James L Mertes

CIK 1200914 · View on SEC EDGAR ↗

Insider

First SEC filing: March 29, 2012 · Latest: March 29, 2012

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

THRM selling Sept. 6, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 10, 2012	THRM	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 10, 2012	THRM	M	15,000	$1.48	$22,200	36,530 Direct	+69.67%	Acquired	2646.6% (price as of 2026-08-20)
Sept. 6, 2012	THRM	M	15,000	—	—	15,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Sept. 6, 2012	THRM	S	15,000	$12.20	$183,000	21,530 Direct	-41.06%	Disposed	233.2% (price as of 2026-08-20)
Sept. 6, 2012	THRM	M	15,000	$1.48	$22,200	36,530 Direct	+69.67%	Acquired	2646.6% (price as of 2026-08-20)
Feb. 23, 2012	THRM	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
May 26, 2009	THRM	M	36,700	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 26, 2009	THRM	S	36,700	$4.58	$168,086	15,530 Direct	-70.27%	Disposed	787.6% (price as of 2026-08-20)
May 26, 2009	THRM	M	36,700	$3.06	$112,302	52,230 Direct	+236.32%	Acquired	1228.4% (price as of 2026-08-20)
May 22, 2009	THRM	M	7,900	$3.06	$24,174	23,430 Direct	+50.87%	Acquired	1228.4% (price as of 2026-08-20)
May 22, 2009	THRM	S	7,900	$4.49	$35,471	15,530 Direct	-33.72%	Disposed	805.3% (price as of 2026-08-20)
May 22, 2009	THRM	M	7,900	—	—	36,700 Direct	-17.71%	Disposed	(price as of 2026-08-20)
May 21, 2009	THRM	M	30,400	$3.06	$93,024	45,930 Direct	+195.75%	Acquired	1228.4% (price as of 2026-08-20)
May 21, 2009	THRM	S	30,400	$4.59	$139,536	15,530 Direct	-66.19%	Disposed	785.6% (price as of 2026-08-20)
May 21, 2009	THRM	M	30,400	—	—	44,600 Direct	-40.53%	Disposed	(price as of 2026-08-20)
March 11, 2009	THRM	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 19, 2008	THRM	S	5,093	$3.20	$16,298	15,530 Direct	-24.70%	Disposed	1170.3% (price as of 2026-08-20)
Dec. 19, 2008	THRM	S	907	$3.21	$2,911	20,623 Direct	-4.21%	Disposed	1166.4% (price as of 2026-08-20)
July 23, 2008	THRM	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-20)
March 6, 2008	THRM	A	3,672	—	—	21,530 Direct	-14.57%	Disposed	(price as of 2026-08-20)
Jan. 4, 2008	THRM	M	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 4, 2008	THRM	M	2,000	$11.40	$22,800	17,858 Direct	+12.61%	Acquired	256.6% (price as of 2026-08-20)
March 14, 2007	THRM	A	2,494	—	—	15,858 Direct	+18.66%	Acquired	(price as of 2026-08-20)
Dec. 29, 2006	THRM	A	18,000	$9.66	$173,880	18,000 Direct	—	Acquired	320.8% (price as of 2026-08-20)
May 19, 2004	THRM	A	30,000	$4.90	$147,000	143,000 Direct	+26.55%	Acquired	729.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 10, 2012	THRM	Option to Purchase Common Stock	Common Stock (15,000)	$1.48	Sept. 10, 2012	15,000	Disposed
Sept. 6, 2012	THRM	Option to Purchase Common Stock	Common Stock (15,000)	$1.48	Sept. 10, 2012	15,000	Disposed
Feb. 23, 2012	THRM	Option to Purchase Common Stock	Common Stock (40,000)	$12.60	Sept. 2, 2018	40,000	Acquired
May 26, 2009	THRM	Option to Purchase Common Stock	Common Stock (36,700)	$3.06	June 23, 2009	36,700	Disposed
May 22, 2009	THRM	Option to Purchase Common Stock	Common Stock (7,900)	$3.06	June 23, 2009	7,900	Disposed
May 21, 2009	THRM	Option to Purchase Common Stock	Commong Stock (30,400)	$3.06	June 23, 2009	30,400	Disposed
March 11, 2009	THRM	Option to Purchase Common Stock	Common Stock (50,000)	$2.62	March 11, 2019	50,000	Acquired
July 23, 2008	THRM	Option to Purchase Common Stock	Common Stock (35,000)	$8.02	July 23, 2018	35,000	Acquired
Jan. 4, 2008	THRM	Option to Purchase Common Stock	Common Stock (2,000)	$11.40	Jan. 27, 2008	2,000	Disposed
Dec. 29, 2006	THRM	Option to purchase Common Stock	Common Stock (18,000)	$9.66	Dec. 29, 2016	18,000	Acquired
May 19, 2004	THRM	Option to Purchase Common Stock	Common Stock (30,000)	$4.90	May 18, 2004	30,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

THRM

Vice President of Quality and Operations

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2010	$200,122	—	—	—	$100,000	—	$19,336	$319,458
2009	$194,293	—	—	—	$85,000	—	$27,662	$359,105
2008	$191,463	—	—	—	—	—	$17,781	$318,812

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.