James L Bauman
Insider
First SEC filing: Jan. 7, 2015 · Latest: Jan. 7, 2015
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 11, 2019 | MMM | S | 700 | $200.33 | $140,231 | 24,403 Direct | -2.79% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 19 | $200.31 | $3,806 | 25,103 Direct | -0.08% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 883 | $200.30 | $176,865 | 25,122 Direct | -3.40% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 619 | $200.28 | $123,973 | 26,005 Direct | -2.32% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 851 | $200.27 | $170,430 | 26,624 Direct | -3.10% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 400 | $200.26 | $80,104 | 27,475 Direct | -1.43% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 20 | $200.25 | $4,005 | 27,875 Direct | -0.07% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 1,183 | $200.24 | $236,884 | 27,895 Direct | -4.07% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | S | 11,390 | $200.22 | $2,280,506 | 29,078 Direct | -28.15% | Disposed | -2.3% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | M | 16,065 | $78.72 | $1,264,637 | 40,468 Direct | +65.83% | Acquired | 148.6% (price as of 2026-10-06) |
| Feb. 11, 2019 | MMM | M | 16,065 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Feb. 5, 2019 | MMM | A | 33,172 | · | · | 33,172 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 5, 2019 | MMM | F | 217 | · | · | 24,362 Direct | -0.88% | Disposed | (price as of 2026-10-06) |
| Feb. 5, 2019 | MMM | A | 6,829 | · | · | 24,579 Direct | +38.47% | Acquired | (price as of 2026-10-06) |
| Feb. 5, 2019 | MMM | A | 33,172 | · | · | 33,172 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 5, 2019 | MMM | F | 176 | · | · | 24,403 Direct | -0.72% | Disposed | (price as of 2026-10-06) |
| Feb. 5, 2019 | MMM | A | 6,829 | · | · | 24,579 Direct | +38.47% | Acquired | (price as of 2026-10-06) |
| Feb. 6, 2018 | MMM | A | 34,103 | · | · | 34,103 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 6, 2018 | MMM | F | 144 | · | · | 17,353 Direct | -0.82% | Disposed | (price as of 2026-10-06) |
| Feb. 6, 2018 | MMM | A | 4,881 | · | · | 17,497 Direct | +38.69% | Acquired | (price as of 2026-10-06) |
| Feb. 6, 2018 | MMM | A | 34,103 | · | · | 34,103 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 6, 2018 | MMM | F | 115 | · | · | 17,382 Direct | -0.66% | Disposed | (price as of 2026-10-06) |
| Feb. 6, 2018 | MMM | A | 4,881 | · | · | 17,497 Direct | +38.69% | Acquired | (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | M | 11,660 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 200 | $248.09 | $49,618 | 12,616 Direct | -1.56% | Disposed | -21.1% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 700 | $248.08 | $173,656 | 12,816 Direct | -5.18% | Disposed | -21.1% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $248.01 | $24,801 | 13,516 Direct | -0.73% | Disposed | -21.1% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.99 | $24,799 | 13,616 Direct | -0.73% | Disposed | -21.1% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 250 | $247.94 | $61,985 | 13,716 Direct | -1.79% | Disposed | -21.1% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.93 | $24,793 | 13,966 Direct | -0.71% | Disposed | -21.1% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 1,376 | $247.92 | $341,138 | 14,066 Direct | -8.91% | Disposed | -21.1% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.89 | $24,789 | 15,442 Direct | -0.64% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 300 | $247.87 | $74,361 | 15,542 Direct | -1.89% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.86 | $24,786 | 15,842 Direct | -0.63% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.85 | $24,785 | 15,942 Direct | -0.62% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 400 | $247.84 | $99,136 | 16,042 Direct | -2.43% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.83 | $24,783 | 16,442 Direct | -0.60% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.80 | $24,780 | 16,542 Direct | -0.60% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 200 | $247.77 | $49,554 | 16,642 Direct | -1.19% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 225 | $247.76 | $55,746 | 16,842 Direct | -1.32% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.75 | $24,775 | 17,067 Direct | -0.58% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 213 | $247.74 | $52,769 | 17,167 Direct | -1.23% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 515 | $247.71 | $127,571 | 17,380 Direct | -2.88% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.70 | $24,770 | 17,895 Direct | -0.56% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 200 | $247.69 | $49,538 | 17,995 Direct | -1.10% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 200 | $247.68 | $49,536 | 18,195 Direct | -1.09% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 101 | $247.67 | $25,015 | 18,395 Direct | -0.55% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 350 | $247.64 | $86,674 | 18,496 Direct | -1.86% | Disposed | -21.0% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 312 | $247.54 | $77,232 | 18,846 Direct | -1.63% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.53 | $24,753 | 19,158 Direct | -0.52% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 100 | $247.52 | $24,752 | 19,258 Direct | -0.52% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 888 | $247.50 | $219,780 | 19,358 Direct | -4.39% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 600 | $247.43 | $148,458 | 20,246 Direct | -2.88% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 27 | $247.40 | $6,680 | 20,846 Direct | -0.13% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 589 | $247.36 | $145,695 | 20,873 Direct | -2.74% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 600 | $247.28 | $148,368 | 21,462 Direct | -2.72% | Disposed | -20.9% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 125 | $247.25 | $30,906 | 22,062 Direct | -0.56% | Disposed | -20.8% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 1,100 | $247.22 | $271,942 | 22,187 Direct | -4.72% | Disposed | -20.8% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | S | 989 | $246.84 | $244,125 | 23,287 Direct | -4.07% | Disposed | -20.7% (price as of 2026-10-06) |
| Feb. 2, 2018 | MMM | M | 11,660 | $54.11 | $630,923 | 24,276 Direct | +92.42% | Acquired | 261.7% (price as of 2026-10-06) |
| Oct. 31, 2017 | MMM | S | 200 | · | · | 195 Indirect | -50.63% | Disposed | (price as of 2026-10-06) |
| Oct. 31, 2017 | MMM | S | 1,800 | $230.90 | $415,620 | 12,562 Direct | -12.53% | Disposed | -15.2% (price as of 2026-10-06) |
| Oct. 31, 2017 | MMM | S | 200 | $230.86 | $46,172 | 14,362 Direct | -1.37% | Disposed | -15.2% (price as of 2026-10-06) |
| May 11, 2017 | MMM | S | 2,000 | $195.81 | $391,620 | 14,458 Direct | -12.15% | Disposed | 0.0% (price as of 2026-10-06) |
| May 11, 2017 | MMM | M | 12,616 | $77.18 | $973,703 | 27,074 Direct | +87.26% | Acquired | 153.6% (price as of 2026-10-06) |
| May 11, 2017 | MMM | S | 12,616 | $195.81 | $2,470,339 | 14,458 Direct | -46.60% | Disposed | 0.0% (price as of 2026-10-06) |
| May 11, 2017 | MMM | M | 12,616 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| May 11, 2017 | MMM | G | 250 | · | · | 16,458 Direct | -1.50% | Disposed | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | A | 48,264 | · | · | 48,264 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | F | 214 | · | · | 16,598 Direct | -1.27% | Disposed | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | A | 5,951 | · | · | 16,812 Direct | +54.79% | Acquired | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | A | 48,264 | · | · | 48,264 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | F | 174 | · | · | 10,860 Direct | -1.58% | Disposed | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | A | 5,951 | · | · | 10,860 Direct | +121.23% | Acquired | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | A | 48,264 | · | · | 48,264 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | F | 174 | · | · | 16,637 Direct | -1.04% | Disposed | (price as of 2026-10-06) |
| Feb. 7, 2017 | MMM | A | 5,951 | · | · | 16,812 Direct | +54.79% | Acquired | (price as of 2026-10-06) |
| Aug. 1, 2016 | MMM | M | 6,392 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Aug. 1, 2016 | MMM | S | 6,392 | $178.41 | $1,140,397 | 10,834 Direct | -37.11% | Disposed | 9.7% (price as of 2026-10-06) |
| Aug. 1, 2016 | MMM | M | 6,392 | $84.78 | $541,914 | 17,226 Direct | +59.00% | Acquired | 130.8% (price as of 2026-10-06) |
| Aug. 1, 2016 | MMM | S | 2,674 | $178.44 | $477,149 | 10,834 Direct | -19.80% | Disposed | 9.7% (price as of 2026-10-06) |
| Feb. 2, 2016 | MMM | F | 2,483 | · | · | 13,380 Direct | -15.65% | Disposed | (price as of 2026-10-06) |
| Feb. 2, 2016 | MMM | A | 43,178 | · | · | 43,178 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 2, 2016 | MMM | F | 2,482 | · | · | 13,382 Direct | -15.65% | Disposed | (price as of 2026-10-06) |
| Feb. 2, 2016 | MMM | A | 7,150 | · | · | 15,864 Direct | +82.05% | Acquired | (price as of 2026-10-06) |
| Nov. 20, 2015 | MMM | M | 5,392 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Nov. 20, 2015 | MMM | S 10b5-1 | 5,392 | $159.50 | $860,024 | 8,686 Direct | -38.30% | Disposed | 22.7% (price as of 2026-10-06) |
| Nov. 20, 2015 | MMM | M | 5,392 | $87.35 | $470,991 | 14,078 Direct | +62.08% | Acquired | 124.1% (price as of 2026-10-06) |
| Nov. 6, 2015 | MMM | G | 67 | · | · | 8,686 Direct | -0.77% | Disposed | (price as of 2026-10-06) |
| Sept. 1, 2015 | MMM | M | 4,630 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Sept. 1, 2015 | MMM | F | 1,556 | $138.50 | $215,506 | 8,753 Direct | -15.09% | Disposed | 41.3% (price as of 2026-10-06) |
| Sept. 1, 2015 | MMM | M | 4,630 | $138.50 | $641,255 | 10,309 Direct | +81.53% | Acquired | 41.3% (price as of 2026-10-06) |
| Feb. 3, 2015 | MMM | A | 4,050 | · | · | 6,922 Direct | +141.02% | Acquired | (price as of 2026-10-06) |
| Feb. 3, 2015 | MMM | A | 32,718 | · | · | 32,718 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 3, 2015 | MMM | F | 1,374 | $165.94 | $228,002 | 5,548 Direct | -19.85% | Disposed | 17.9% (price as of 2026-10-06) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 11, 2019 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $78.72 | Feb. 7, 2020 | 16,065 | Disposed |
| Feb. 5, 2019 | MMM | Incentive Stock Option (Right to Buy) | Common Stock | $201.12 | Feb. 4, 2029 | 33,172 | Acquired |
| Feb. 5, 2019 | MMM | Incentive Stock Option (Right to Buy) | Common Stock | $201.12 | Feb. 4, 2029 | 33,172 | Acquired |
| Feb. 6, 2018 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $233.63 | Feb. 4, 2028 | 34,103 | Acquired |
| Feb. 6, 2018 | MMM | Non-qualified Stock Option (Right to Buy) [F3] | Common Stock | $233.63 | Feb. 4, 2028 | 34,103 | Acquired |
| Feb. 2, 2018 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $54.11 | Feb. 8, 2019 | 11,660 | Disposed |
| May 11, 2017 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $77.18 | May 13, 2018 | 12,616 | Disposed |
| Feb. 7, 2017 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $175.76 | Feb. 8, 2027 | 48,264 | Acquired |
| Feb. 7, 2017 | MMM | Non-qualified Stock Option (Right to Buy) [F3] | Common Stock | $175.76 | Feb. 8, 2027 | 48,264 | Acquired |
| Feb. 7, 2017 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $175.76 | Feb. 8, 2027 | 48,264 | Acquired |
| Aug. 1, 2016 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $84.78 | May 8, 2017 | 6,392 | Disposed |
| Feb. 2, 2016 | MMM | Non-qualified Stock Option (Right to Buy) [F3] | Common Stock | $147.87 | Feb. 2, 2026 | 43,178 | Acquired |
| Nov. 20, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | Common Stock | $87.35 | May 9, 2016 | 5,392 | Disposed |
| Sept. 1, 2015 | MMM | Restricted Stock Units | Common Stock | · | · | 4,630 | Disposed |
| Feb. 3, 2015 | MMM | Non-qualified Stock Option (Right to Buy) [F3] | Common Stock | $165.94 | Feb. 3, 2025 | 32,718 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 24 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 7, 2015 | MMM | Common Stock | 2,849 | Direct |
| Jan. 7, 2015 | MMM | Common Stock [F1] | 395 | Indirect |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 5,392 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 6,392 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 12,616 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 11,660 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 16,065 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 10,922 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) [F2] | 8,996 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) [F3] | 35,105 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) [F4] | 23,095 | Direct |
| Jan. 7, 2015 | MMM | Restricted Stock Units | 4,630 | Direct |
| Jan. 7, 2015 | MMM | Common Stock | 2,849 | Direct |
| Jan. 7, 2015 | MMM | Common Stock [F1] | 395 | Indirect |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 5,392 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 6,392 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 12,616 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 11,660 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 16,065 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) | 10,922 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) [F2] | 8,996 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) [F3] | 35,105 | Direct |
| Jan. 7, 2015 | MMM | Non-qualified Stock Option (Right to Buy) [F4] | 23,095 | Direct |
| Jan. 7, 2015 | MMM | Restricted Stock Units | 4,630 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $753,155 | · | · | · | $590,984 | $1,351,211 | $56,623 | $5,588,663 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.