposed 205.5% (price as of 2026-08-21)
Aug. 25, 2014 WAL S 12,426 $23.64 $293,751 157,992 Direct -7.29% Disposed 237.4% (price as of 2026-08-21)
Aug. 25, 2014 WAL S 6,310 $23.68 $149,421 155,418 Direct -3.90% Disposed 236.8% (price as of 2026-08-21)
Oct. 28, 2013 WAL S 12,000 $21.43 $257,160 151,288 Direct -7.35% Disposed 272.2% (price as of 2026-08-21)
Oct. 25, 2013 WAL S 18,000 $21.38 $384,840 163,288 Direct -9.93% Disposed 273.1% (price as of 2026-08-21)
Sept. 13, 2012 WAL S 13,524 $9.65 $130,507 179,028 Direct -7.02% Disposed 726.5% (price as of 2026-08-21)
Sept. 13, 2012 WAL S 4,000 $9.41 $37,640 192,552 Direct -2.04% Disposed 747.6% (price as of 2026-08-21)
Sept. 12, 2012 WAL S 43,093 $9.48 $408,522 121,552 Direct -26.17% Disposed 741.4% (price as of 2026-08-21)
Aug. 25, 2010 WAL S 4,700 $6.30 $29,610 114,110 Direct -3.96% Disposed 1166.0% (price as of 2026-08-21)
July 6, 2005 WAL P 5,000 $22.00 $110,000 89,658 Direct +5.91% Acquired 262.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 4, 2014 WAL Employee Stock Options (Right to buy) Common Stock (20,000) $7.61 Jan. 30, 2016 20,000 Disposed
Aug. 25, 2014 WAL Stock Options (right to buy) Common Stock (15,000) $15.90 Jan. 23, 2015 15,000 Disposed
Aug. 25, 2014 WAL Employee Stock Options (Right to buy) Common Stock (7,500) $16.50 Jan. 25, 2015 7,500 Disposed
Sept. 13, 2012 WAL Employee Stock Options (right to buy) Common Stock (75,000) $7.03 Dec. 18, 2012 75,000 Disposed
Jan. 25, 2010 WAL Restricted Stock Common Stock (26,000) $5.21 — 26,000 Acquired
Jan. 30, 2009 WAL Stock Option (right to buy) Common Stock (20,000) $7.61 Jan. 30, 2016 20,000 Acquired
Jan. 22, 2008 WAL Stock Option (right to buy) Common Stock (15,000) $15.90 Jan. 22, 2015 15,000 Acquired
Feb. 26, 2007 WAL Stock Warrant (right to buy) Common Stock (34,137) $7.62 June 12, 2010 34,137 Disposed
Jan. 23, 2007 WAL Stock Option (right to buy) Common Stock (12,500) $34.60 Jan. 23, 2014 12,500 Acquired
Jan. 17, 2006 WAL Stock Option (right to buy) Common Stock (10,000) $29.00 Jan. 17, 2013 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 29, 2016 WAL Common Stock 80,823 Direct
July 1, 2005 WAL Common Stock 84,658 Direct
July 1, 2005 WAL Employee Stock Option (right to buy)→ Common Stock (75,000) 75,000 Direct
July 1, 2005 WAL Employee Stock Option (right to buy)→ Common Stock (7,500) 7,500 Direct
July 1, 2005 WAL Common Stock Warrants (right to buy)→ Common Stock (34,137) 34,137 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

WAL

President, Arizona Administration
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014 $369,531,326,146 — — — $341,413,235,314 — $5,427,648,790 $1,139,299,855,250
2013 $326,146 — — — $235,314 — $48,790 $855,250

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.