James L Herman

CIK 1572342 · View on SEC EDGAR ↗

Insider

First SEC filing: March 20, 2013 · Latest: March 20, 2013

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 25, 2024 CPIX A 4,000 $1.71 $6,840 16,000 Direct +33.33% Acquired 358.5% (price as of 2026-08-20)
March 23, 2024 CPIX F 1,186 $1.81 $2,147 38,255 Direct -3.01% Disposed 333.1% (price as of 2026-08-20)
March 24, 2023 CPIX A 4,000 12,000 Direct +50.00% Acquired (price as of 2026-08-20)
March 18, 2023 CPIX F 1,280 $1.92 $2,458 39,441 Direct -3.14% Disposed 308.3% (price as of 2026-08-20)
March 20, 2022 CPIX F 1,280 $2.74 $3,507 40,721 Direct -3.05% Disposed 186.1% (price as of 2026-08-20)
March 16, 2022 CPIX A 6,000 6,000 Direct Acquired (price as of 2026-08-20)
March 17, 2021 CPIX F 2,560 $3.22 $8,243 45,001 Direct -5.38% Disposed 143.5% (price as of 2026-08-20)
March 17, 2021 CPIX A 3,000 3,000 Direct Acquired (price as of 2026-08-20)
March 23, 2020 CPIX A 4,000 $3.56 $14,240 44,561 Direct +9.86% Acquired 120.2% (price as of 2026-08-20)
March 18, 2020 CPIX F 1,173 $3.53 $4,141 40,561 Direct -2.81% Disposed 122.1% (price as of 2026-08-20)
Nov. 26, 2019 CPIX F 2,149 $4.93 $10,595 41,734 Direct -4.90% Disposed 59.0% (price as of 2026-08-20)
March 22, 2019 CPIX F 2,066 $5.62 $11,611 43,883 Direct -4.50% Disposed 39.5% (price as of 2026-08-20)
March 22, 2019 CPIX A 3,000 $5.98 $17,940 45,949 Direct +6.99% Acquired 31.1% (price as of 2026-08-20)
March 23, 2018 CPIX F 2,999 $6.70 $20,093 42,949 Direct -6.53% Disposed 17.0% (price as of 2026-08-20)
March 23, 2018 CPIX A 3,000 $6.70 $20,100 45,948 Direct +6.99% Acquired 17.0% (price as of 2026-08-20)
April 7, 2017 CPIX F 1,796 $6.45 $11,584 42,948 Direct -4.01% Disposed 21.6% (price as of 2026-08-20)
April 7, 2017 CPIX A 6,000 $6.45 $38,700 44,744 Direct +15.49% Acquired 21.6% (price as of 2026-08-20)
May 26, 2016 CPIX F 3,840 $4.51 $17,318 38,744 Direct -9.02% Disposed 73.8% (price as of 2026-08-20)
April 6, 2016 CPIX F 1,633 $4.34 $7,087 42,584 Direct -3.69% Disposed 80.6% (price as of 2026-08-20)
April 6, 2016 CPIX A 2,750 $4.34 $11,935 44,217 Direct +6.63% Acquired 80.6% (price as of 2026-08-20)
Dec. 2, 2015 CPIX A 5,775 $5.58 $32,224 41,467 Direct +16.18% Acquired 40.5% (price as of 2026-08-20)
March 27, 2015 CPIX F 817 $6.88 $5,621 35,692 Direct -2.24% Disposed 14.0% (price as of 2026-08-20)
March 27, 2015 CPIX A 4,000 $6.86 $27,440 36,509 Direct +12.30% Acquired 14.3% (price as of 2026-08-20)
March 21, 2014 CPIX A 7,750 $4.58 $35,495 32,509 Direct +31.30% Acquired 71.2% (price as of 2026-08-20)
March 26, 2013 CPIX A 5,500 $4.78 $26,290 24,759 Direct +28.56% Acquired 64.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 25, 2024 CPIX Options (right to buy) Common Stock (4,000) $1.71 March 25, 2034 4,000 Acquired
March 24, 2023 CPIX Options (right to buy) Common Stock (4,000) $1.97 March 24, 2033 4,000 Acquired
March 16, 2022 CPIX Options (right to buy) Common Stock (6,000) $2.59 March 16, 2032 6,000 Acquired
March 17, 2021 CPIX Options (right to buy) Common Stock (3,000) $3.22 March 17, 2031 3,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 20, 2013 CPIX Common Stock 19,259 Direct
March 20, 2013 CPIX Employee Stock Option (right to buy)→ Common Stock (74,000) 74,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $200,000 $10,000 $12,925 $1,810 $224,735
2024 $310,000 $30,000 $6,840 $2,269 $349,109
2023 $310,000 $60,000 $7,880 $20,000 $2,269 $400,149

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.