James K Simons
CIK 1392131 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 8, 2017 · Latest: Feb. 8, 2017
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 3 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 6, 2017 | ASBA | A | 16,550 | $25.20 | $417,060 | 16,550 Direct | — | Acquired | -2.7% (price as of 2026-08-19) |
| Feb. 6, 2017 | ASBA | A | 5,133 | — | — | 5,133 Direct | — | Acquired | (price as of 2026-08-19) |
| Sept. 1, 2016 | ASBA | A | 7,621 | — | — | 7,621 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 6, 2017 | ASBA | Non-qualified Stock Option (Right to Buy) | Common Stock $0.01 Par Value (16,550) | $25.20 | Feb. 6, 2027 | 16,550 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).