James L Dunn JR
CIK 1197561 · View on SEC EDGAR ↗
First SEC filing: Sept. 25, 2013 · Latest: Sept. 25, 2013
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 23, 2014 | AAOI | S | 1,100 | $17.09 | $18,799 | 0 Direct | -100.00% | Disposed | 666.7% (price as of 2026-08-21) |
| Sept. 23, 2014 | AAOI | S | 1,875 | $17.01 | $31,894 | 0 Direct | -100.00% | Disposed | 670.3% (price as of 2026-08-21) |
| Sept. 23, 2014 | AAOI | S | 2,500 | $17.00 | $42,500 | 0 Direct | -100.00% | Disposed | 670.8% (price as of 2026-08-21) |
| March 25, 2014 | AAOI | S | 1,754 | $24.25 | $42,534 | 0 Direct | -100.00% | Disposed | 440.3% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 23, 2014 | AAOI | Incentive Stock Option (Right to Buy) | Common Stock, $0.001 par value (1,100) | $13.84 | Nov. 15, 2014 | 1,100 | Disposed |
| Sept. 23, 2014 | AAOI | Incentive Stock Option (Right to Buy) | Common Stock, $0.001 par value (1,875) | $9.96 | Nov. 15, 2014 | 1,875 | Disposed |
| Sept. 23, 2014 | AAOI | Incentive Stock Option (Right to Buy) | Common Stock, $0.001 par value (1,250) | $7.50 | Nov. 15, 2014 | 1,250 | Disposed |
| Sept. 23, 2014 | AAOI | Incentive Stock Option (Right to Buy) | Common Stock, $0.001 par value (1,250) | $7.50 | Nov. 15, 2014 | 1,250 | Disposed |
| March 6, 2014 | AAOI | Incentive Stock Option (Right to Buy) | Common Stock, $0.001 par value (2,500) | $7.50 | Jan. 18, 2023 | 2,500 | Disposed |
| Jan. 28, 2014 | AAOI | Incentive Stock Option (Right to Buy) | Common Stock, $0.001 par value (4,400) | $13.84 | Jan. 28, 2024 | 4,400 | Acquired |
| Sept. 26, 2013 | AAOI | Incentive Stock Option (Right to Buy) | Common Stock, $0.001 par value (5,000) | $9.96 | Sept. 26, 2023 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 25, 2013 | AAOI | Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (10,000) | 10,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2014 | $127,382 | $12,500 | — | $43,950 | — | — | $174,085 | $357,917 |
| 2013 | $196,667 | — | — | $72,826 | — | — | $1,360 | $270,853 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.