James J Filler

Insider

First SEC filing: May 27, 2008 · Latest: May 27, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SFBS buying Sept. 12, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 12, 2014	SFBS	P	800	$29.33	$23,464	643,503 Direct	+0.12%	Acquired	196.6% (price as of 2026-08-21)
Sept. 5, 2014	SFBS	P	300	$29.70	$8,910	642,703 Direct	+0.05%	Acquired	192.9% (price as of 2026-08-21)
Sept. 4, 2014	SFBS	P	200	$29.68	$5,936	642,403 Direct	+0.03%	Acquired	193.1% (price as of 2026-08-21)
Sept. 3, 2014	SFBS	P	300	$29.69	$8,907	642,203 Direct	+0.05%	Acquired	193.0% (price as of 2026-08-21)
Sept. 2, 2014	SFBS	P	300	$29.82	$8,946	641,903 Direct	+0.05%	Acquired	191.8% (price as of 2026-08-21)
Aug. 28, 2014	SFBS	P	604	$29.59	$17,872	641,603 Direct	+0.09%	Acquired	194.0% (price as of 2026-08-21)
Aug. 27, 2014	SFBS	P	973	$29.94	$29,132	640,999 Direct	+0.15%	Acquired	190.6% (price as of 2026-08-21)
Aug. 25, 2014	SFBS	P	100	$29.60	$2,960	640,126 Direct	+0.02%	Acquired	193.9% (price as of 2026-08-21)
Aug. 22, 2014	SFBS	P	376	$29.28	$11,009	640,026 Direct	+0.06%	Acquired	197.1% (price as of 2026-08-21)
Aug. 21, 2014	SFBS	P	300	$29.55	$8,865	639,650 Direct	+0.05%	Acquired	194.4% (price as of 2026-08-21)
Aug. 20, 2014	SFBS	P	300	$29.60	$8,880	639,350 Direct	+0.05%	Acquired	193.9% (price as of 2026-08-21)
Aug. 19, 2014	SFBS	P	549	$29.98	$16,459	639,050 Direct	+0.09%	Acquired	190.2% (price as of 2026-08-21)
Aug. 4, 2014	SFBS	P	601	$28.15	$16,918	638,501 Direct	+0.09%	Acquired	209.1% (price as of 2026-08-21)
July 30, 2014	SFBS	P	200	$28.28	$5,656	637,900 Direct	+0.03%	Acquired	207.6% (price as of 2026-08-21)
July 25, 2014	SFBS	P	644	$28.39	$18,283	637,700 Direct	+0.10%	Acquired	206.4% (price as of 2026-08-21)
May 20, 2014	SFBS	P	2,700	$80.09	$216,243	212,352 Direct	+1.29%	Acquired	225.9% (price as of 2026-08-21)
May 19, 2014	SFBS	P	900	$80.97	$72,873	209,652 Direct	+0.43%	Acquired	222.3% (price as of 2026-08-21)
May 16, 2014	SFBS	P	500	$82.28	$41,140	208,752 Direct	+0.24%	Acquired	217.2% (price as of 2026-08-21)
May 15, 2014	SFBS	P	2,000	$82.95	$165,900	208,252 Direct	+0.97%	Acquired	214.6% (price as of 2026-08-21)
May 14, 2014	SFBS	P	500	$83.48	$41,740	206,252 Direct	+0.24%	Acquired	212.6% (price as of 2026-08-21)
May 14, 2014	SFBS	P	500	$85.00	$42,500	205,752 Direct	+0.24%	Acquired	207.1% (price as of 2026-08-21)
May 14, 2014	SFBS	P	2,000	$86.00	$172,000	205,252 Direct	+0.98%	Acquired	203.5% (price as of 2026-08-21)
May 14, 2014	SFBS	P	8,000	$91.00	$728,000	203,252 Direct	+4.10%	Acquired	186.8% (price as of 2026-08-21)
March 15, 2013	SFBS	C	600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 15, 2013	SFBS	C	24,000	—	—	195,252 Direct	+14.01%	Acquired	(price as of 2026-08-21)
Dec. 20, 2012	SFBS	X	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 20, 2012	SFBS	X	10,000	$20.00	$200,000	171,252 Direct	+6.20%	Acquired	1205.0% (price as of 2026-08-21)
June 4, 2012	SFBS	X	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 4, 2012	SFBS	X	10,000	$10.00	$100,000	161,252 Direct	+6.61%	Acquired	2510.0% (price as of 2026-08-21)
Nov. 28, 2011	SFBS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
March 15, 2010	SFBS	P	600	$1000.00	$600,000	600 Direct	—	Acquired	-73.9% (price as of 2026-08-21)
Sept. 4, 2008	SFBS	P	1,250	$25.00	$31,250	151,252 Direct	+0.83%	Acquired	944.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 15, 2013	SFBS	6% Preferred Securities of ServisFirst Capital Trust II	Common Stock (24,000)	—	March 15, 2013	600	Disposed
Dec. 20, 2012	SFBS	Stock Option (right to buy)	Common Stock (10,000)	$20.00	Dec. 20, 2017	10,000	Disposed
June 4, 2012	SFBS	Warrant	Common Stock (10,000)	$10.00	May 13, 2015	10,000	Disposed
Nov. 28, 2011	SFBS	Stock Option (Right to Buy)	Common Stock (10,000)	$30.00	Nov. 28, 2021	10,000	Acquired
March 15, 2010	SFBS	ServisFirst Cap. Trust II Convertible Preferred Securities [F1]	Common Stock (24,000)	$25.00	March 15, 2013	600	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 27, 2008	SFBS	Common Stock	150,002	Direct
May 27, 2008	SFBS	Warrants→ Common Stock (10,000)	10,000	Direct
May 27, 2008	SFBS	Stock Option→ Common Stock (10,000)	10,000	Direct