James L Bauman

CIK 1628097 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 7, 2015 · Latest: Jan. 7, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 11, 2019 MMM S 700 $200.33 $140,231 24,403 Direct -2.79% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 19 $200.31 $3,806 25,103 Direct -0.08% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 883 $200.30 $176,865 25,122 Direct -3.40% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 619 $200.28 $123,973 26,005 Direct -2.32% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 851 $200.27 $170,430 26,624 Direct -3.10% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 400 $200.26 $80,104 27,475 Direct -1.43% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 20 $200.25 $4,005 27,875 Direct -0.07% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 1,183 $200.24 $236,884 27,895 Direct -4.07% Disposed 7.7% (price as of 2026-08-20)
Feb. 11, 2019 MMM S 11,390 $200.22 $2,280,506 29,078 Direct -28.15% Disposed 7.7% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 200 $248.09 $49,618 12,616 Direct -1.56% Disposed -13.1% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 700 $248.08 $173,656 12,816 Direct -5.18% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $248.01 $24,801 13,516 Direct -0.73% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.99 $24,799 13,616 Direct -0.73% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 250 $247.94 $61,985 13,716 Direct -1.79% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.93 $24,793 13,966 Direct -0.71% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 1,376 $247.92 $341,138 14,066 Direct -8.91% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.89 $24,789 15,442 Direct -0.64% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 300 $247.87 $74,361 15,542 Direct -1.89% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.86 $24,786 15,842 Direct -0.63% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.85 $24,785 15,942 Direct -0.62% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 400 $247.84 $99,136 16,042 Direct -2.43% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.83 $24,783 16,442 Direct -0.60% Disposed -13.0% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.80 $24,780 16,542 Direct -0.60% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 200 $247.77 $49,554 16,642 Direct -1.19% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 225 $247.76 $55,746 16,842 Direct -1.32% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.75 $24,775 17,067 Direct -0.58% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 213 $247.74 $52,769 17,167 Direct -1.23% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 515 $247.71 $127,571 17,380 Direct -2.88% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.70 $24,770 17,895 Direct -0.56% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 200 $247.69 $49,538 17,995 Direct -1.10% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 200 $247.68 $49,536 18,195 Direct -1.09% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 101 $247.67 $25,015 18,395 Direct -0.55% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 350 $247.64 $86,674 18,496 Direct -1.86% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 312 $247.54 $77,232 18,846 Direct -1.63% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.53 $24,753 19,158 Direct -0.52% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 100 $247.52 $24,752 19,258 Direct -0.52% Disposed -12.9% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 888 $247.50 $219,780 19,358 Direct -4.39% Disposed -12.8% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 600 $247.43 $148,458 20,246 Direct -2.88% Disposed -12.8% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 27 $247.40 $6,680 20,846 Direct -0.13% Disposed -12.8% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 589 $247.36 $145,695 20,873 Direct -2.74% Disposed -12.8% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 600 $247.28 $148,368 21,462 Direct -2.72% Disposed -12.8% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 125 $247.25 $30,906 22,062 Direct -0.56% Disposed -12.8% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 1,100 $247.22 $271,942 22,187 Direct -4.72% Disposed -12.7% (price as of 2026-08-20)
Feb. 2, 2018 MMM S 989 $246.84 $244,125 23,287 Direct -4.07% Disposed -12.6% (price as of 2026-08-20)
Oct. 31, 2017 MMM S 200 — — 195 Indirect -50.63% Disposed (price as of 2026-08-20)
Oct. 31, 2017 MMM S 1,800 $230.90 $415,620 12,562 Direct -12.53% Disposed -6.6% (price as of 2026-08-20)
Oct. 31, 2017 MMM S 200 $230.86 $46,172 14,362 Direct -1.37% Disposed -6.6% (price as of 2026-08-20)
May 11, 2017 MMM S 2,000 $195.81 $391,620 14,458 Direct -12.15% Disposed 10.2% (price as of 2026-08-20)
May 11, 2017 MMM S 12,616 $195.81 $2,470,339 14,458 Direct -46.60% Disposed 10.2% (price as of 2026-08-20)
Aug. 1, 2016 MMM S 6,392 $178.41 $1,140,397 10,834 Direct -37.11% Disposed 20.9% (price as of 2026-08-20)
Aug. 1, 2016 MMM S 2,674 $178.44 $477,149 10,834 Direct -19.80% Disposed 20.9% (price as of 2026-08-20)
Nov. 20, 2015 MMM S 10b5-1 5,392 $159.50 $860,024 8,686 Direct -38.30% Disposed 35.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 11, 2019 MMM Non-qualified Stock Option (Right to Buy) Common Stock (16,065) $78.72 Feb. 7, 2020 16,065 Disposed
Feb. 5, 2019 MMM Incentive Stock Option (Right to Buy) Common Stock (33,172) $201.12 Feb. 4, 2029 33,172 Acquired
Feb. 5, 2019 MMM Incentive Stock Option (Right to Buy) Common Stock (33,172) $201.12 Feb. 4, 2029 33,172 Acquired
Feb. 6, 2018 MMM Non-qualified Stock Option (Right to Buy) Common Stock (34,103) $233.63 Feb. 4, 2028 34,103 Acquired
Feb. 6, 2018 MMM Non-qualified Stock Option (Right to Buy) [F3] Common Stock (34,103) $233.63 Feb. 4, 2028 34,103 Acquired
Feb. 2, 2018 MMM Non-qualified Stock Option (Right to Buy) Common Stock (11,660) $54.11 Feb. 8, 2019 11,660 Disposed
May 11, 2017 MMM Non-qualified Stock Option (Right to Buy) Common Stock (12,616) $77.18 May 13, 2018 12,616 Disposed
Feb. 7, 2017 MMM Non-qualified Stock Option (Right to Buy) Common Stock (48,264) $175.76 Feb. 8, 2027 48,264 Acquired
Feb. 7, 2017 MMM Non-qualified Stock Option (Right to Buy) [F3] Common Stock (48,264) $175.76 Feb. 8, 2027 48,264 Acquired
Feb. 7, 2017 MMM Non-qualified Stock Option (Right to Buy) Common Stock (48,264) $175.76 Feb. 8, 2027 48,264 Acquired
Aug. 1, 2016 MMM Non-qualified Stock Option (Right to Buy) Common Stock (6,392) $84.78 May 8, 2017 6,392 Disposed
Feb. 2, 2016 MMM Non-qualified Stock Option (Right to Buy) [F3] Common Stock (43,178) $147.87 Feb. 2, 2026 43,178 Acquired
Nov. 20, 2015 MMM Non-qualified Stock Option (Right to Buy) Common Stock (5,392) $87.35 May 9, 2016 5,392 Disposed
Sept. 1, 2015 MMM Restricted Stock Units Common Stock (4,630) — — 4,630 Disposed
Feb. 3, 2015 MMM Non-qualified Stock Option (Right to Buy) [F3] Common Stock (32,718) $165.94 Feb. 3, 2025 32,718 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 24 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 7, 2015 MMM Common Stock 2,849 Direct
Jan. 7, 2015 MMM Common Stock [F1] 395 Indirect
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (5,392) 5,392 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (6,392) 6,392 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (12,616) 12,616 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (11,660) 11,660 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (16,065) 16,065 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (10,922) 10,922 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy) [F2]→ Common Stock (8,996) 8,996 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy) [F3]→ Common Stock (35,105) 35,105 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy) [F4]→ Common Stock (23,095) 23,095 Direct
Jan. 7, 2015 MMM Restricted Stock Units→ Common Stock (4,630) 4,630 Direct
Jan. 7, 2015 MMM Common Stock 2,849 Direct
Jan. 7, 2015 MMM Common Stock [F1] 395 Indirect
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (5,392) 5,392 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (6,392) 6,392 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (12,616) 12,616 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (11,660) 11,660 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (16,065) 16,065 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy)→ Common Stock (10,922) 10,922 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy) [F2]→ Common Stock (8,996) 8,996 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy) [F3]→ Common Stock (35,105) 35,105 Direct
Jan. 7, 2015 MMM Non-qualified Stock Option (Right to Buy) [F4]→ Common Stock (23,095) 23,095 Direct
Jan. 7, 2015 MMM Restricted Stock Units→ Common Stock (4,630) 4,630 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

MMM

President,Industrial Business Group
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $753,155 — — — $590,984 $1,351,211 $56,623 $5,588,663

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.