James L Berglund

Insider

First SEC filing: Nov. 10, 2015 · Latest: Nov. 10, 2015

On this page

Insider at

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 4, 2021	EQBK	A	99	$30.23	$2,993	13,743 Direct	+0.73%	Acquired	66.0% (price as of 2026-08-21)
May 11, 2021	EQBK	A	1,039	$28.87	$29,996	13,644 Direct	+8.24%	Acquired	73.8% (price as of 2026-08-21)
Sept. 16, 2020	EQBK	P	500	$16.99	$8,495	12,605 Direct	+4.13%	Acquired	195.4% (price as of 2026-08-21)
Sept. 15, 2020	EQBK	P	1,000	$16.41	$16,410	12,105 Direct	+9.00%	Acquired	205.8% (price as of 2026-08-21)
Sept. 14, 2020	EQBK	P	3,500	$16.85	$58,975	11,105 Direct	+46.02%	Acquired	197.8% (price as of 2026-08-21)
May 12, 2020	EQBK	P	2,000	$14.90	$29,800	7,605 Direct	+35.68%	Acquired	236.8% (price as of 2026-08-21)
May 12, 2020	EQBK	A	1,967	$15.25	$29,997	5,605 Direct	+54.07%	Acquired	229.0% (price as of 2026-08-21)
May 2, 2019	EQBK	A	1,138	$26.37	$30,009	3,638 Direct	+45.52%	Acquired	90.3% (price as of 2026-08-21)
April 29, 2019	EQBK	P	1,000	$25.56	$25,560	2,500 Direct	+66.67%	Acquired	96.3% (price as of 2026-08-21)
Feb. 1, 2019	EQBK	A	1,500	$31.76	$47,640	1,500 Direct	—	Acquired	58.0% (price as of 2026-08-21)
Dec. 30, 2016	EQBK	A	3,432	$6.25	$21,450	3,432 Direct	—	Acquired	702.9% (price as of 2026-08-21)
June 16, 2016	EQBK	M	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 16, 2016	EQBK	G	2,000	—	—	10,000 Indirect	+25.00%	Acquired	(price as of 2026-08-21)
June 16, 2016	EQBK	G	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 16, 2016	EQBK	M	2,000	$17.00	$34,000	2,000 Direct	—	Acquired	195.2% (price as of 2026-08-21)
Dec. 31, 2015	EQBK	A	3,023	$5.16	$15,599	3,023 Direct	—	Acquired	872.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 30, 2016	EQBK	Stock Option (right to buy)	Class A Common Stock (3,432)	$33.64	Dec. 30, 2026	3,432	Acquired
June 16, 2016	EQBK	Stock Option (right to buy)	Class A Common Stock (2,000)	$17.00	Dec. 31, 2017	2,000	Disposed
Dec. 31, 2015	EQBK	Stock Option (right to buy)	Class A Common Stock (3,023)	$23.39	Dec. 31, 2025	3,023	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 10, 2015	EQBK	Class A Common Stock	8,000	Indirect
Nov. 10, 2015	EQBK	Class A Common Stock	8,000	Indirect
Nov. 10, 2015	EQBK	Stock Option (right to buy)→ Class A Common Stock (2,000)	2,000	Direct
Nov. 10, 2015	EQBK	Stock Option (right to buy)→ Class A Common Stock (3,656)	3,656	Direct
Nov. 10, 2015	EQBK	Stock Option (right to buy)→ Class A Common Stock (4,713)	4,713	Direct