James J Marino

CIK 1198578 · View on SEC EDGAR ↗

Insider

First SEC filing: March 1, 2017 · Latest: March 1, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 28, 2021 TRAW P 5,952 $4.20 $24,998 21,334 Direct +38.69% Acquired -99.5% (price as of 2026-08-21)
Feb. 16, 2021 TRAW P 25,000 $1.00 $25,000 230,716 Direct +12.15% Acquired -99.9% (price as of 2026-08-21)
Nov. 24, 2020 TRAW P 38,774 $0.26 $10,081 205,716 Direct +23.23% Acquired -99.5% (price as of 2026-08-21)
June 9, 2020 CLDX P 8,305 $3.00 $24,915 12,704 Direct +188.79% Acquired 1253.2% (price as of 2026-08-21)
Nov. 25, 2019 TRAW P 150,000 — — 150,000 Direct — Acquired (price as of 2026-08-21)
Nov. 25, 2019 TRAW P 150,000 $0.20 $30,000 166,942 Direct +885.37% Acquired -99.3% (price as of 2026-08-21)
Sept. 25, 2019 TRAW P 1,472 — — 1,472 Direct — Acquired (price as of 2026-08-21)
Sept. 25, 2019 TRAW P 5,000 — — 5,000 Direct — Acquired (price as of 2026-08-21)
Sept. 25, 2019 TRAW P 7,260 $1.60 $11,616 16,942 Direct +74.98% Acquired -99.9% (price as of 2026-08-21)
Aug. 24, 2018 CLDX P 40,000 $0.48 $19,200 65,997 Direct +153.86% Acquired 463.8% (price as of 2026-08-21)
April 27, 2018 TRAW P 58,900 — — 58,900 Direct — Acquired (price as of 2026-08-21)
April 27, 2018 TRAW P 58,900 — — 145,221 Direct +68.23% Acquired (price as of 2026-08-21)
Feb. 8, 2018 TRAW P 50,000 — — 50,000 Direct — Acquired (price as of 2026-08-21)
Feb. 8, 2018 TRAW P 50,000 — — 86,321 Direct +137.66% Acquired (price as of 2026-08-21)
April 26, 2017 TRAW P 11,906 $2.10 $25,003 36,321 Direct +48.77% Acquired -100.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 25, 2026 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (26,000) $34.09 June 25, 2036 26,000 Acquired
June 13, 2024 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (16,500) $36.43 June 13, 2034 16,500 Acquired
Aug. 10, 2023 TRAW Stock Option (right to purchase) Common Stock (66,468) $1.02 Aug. 10, 2033 66,468 Acquired
June 15, 2023 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (11,300) $36.87 June 15, 2033 11,300 Acquired
Aug. 18, 2022 TRAW Stock Option (right to purchase) Common Stock (66,468) $1.26 Aug. 18, 2032 66,468 Acquired
June 16, 2022 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (13,600) $22.48 June 16, 2032 13,600 Acquired
July 30, 2021 TRAW Stock Option (right to purchase) Common stock (13,000) $4.97 July 30, 2031 13,000 Acquired
June 17, 2021 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (12,000) $28.00 June 17, 2031 12,000 Acquired
July 9, 2020 TRAW Stock Appreciation Right Common Stock (125,000) $0.56 July 9, 2030 125,000 Acquired
June 18, 2020 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (11,000) $10.38 June 18, 2030 11,000 Acquired
Nov. 25, 2019 TRAW Warrant (right to purchase) Common Stock (150,000) $0.20 Nov. 25, 2024 150,000 Acquired
Sept. 25, 2019 TRAW Warrant (right to purchase) Series B Convertible Preferred Stock (1,472) $0.11 Dec. 31, 2022 1,472 Acquired
Sept. 25, 2019 TRAW Warrant (right to purchase) Series B Convertible Preferred Stock (1,472) — — 1,472 Disposed
Sept. 25, 2019 TRAW Warrant (right to purchase) Series A Convertible Preferred Stock (5,000) $0.11 Dec. 31, 2022 5,000 Acquired
Sept. 25, 2019 TRAW Warrant (right to purchase) Series A Convertible Preferred Stock (5,000) — — 5,000 Disposed
July 26, 2019 TRAW Stock Option (right to purchase) Common Stock (5,833) $3.39 July 26, 2029 5,833 Acquired
June 19, 2019 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (4,500) $2.78 June 19, 2029 4,500 Acquired
July 26, 2018 TRAW Stock Option (right to purchase) Common Stock (87,500) $0.46 July 26, 2028 87,500 Acquired
June 13, 2018 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (67,000) $0.60 June 13, 2028 67,000 Acquired
April 27, 2018 TRAW Warrant (right to purchase) Series B Convertible Prefered Stock (1,472) $0.42 — 58,900 Acquired
Feb. 8, 2018 TRAW Warrant (right to purchase) Series A Convertible Preferred Stock (5,000) $1.01 — 50,000 Acquired
June 15, 2017 CLDX Non-Qualified Stock Option (right to buy) [F2] Common Stock (15,000) $2.32 June 15, 2027 15,000 Acquired
June 12, 2017 TRAW Stock Option (right to purchase) Common Stock (1,500) $1.94 June 12, 2027 1,500 Acquired
March 1, 2017 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (8,000) $3.56 March 1, 2027 8,000 Acquired
Aug. 1, 2016 TRAW Warrants (right to buy) Common Stock [F2] (18,303) $4.92 July 27, 2021 18,303 Acquired
July 26, 2016 TRAW Subscription Rights (right to buy) See Footnote [F1] (15) $4.10 July 26, 2016 15 Disposed
June 27, 2016 TRAW Stock Option (right to buy) Common Stock (10) $5.20 May 18, 2026 10 Disposed
May 18, 2016 TRAW Stock Option (right to purchase) Common Stock (10,000) $0.52 May 18, 2026 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 1, 2017 CLDX Common Stock, par value $0.001 per share 15,997 Direct
July 8, 2015 TRAW Stock Option (right to purchase)→ Common Stock (30,000) 30,000 Direct