James K Lau

CIK 1197638 · View on SEC EDGAR ↗

Insider

First SEC filing: May 8, 2007 · Latest: May 8, 2007

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 7, 2007 NTAP S 10b5-1 50,000 $37.94 $1,897,000 3,783,933 Indirect -1.30% Disposed 408.7% (price as of 2026-08-21)
April 9, 2007 NTAP S 10b5-1 50,000 $36.47 $1,823,500 3,783,933 Indirect -1.30% Disposed 429.2% (price as of 2026-08-21)
March 7, 2007 NTAP S 10b5-1 50,000 $37.05 $1,852,500 3,783,933 Indirect -1.30% Disposed 420.9% (price as of 2026-08-21)
Feb. 7, 2007 NTAP S 10b5-1 50,000 $37.46 $1,873,000 3,783,933 Indirect -1.30% Disposed 415.2% (price as of 2026-08-21)
Jan. 8, 2007 NTAP S 10b5-1 50,000 $39.65 $1,982,500 3,783,933 Indirect -1.30% Disposed 386.7% (price as of 2026-08-21)
Dec. 15, 2006 NTAP S 10b5-1 25,000 $40.92 $1,023,000 3,783,933 Indirect -0.66% Disposed 371.6% (price as of 2026-08-21)
Dec. 6, 2006 NTAP S 10b5-1 35,000 $38.99 $1,364,650 3,783,933 Indirect -0.92% Disposed 395.0% (price as of 2026-08-21)
Nov. 7, 2006 NTAP S 10b5-1 25,000 $36.87 $921,750 3,818,933 Indirect -0.65% Disposed 423.4% (price as of 2026-08-21)
Nov. 2, 2006 NTAP S 10b5-1 35,000 $35.72 $1,250,200 3,818,933 Indirect -0.91% Disposed 440.3% (price as of 2026-08-21)
Oct. 26, 2006 NTAP S 10b5-1 35,000 $37.26 $1,304,100 3,853,933 Indirect -0.90% Disposed 418.0% (price as of 2026-08-21)
Oct. 20, 2006 NTAP S 10b5-1 25,000 $37.53 $938,250 3,888,933 Indirect -0.64% Disposed 414.2% (price as of 2026-08-21)
Sept. 21, 2006 NTAP S 40,000 $36.84 $1,473,600 3,888,933 Indirect -1.02% Disposed 423.9% (price as of 2026-08-21)
Sept. 18, 2006 NTAP S 10b5-1 25,000 $34.78 $869,500 3,888,933 Indirect -0.64% Disposed 454.9% (price as of 2026-08-21)
Sept. 7, 2006 NTAP S 10b5-1 35,000 $33.68 $1,178,800 3,888,933 Indirect -0.89% Disposed 473.0% (price as of 2026-08-21)
Sept. 1, 2006 NTAP S 25,000 $34.51 $862,750 3,923,933 Indirect -0.63% Disposed 459.2% (price as of 2026-08-21)
Aug. 2, 2006 NTAP S 10b5-1 35,000 $30.00 $1,050,000 3,923,933 Indirect -0.88% Disposed 543.3% (price as of 2026-08-21)
July 5, 2006 NTAP S 10b5-1 35,000 $34.45 $1,205,750 3,958,933 Indirect -0.88% Disposed 460.2% (price as of 2026-08-21)
June 2, 2006 NTAP S 10b5-1 35,000 $32.38 $1,133,300 3,993,933 Indirect -0.87% Disposed 496.0% (price as of 2026-08-21)
May 4, 2006 NTAP S 10b5-1 35,000 $36.79 $1,287,650 4,028,933 Indirect -0.86% Disposed 424.6% (price as of 2026-08-21)
April 26, 2006 NTAP S 10b5-1 35,000 $36.97 $1,293,950 4,063,933 Indirect -0.85% Disposed 422.0% (price as of 2026-08-21)
March 20, 2006 NTAP S 60,000 $35.20 $2,112,000 4,098,933 Indirect -1.44% Disposed 448.3% (price as of 2026-08-21)
March 6, 2006 NTAP S 10b5-1 35,000 $34.03 $1,191,050 4,098,933 Indirect -0.85% Disposed 467.1% (price as of 2026-08-21)
Feb. 23, 2006 NTAP S 10b5-1 35,000 $32.88 $1,150,800 4,133,933 Indirect -0.84% Disposed 487.0% (price as of 2026-08-21)
Jan. 5, 2006 NTAP S 10b5-1 35,000 $28.14 $984,900 4,168,933 Indirect -0.83% Disposed 585.8% (price as of 2026-08-21)
Dec. 12, 2005 NTAP S 100,000 $29.52 $2,952,000 4,203,933 Indirect -2.32% Disposed 553.8% (price as of 2026-08-21)
Dec. 6, 2005 NTAP S 10b5-1 35,000 $29.41 $1,029,350 4,203,933 Indirect -0.83% Disposed 556.2% (price as of 2026-08-21)
Nov. 29, 2005 NTAP S 16,400 $29.54 $484,456 52,600 Indirect -23.77% Disposed 553.3% (price as of 2026-08-21)
Nov. 29, 2005 NTAP S 16,400 $29.54 $484,456 52,600 Indirect -23.77% Disposed 553.3% (price as of 2026-08-21)
Nov. 29, 2005 NTAP S 38,500 $29.56 $1,138,060 4,290,573 Indirect -0.89% Disposed 552.9% (price as of 2026-08-21)
Nov. 29, 2005 NTAP S 50,000 $29.77 $1,488,500 4,240,573 Indirect -1.17% Disposed 548.3% (price as of 2026-08-21)
Nov. 29, 2005 NTAP S 1,640 $29.75 $48,790 4,238,933 Indirect -0.04% Disposed 548.7% (price as of 2026-08-21)
Nov. 18, 2005 NTAP S 7,000 $29.83 $208,810 4,283,573 Indirect -0.16% Disposed 547.0% (price as of 2026-08-21)
Nov. 18, 2005 NTAP S 4,500 $29.75 $133,875 4,279,073 Indirect -0.11% Disposed 548.7% (price as of 2026-08-21)
Nov. 2, 2005 NTAP S 10b5-1 35,000 $27.43 $960,050 4,290,573 Indirect -0.81% Disposed 603.6% (price as of 2026-08-21)
Oct. 26, 2005 NTAP S 10b5-1 35,000 $25.96 $908,600 4,325,573 Indirect -0.80% Disposed 643.4% (price as of 2026-08-21)
Aug. 2, 2005 NTAP S 10b5-1 35,000 $25.94 $907,900 4,360,573 Indirect -0.80% Disposed 644.0% (price as of 2026-08-21)
July 5, 2005 NTAP S 10b5-1 35,000 $28.39 $993,650 4,395,573 Indirect -0.79% Disposed 579.8% (price as of 2026-08-21)
June 30, 2005 NTAP S 10b5-1 33,000 $28.61 $944,130 4,430,573 Indirect -0.74% Disposed 574.6% (price as of 2026-08-21)
June 23, 2005 NTAP S 50,000 $30.05 $1,502,500 4,463,573 Indirect -1.11% Disposed 542.2% (price as of 2026-08-21)
June 17, 2005 NTAP S 50,000 $30.20 $1,510,000 4,413,573 Indirect -1.12% Disposed 539.1% (price as of 2026-08-21)
June 16, 2005 NTAP S 50,000 $30.00 $1,500,000 4,463,573 Indirect -1.11% Disposed 543.3% (price as of 2026-08-21)
May 23, 2005 NTAP S 10b5-1 33,000 $30.26 $998,580 4,413,573 Indirect -0.74% Disposed 537.8% (price as of 2026-08-21)
April 27, 2005 NTAP S 10b5-1 33,000 $26.56 $876,480 4,446,573 Indirect -0.74% Disposed 626.6% (price as of 2026-08-21)
March 30, 2005 NTAP S 10b5-1 33,000 $27.20 $897,600 4,479,573 Indirect -0.73% Disposed 609.5% (price as of 2026-08-21)
Feb. 24, 2005 NTAP S 10b5-1 33,000 $29.58 $976,140 4,512,573 Indirect -0.73% Disposed 552.5% (price as of 2026-08-21)
Jan. 25, 2005 NTAP S 10b5-1 33,000 $30.53 $1,007,490 4,545,573 Indirect -0.72% Disposed 532.1% (price as of 2026-08-21)
Dec. 31, 2004 NTAP S 30,000 $33.00 $990,000 4,578,573 Indirect -0.65% Disposed 484.8% (price as of 2026-08-21)
Dec. 30, 2004 NTAP S 20,000 $33.00 $660,000 4,608,573 Indirect -0.43% Disposed 484.8% (price as of 2026-08-21)
Dec. 29, 2004 NTAP S 10b5-1 33,000 $32.63 $1,076,790 4,628,573 Indirect -0.71% Disposed 491.5% (price as of 2026-08-21)
Dec. 17, 2004 NTAP S 40,000 $34.25 $1,370,000 4,611,573 Indirect -0.86% Disposed 463.5% (price as of 2026-08-21)

Showing latest 100 of 163 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 7, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $15.71 May 8, 2013 50,000 Disposed
April 9, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $15.32 Feb. 6, 2012 50,000 Disposed
March 7, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $15.32 Feb. 6, 2012 50,000 Disposed
Feb. 7, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (25,000) $15.32 Feb. 6, 2012 25,000 Disposed
Feb. 7, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (25,000) $15.32 Feb. 6, 2012 25,000 Disposed
Jan. 8, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (3,524) $9.99 Oct. 31, 2012 3,524 Disposed
Jan. 8, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (2,648) $14.17 Jan. 2, 2010 2,648 Disposed
Jan. 8, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (40,000) $15.32 Feb. 6, 2012 40,000 Disposed
Jan. 8, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (2,272) $15.71 May 8, 2013 2,272 Disposed
Jan. 8, 2007 NTAP Non-Qualified Stock Option (right to buy) Common Stock (1,556) $17.15 Jan. 1, 2011 1,556 Disposed
Dec. 15, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (25,000) $9.99 Oct. 31, 2012 25,000 Disposed
Nov. 7, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (21,476) $9.99 Oct. 31, 2012 21,476 Disposed
Nov. 7, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (3,524) $11.25 May 24, 2009 3,524 Disposed
Oct. 20, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (25,000) $11.25 May 24, 2009 25,000 Disposed
Sept. 20, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (40,000) $11.25 May 24, 2009 40,000 Disposed
Sept. 18, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (25,000) $11.25 May 24, 2009 25,000 Disposed
Sept. 1, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (25,000) $11.25 May 24, 2009 25,000 Disposed
June 1, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (100,000) $32.50 May 31, 2013 100,000 Acquired
March 17, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (42,016) $11.25 May 24, 2009 42,016 Disposed
March 17, 2006 NTAP Non-Qualified Stock Option (right to buy) Common Stock (17,984) $11.25 May 24, 2009 17,984 Disposed
Dec. 12, 2005 NTAP Non-Qualified Stock Option (right to buy) Common Stock (100,000) $11.25 May 24, 2009 100,000 Disposed
Nov. 29, 2005 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $9.99 Oct. 31, 2012 50,000 Disposed
June 22, 2005 NTAP Non-Qualified Stock Option (right to buy) Common Stock (100,000) $11.25 May 24, 2009 100,000 Disposed
June 16, 2005 NTAP Non-Qualified Stock Option (right to buy) Common Stock (100,000) $9.99 Oct. 31, 2012 100,000 Disposed
June 1, 2005 NTAP Non-Qualified Stock Option (right to buy) Common Stock (70,000) $29.24 May 31, 2015 70,000 Acquired
Dec. 21, 2004 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $4.51 April 30, 2008 50,000 Disposed
Dec. 6, 2004 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $4.51 April 30, 2008 50,000 Disposed
Aug. 30, 2004 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $4.51 April 30, 2008 50,000 Disposed
June 2, 2004 NTAP Non-Qualified Stock Option (right to buy) Common Stock (50,000) $4.51 April 30, 2008 50,000 Disposed
May 3, 2004 NTAP Incentive Stock Option (right to buy) Common Stock (5,216) $19.17 May 2, 2014 5,216 Acquired
May 3, 2004 NTAP Non-Qualified Stock Option (right to buy) Common Stock (84,784) $19.17 May 2, 2014 84,784 Acquired
Feb. 24, 2004 NTAP Non-Qualified Stock Option (right to buy) Common Stock (2,252) $3.57 Jan. 1, 2013 2,252 Disposed
Feb. 24, 2004 NTAP Non-Qualified Stock Option (right to buy) Common Stock (100,000) $4.51 April 30, 2008 100,000 Disposed
Nov. 25, 2003 NTAP Non Qualified Stock Option (right to buy) Common Stock (4,000) $3.57 Jan. 1, 2013 4,000 Disposed
Nov. 21, 2003 NTAP Non Qualified Stock Option (right to buy) Common Stock (100,000) $4.51 April 30, 2008 100,000 Disposed
Aug. 28, 2003 NTAP Incentive Stock Option (right to buy) Common Stock (61,408) $1.94 April 1, 2007 61,408 Disposed
Aug. 28, 2003 NTAP Non-Qualified Stock Option (right to buy) Common Stock (9,330) $1.94 April 1, 2007 9,330 Disposed
Aug. 28, 2003 NTAP Non-Qualified Stock Option (right to buy) Common Stock (4,262) $3.57 Jan. 1, 2013 4,262 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).