James J Parker

Insider

First SEC filing: Feb. 1, 2006 · Latest: Feb. 1, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CAT selling July 29, 2005

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 31, 2006	CAT	A	35	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 30, 2005	CAT	A	41	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 27, 2005	CAT	G	1,176	—	—	20,478 Direct	-5.43%	Disposed	(price as of 2026-08-21)
Nov. 30, 2005	CAT	A	41	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 31, 2005	CAT	A	45	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 30, 2005	CAT	A	40	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 31, 2005	CAT	A	43	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
July 29, 2005	CAT	A	44	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
July 29, 2005	CAT	M	3,880	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 29, 2005	CAT	M	8,092	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 29, 2005	CAT	M	3,868	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 29, 2005	CAT	S	11,960	$53.85	$644,046	21,654 Direct	-35.58%	Disposed	1430.0% (price as of 2026-08-21)
July 29, 2005	CAT	M	3,880	$16.45	$63,826	33,614 Direct	+13.05%	Acquired	4908.6% (price as of 2026-08-21)
July 29, 2005	CAT	M	8,092	$25.83	$209,016	29,734 Direct	+37.39%	Acquired	3089.8% (price as of 2026-08-21)
July 29, 2005	CAT	M	3,868	$25.83	$99,910	21,642 Direct	+21.76%	Acquired	3089.8% (price as of 2026-08-21)
June 30, 2005	CAT	A	25	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
May 31, 2005	CAT	A	25	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
April 29, 2005	CAT	A	27	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
March 31, 2005	CAT	A	23	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
March 4, 2005	CAT	A	438	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 28, 2005	CAT	A	23	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 18, 2005	CAT	J	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 31, 2005	CAT	A	25	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2004	CAT	A	22	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 30, 2004	CAT	A	23	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 2, 2004	CAT	G	534	—	—	8,329 Direct	-6.03%	Disposed	(price as of 2026-08-21)
Oct. 29, 2004	CAT	A	27	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2004	CAT	M	940	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 1, 2004	CAT	F	352	$80.44	$28,315	8,672 Direct	-3.90%	Disposed	1948.5% (price as of 2026-08-21)
Oct. 1, 2004	CAT	M	940	$30.16	$28,350	9,024 Direct	+11.63%	Acquired	5363.7% (price as of 2026-08-21)
Sept. 30, 2004	CAT	A	27	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 31, 2004	CAT	A	30	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
July 30, 2004	CAT	A	29	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
June 30, 2004	CAT	A	27	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
June 8, 2004	CAT	J	27,000	—	—	27,000 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	CAT	A	29	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
April 30, 2004	CAT	A	28	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
March 31, 2004	CAT	A	427	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
March 31, 2004	CAT	A	24	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 27, 2004	CAT	A	25	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 30, 2004	CAT	A	25	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 20, 2004	CAT	F	71	$83.11	$5,901	7,616 Direct	-0.92%	Disposed	1882.7% (price as of 2026-08-21)
Dec. 31, 2003	CAT	A	23	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 30, 2003	CAT	A	25	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 31, 2003	CAT	A	26	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 30, 2003	CAT	A	28	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 29, 2003	CAT	A	27	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 5, 2003	CAT	S	1,071	$67.32	$72,100	7,376 Direct	-12.68%	Disposed	2347.8% (price as of 2026-08-21)
July 31, 2003	CAT	A	28	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
July 18, 2003	CAT	M	1,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 18, 2003	CAT	F	466	$64.63	$30,118	8,447 Direct	-5.23%	Disposed	2449.7% (price as of 2026-08-21)
July 18, 2003	CAT	M	1,000	$30.16	$30,160	8,913 Direct	+12.64%	Acquired	5363.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 31, 2006	CAT	Phantom Stock Units	Common (35)	—	—	35	Acquired
Dec. 30, 2005	CAT	Phantom Stock Units	Common (41)	—	—	41	Acquired
Nov. 30, 2005	CAT	Phantom Stock Units	Common (41)	—	—	41	Acquired
Oct. 31, 2005	CAT	Phantom Stock Units	Common (45)	—	—	45	Acquired
Sept. 30, 2005	CAT	Phantom Stock Units	Common (40)	—	—	40	Acquired
Aug. 31, 2005	CAT	Phantom Stock Units	Common (43)	—	—	43	Acquired
July 29, 2005	CAT	Phantom Stock Units	Common (44)	—	—	44	Acquired
July 29, 2005	CAT	Employee Stock Option [F3]	Common (3,880)	$16.45	June 11, 2006	3,880	Disposed
July 29, 2005	CAT	Employee Stock Option [F3]	Common (8,092)	$25.83	June 10, 2007	8,092	Disposed
July 29, 2005	CAT	Employee Stock Option [F3]	Common (3,868)	$25.83	June 10, 2007	3,868	Disposed
June 30, 2005	CAT	Phantom Stock Units	Common (25)	—	—	25	Acquired
May 31, 2005	CAT	Phantom Stock Units	Common (25)	—	—	25	Acquired
April 29, 2005	CAT	Phantom Stock Units	Common (27)	—	—	27	Acquired
March 31, 2005	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
March 4, 2005	CAT	Phantom Stock Units	Common (438)	—	—	438	Acquired
Feb. 28, 2005	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
Feb. 18, 2005	CAT	Option (NQ) [F2]	Common (30,000)	$91.28	Feb. 18, 2015	30,000	Acquired
Jan. 31, 2005	CAT	Phantom Stock Units	Common (25)	—	—	25	Acquired
Dec. 31, 2004	CAT	Phantom Stock Units	Common (22)	—	—	22	Acquired
Nov. 30, 2004	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
Oct. 29, 2004	CAT	Phantom Stock Units	Common (27)	—	—	27	Acquired
Oct. 1, 2004	CAT	Employee Stock Option [F3]	Common (940)	$30.16	June 6, 2005	940	Disposed
Sept. 30, 2004	CAT	Phantom Stock Units	Common (27)	—	—	27	Acquired
Aug. 31, 2004	CAT	Phantom Stock Units	Common (30)	—	—	30	Acquired
July 30, 2004	CAT	Phantom Stock Units	Common (29)	—	—	29	Acquired
June 30, 2004	CAT	Phantom Stock Units	Common (27)	—	Aug. 8, 1988	27	Acquired
June 8, 2004	CAT	Option (NQ) [F2]	Common (27,000)	$77.26	June 8, 2014	27,000	Acquired
May 28, 2004	CAT	Phantom Stock Units	Common (29)	—	Aug. 8, 1988	29	Acquired
April 30, 2004	CAT	Phantom Stock Units	Common (28)	—	Aug. 8, 1988	28	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (427)	—	Aug. 8, 1988	427	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (24)	—	Aug. 8, 1988	24	Acquired
Feb. 27, 2004	CAT	Phantom Stock Units	Common (25)	—	Aug. 8, 1988	25	Acquired
Jan. 30, 2004	CAT	Phantom Stock Units	Common (25)	—	Aug. 8, 1988	25	Acquired
Dec. 31, 2003	CAT	Phantom Stock Units	Common (23)	—	Aug. 8, 1988	23	Acquired
Nov. 30, 2003	CAT	Phantom Stock Units	Common (25)	—	Aug. 8, 1988	25	Acquired
Oct. 31, 2003	CAT	Phantom Stock Units	Common (26)	—	Aug. 8, 1988	26	Acquired
Sept. 30, 2003	CAT	Phantom Stock Units	Common (28)	—	Aug. 8, 1988	28	Acquired
Aug. 29, 2003	CAT	Phantom Stock Units	Common (27)	—	Aug. 8, 1988	27	Acquired
July 31, 2003	CAT	Phantom Stock Units	Common (28)	—	Aug. 8, 1988	28	Acquired
July 18, 2003	CAT	—	Common (1,000)	$30.16	June 6, 2005	1,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).