James J Kavanaugh

Insider

First SEC filing: July 20, 2023 · Latest: July 20, 2023

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 16, 2026	TMUSZ	A	1,384	—	—	5,461 Direct	+33.95%	Acquired	(price as of 2026-08-20)
June 6, 2025	TMUSZ	A	1,038	—	—	4,077 Direct	+34.16%	Acquired	(price as of 2026-08-20)
June 13, 2024	TMUSZ	A	1,457	—	—	3,039 Direct	+92.10%	Acquired	(price as of 2026-08-20)
July 18, 2023	TMUSZ	A	1,582	—	—	1,582 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	IBM	A	5	$166.26	$831	4,118 Direct	+0.12%	Acquired	48.5% (price as of 2026-08-20)
May 29, 2015	IBM	A	5	$169.65	$848	4,113 Direct	+0.12%	Acquired	45.5% (price as of 2026-08-20)
May 15, 2015	IBM	A	5	$173.26	$866	4,107 Direct	+0.12%	Acquired	42.5% (price as of 2026-08-20)
May 6, 2015	IBM	A	32	—	—	4,104 Direct	+0.79%	Acquired	(price as of 2026-08-20)
April 30, 2015	IBM	A	5	$171.29	$856	4,073 Direct	+0.12%	Acquired	44.2% (price as of 2026-08-20)
April 15, 2015	IBM	A	5	$164.13	$821	4,069 Direct	+0.12%	Acquired	50.4% (price as of 2026-08-20)
March 31, 2015	IBM	A	5	$160.50	$802	4,065 Direct	+0.12%	Acquired	53.8% (price as of 2026-08-20)
March 13, 2015	IBM	A	159	$154.28	$24,531	4,060 Direct	+4.08%	Acquired	60.0% (price as of 2026-08-20)
Feb. 27, 2015	IBM	A	5	$161.94	$810	3,901 Direct	+0.13%	Acquired	52.5% (price as of 2026-08-20)
Feb. 13, 2015	IBM	A	7	$160.40	$1,123	3,897 Direct	+0.18%	Acquired	53.9% (price as of 2026-08-20)
Feb. 6, 2015	IBM	A	28	—	—	3,892 Direct	+0.72%	Acquired	(price as of 2026-08-20)
Feb. 1, 2015	IBM	F	2,500	$154.14	$385,350	23,791 Direct	-9.51%	Disposed	60.2% (price as of 2026-08-20)
Feb. 1, 2015	IBM	A	6,642	—	—	26,291 Direct	+33.80%	Acquired	(price as of 2026-08-20)
Jan. 30, 2015	IBM	A	5	$153.31	$767	3,865 Direct	+0.13%	Acquired	61.1% (price as of 2026-08-20)
Jan. 15, 2015	IBM	A	5	$154.57	$773	3,862 Direct	+0.13%	Acquired	59.7% (price as of 2026-08-20)
Dec. 31, 2014	IBM	A	19	—	—	3,858 Direct	+0.49%	Acquired	(price as of 2026-08-20)
Dec. 31, 2014	IBM	A	4	$160.44	$642	3,839 Direct	+0.10%	Acquired	53.9% (price as of 2026-08-20)
Dec. 15, 2014	IBM	A	5	$153.06	$765	3,836 Direct	+0.13%	Acquired	61.3% (price as of 2026-08-20)
Dec. 15, 2014	IBM	M	8,772	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2014	IBM	F	4,524	$154.80	$700,315	19,617 Direct	-18.74%	Disposed	59.5% (price as of 2026-08-20)
Dec. 15, 2014	IBM	M	8,772	—	—	24,141 Direct	+57.08%	Acquired	(price as of 2026-08-20)
Nov. 28, 2014	IBM	A	4	$162.17	$649	3,831 Direct	+0.10%	Acquired	52.3% (price as of 2026-08-20)
Nov. 14, 2014	IBM	A	4	$164.16	$657	3,827 Direct	+0.10%	Acquired	50.4% (price as of 2026-08-20)
Nov. 6, 2014	IBM	A	26	—	—	3,824 Direct	+0.68%	Acquired	(price as of 2026-08-20)
Oct. 31, 2014	IBM	A	4	$164.40	$658	3,798 Direct	+0.11%	Acquired	50.2% (price as of 2026-08-20)
Oct. 15, 2014	IBM	A	4	$181.75	$727	3,792 Direct	+0.11%	Acquired	35.9% (price as of 2026-08-20)
Sept. 30, 2014	IBM	A	4	$189.83	$759	3,789 Direct	+0.11%	Acquired	30.1% (price as of 2026-08-20)
Sept. 15, 2014	IBM	A	4	$191.81	$767	3,785 Direct	+0.11%	Acquired	28.7% (price as of 2026-08-20)
Aug. 29, 2014	IBM	A	4	$192.30	$769	3,782 Direct	+0.11%	Acquired	28.4% (price as of 2026-08-20)
Aug. 21, 2014	IBM	M	794	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 21, 2014	IBM	M	8,560	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 21, 2014	IBM	S	600	$191.87	$115,122	15,368 Direct	-3.76%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	300	$191.86	$57,558	15,968 Direct	-1.84%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	200	$191.85	$38,370	16,268 Direct	-1.21%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	4,500	$191.84	$863,280	16,468 Direct	-21.46%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	500	$191.84	$95,920	20,968 Direct	-2.33%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	550	$191.83	$105,506	21,468 Direct	-2.50%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	1,600	$191.82	$306,912	22,018 Direct	-6.77%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	904	$191.81	$173,396	23,618 Direct	-3.69%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	S	200	$191.80	$38,360	24,522 Direct	-0.81%	Disposed	28.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	M	8,560	$101.33	$867,385	24,722 Direct	+52.96%	Acquired	143.7% (price as of 2026-08-20)
Aug. 21, 2014	IBM	M	794	$92.12	$73,143	16,162 Direct	+5.17%	Acquired	168.0% (price as of 2026-08-20)
Aug. 15, 2014	IBM	A	4	$187.38	$750	3,779 Direct	+0.11%	Acquired	31.8% (price as of 2026-08-20)
Aug. 6, 2014	IBM	A	23	—	—	3,776 Direct	+0.61%	Acquired	(price as of 2026-08-20)
July 31, 2014	IBM	A	4	$191.67	$767	3,754 Direct	+0.11%	Acquired	28.8% (price as of 2026-08-20)
July 15, 2014	IBM	A	4	$188.49	$754	3,750 Direct	+0.11%	Acquired	31.0% (price as of 2026-08-20)
June 30, 2014	IBM	A	4	$181.27	$725	3,747 Direct	+0.11%	Acquired	36.2% (price as of 2026-08-20)
June 13, 2014	IBM	A	4	$182.56	$730	3,744 Direct	+0.11%	Acquired	35.3% (price as of 2026-08-20)
May 30, 2014	IBM	A	4	$184.36	$737	3,741 Direct	+0.11%	Acquired	33.9% (price as of 2026-08-20)
May 15, 2014	IBM	A	4	$186.46	$746	3,737 Direct	+0.11%	Acquired	32.4% (price as of 2026-08-20)
May 7, 2014	IBM	A	22	—	—	3,733 Direct	+0.59%	Acquired	(price as of 2026-08-20)
April 30, 2014	IBM	A	4	$196.47	$786	3,712 Direct	+0.11%	Acquired	25.7% (price as of 2026-08-20)
April 15, 2014	IBM	A	4	$197.02	$788	3,709 Direct	+0.11%	Acquired	25.3% (price as of 2026-08-20)
March 31, 2014	IBM	A	4	$192.49	$770	3,706 Direct	+0.11%	Acquired	28.3% (price as of 2026-08-20)
March 14, 2014	IBM	A	4	$182.21	$729	3,704 Direct	+0.11%	Acquired	35.5% (price as of 2026-08-20)
Feb. 28, 2014	IBM	A	4	$185.17	$741	3,700 Direct	+0.11%	Acquired	33.3% (price as of 2026-08-20)
Feb. 14, 2014	IBM	A	4	$183.69	$735	3,697 Direct	+0.11%	Acquired	34.4% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	200	$177.05	$35,410	15,352 Direct	-1.29%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	200	$177.04	$35,408	15,552 Direct	-1.27%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	200	$177.03	$35,406	15,752 Direct	-1.25%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	300	$177.02	$53,106	15,952 Direct	-1.85%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	200	$177.01	$35,402	16,252 Direct	-1.22%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	300	$177.00	$53,100	16,452 Direct	-1.79%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	470	$176.99	$83,185	16,752 Direct	-2.73%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	500	$176.98	$88,490	17,222 Direct	-2.82%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	200	$176.97	$35,394	17,722 Direct	-1.12%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	900	$176.96	$159,264	17,922 Direct	-4.78%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	200	$176.96	$35,392	18,822 Direct	-1.05%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	600	$176.95	$106,170	19,022 Direct	-3.06%	Disposed	39.5% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	800	$176.94	$141,552	19,622 Direct	-3.92%	Disposed	39.6% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	100	$176.93	$17,693	20,422 Direct	-0.49%	Disposed	39.6% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	100	$176.92	$17,692	20,522 Direct	-0.48%	Disposed	39.6% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	180	$176.91	$31,844	20,622 Direct	-0.87%	Disposed	39.6% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	100	$176.90	$17,690	20,802 Direct	-0.48%	Disposed	39.6% (price as of 2026-08-20)
Feb. 10, 2014	IBM	S	100	$176.88	$17,688	20,902 Direct	-0.48%	Disposed	39.6% (price as of 2026-08-20)
Feb. 6, 2014	IBM	A	20	—	—	3,695 Direct	+0.54%	Acquired	(price as of 2026-08-20)
Feb. 1, 2014	IBM	F	4,348	$176.58	$767,770	21,001 Direct	-17.15%	Disposed	39.8% (price as of 2026-08-20)
Feb. 1, 2014	IBM	A	9,998	—	—	25,349 Direct	+65.13%	Acquired	(price as of 2026-08-20)
Jan. 31, 2014	IBM	A	9	$176.68	$1,590	3,675 Direct	+0.25%	Acquired	39.8% (price as of 2026-08-20)
Jan. 15, 2014	IBM	A	8	$187.74	$1,502	3,668 Direct	+0.22%	Acquired	31.5% (price as of 2026-08-20)
Jan. 2, 2014	IBM	A	8,772	—	—	8,772 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	IBM	A	61	—	—	3,660 Direct	+1.69%	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	IBM	A	8	$187.57	$1,501	3,599 Direct	+0.22%	Acquired	31.6% (price as of 2026-08-20)
Dec. 17, 2013	IBM	A	7,937	—	—	7,937 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2013	IBM	A	9	$172.80	$1,555	3,593 Direct	+0.25%	Acquired	42.9% (price as of 2026-08-20)
Nov. 29, 2013	IBM	A	9	$179.68	$1,617	3,584 Direct	+0.25%	Acquired	37.4% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	100	$184.91	$18,491	15,331 Direct	-0.65%	Disposed	33.5% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	900	$184.90	$166,410	15,431 Direct	-5.51%	Disposed	33.5% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	700	$184.89	$129,423	16,331 Direct	-4.11%	Disposed	33.6% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	100	$184.88	$18,488	17,031 Direct	-0.58%	Disposed	33.6% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	100	$184.87	$18,487	17,131 Direct	-0.58%	Disposed	33.6% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	1,100	$184.85	$203,335	17,231 Direct	-6.00%	Disposed	33.6% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	100	$184.84	$18,484	18,331 Direct	-0.54%	Disposed	33.6% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	200	$184.82	$36,964	18,431 Direct	-1.07%	Disposed	33.6% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	1,584	$184.81	$292,739	18,631 Direct	-7.84%	Disposed	33.6% (price as of 2026-08-20)
Nov. 18, 2013	IBM	S	1,200	$184.80	$221,760	20,215 Direct	-5.60%	Disposed	33.6% (price as of 2026-08-20)

Showing latest 100 of 448 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 15, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
May 29, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
May 15, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
May 6, 2015	IBM	Phantom Stock Unit	Common Stock (32)	—	—	32	Acquired
April 30, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
April 15, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
March 31, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
March 13, 2015	IBM	Phantom Stock Unit	Common Stock (159)	—	—	159	Acquired
Feb. 27, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
Feb. 13, 2015	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 6, 2015	IBM	Phantom Stock Unit	Common Stock (28)	—	—	28	Acquired
Jan. 30, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
Jan. 15, 2015	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
Dec. 31, 2014	IBM	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Dec. 31, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Dec. 15, 2014	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
Dec. 15, 2014	IBM	Rst. Stock Unit	Common Stock (8,772)	—	—	8,772	Disposed
Nov. 28, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Nov. 14, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Nov. 6, 2014	IBM	Phantom Stock Unit	Common Stock (26)	—	—	26	Acquired
Oct. 31, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Oct. 15, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Sept. 30, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Sept. 15, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Aug. 29, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Aug. 21, 2014	IBM	Emp. Stock Option (right to buy)	Common Stock (794)	$92.12	March 7, 2015	794	Disposed
Aug. 21, 2014	IBM	Emp. Stock Option (right to buy)	Common Stock (8,560)	$101.33	March 7, 2015	8,560	Disposed
Aug. 15, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Aug. 6, 2014	IBM	Phantom Stock Unit	Common Stock (23)	—	—	23	Acquired
July 31, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
July 15, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
June 30, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
June 13, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
May 30, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
May 15, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
May 7, 2014	IBM	Phantom Stock Unit	Common Stock (22)	—	—	22	Acquired
April 30, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
April 15, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
March 31, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
March 14, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Feb. 28, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Feb. 14, 2014	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Feb. 6, 2014	IBM	Phantom Stock Unit	Common Stock (20)	—	—	20	Acquired
Jan. 31, 2014	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
Jan. 15, 2014	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Jan. 2, 2014	IBM	Rst. Stock Unit	Common Stock (8,772)	—	—	8,772	Acquired
Dec. 31, 2013	IBM	Phantom Stock Unit	Common Stock (61)	—	—	61	Acquired
Dec. 31, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Dec. 17, 2013	IBM	Rst. Stock Unit	Common Stock (7,937)	—	—	7,937	Acquired
Dec. 13, 2013	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
Nov. 29, 2013	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
Nov. 18, 2013	IBM	Emp. Stock Option (right to buy)	Common Stock (16,087)	$105.96	Feb. 23, 2014	16,087	Disposed
Nov. 15, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 6, 2013	IBM	Phantom Stock Unit	Common Stock (19)	—	—	19	Acquired
Oct. 31, 2013	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
Oct. 15, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Sept. 30, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Sept. 13, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Aug. 30, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Aug. 15, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Aug. 7, 2013	IBM	Phantom Stock Unit	Common Stock (18)	—	—	18	Acquired
July 31, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
July 15, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
June 28, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
June 14, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 31, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 15, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 8, 2013	IBM	Phantom Stock Unit	Common Stock (16)	—	—	16	Acquired
April 30, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
April 15, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
March 28, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
March 15, 2013	IBM	Phantom Stock Unit	Common Stock (35)	—	—	35	Acquired
March 15, 2013	IBM	Phantom Stock Unit	Common Stock (151)	—	—	151	Acquired
Feb. 28, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 15, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 6, 2013	IBM	Phantom Stock Unit	Common Stock (14)	—	—	14	Acquired
Feb. 1, 2013	IBM	Rst. Stock Unit	Common Stock (5,320)	—	—	5,320	Acquired
Jan. 31, 2013	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Jan. 15, 2013	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Dec. 31, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Dec. 31, 2012	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Dec. 14, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Dec. 14, 2012	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 30, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Nov. 30, 2012	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 15, 2012	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 15, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Nov. 7, 2012	IBM	Phantom Stock Unit	Common Stock (14)	—	—	14	Acquired
Oct. 31, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Oct. 31, 2012	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Oct. 15, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Oct. 15, 2012	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Sept. 28, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Sept. 28, 2012	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Sept. 14, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Sept. 14, 2012	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Sept. 4, 2012	IBM	Rst. Stock Unit	Common Stock (7,282)	—	—	7,282	Disposed
Aug. 31, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Aug. 31, 2012	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Aug. 15, 2012	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired

Showing latest 100 of 259 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 21 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 20, 2023	TMUSZ	Common Stock	0	Direct
May 6, 2008	IBM	Common Stock	2,000	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (1,124)	1,124	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (2,276)	2,276	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (968)	968	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (2,032)	2,032	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (955)	955	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (6,045)	6,045	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (10,011)	10,011	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (16,455)	16,455	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (16,087)	16,087	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (794)	794	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (8,560)	8,560	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (1,352)	1,352	Direct
May 6, 2008	IBM	Emp. Stock Option (right to buy)→ Common Stock (559)	559	Direct
May 6, 2008	IBM	Rst. Stock Unit→ Common Stock (2,500)	2,500	Direct
May 6, 2008	IBM	Rst. Stock Unit→ Common Stock (2,106)	2,106	Direct
May 6, 2008	IBM	Rst. Stock Unit→ Common Stock (6,098)	6,098	Direct
May 6, 2008	IBM	Rst. Stock Unit→ Common Stock (7,282)	7,282	Direct
May 6, 2008	IBM	Phantom Stock Unit→ Common Stock (1,914)	1,914	Direct
May 6, 2008	IBM	Rst. Stock Unit→ Common Stock (149)	149	Direct