James Lewis
CIK 1201423 · View on SEC EDGAR ↗
First SEC filing: Feb. 10, 2006 · Latest: Feb. 10, 2006
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 3, 2007 | CNA | S | 110,000 | $47.00 | $5,170,000 | 7,744 Direct | -93.42% | Disposed | 5.3% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 6, 2008 | CNA | Stock Appreciation Rights [F1] | Common Shares (30,000) | $32.54 | Feb. 6, 2018 | 30,000 | Acquired |
| May 3, 2007 | CNA | Stock Option | Common Stock (22,500) | $26.27 | April 28, 2014 | 22,500 | Disposed |
| May 3, 2007 | CNA | Stock Option | Common Stock (22,500) | $24.69 | May 7, 2013 | 22,500 | Disposed |
| May 3, 2007 | CNA | Stock Option | Common Stock (5,000) | $24.14 | Nov. 27, 2012 | 5,000 | Disposed |
| May 3, 2007 | CNA | Stock Option | Common Stock (25,000) | $29.15 | May 8, 2012 | 25,000 | Disposed |
| May 3, 2007 | CNA | Stock Option | Common Stock (35,000) | $23.98 | Sept. 21, 2011 | 35,000 | Disposed |
| Feb. 7, 2007 | CNA | Stock Appreciation Rights [F1] | Common Shares (30,000) | $41.86 | Feb. 7, 2017 | 30,000 | Acquired |
| Feb. 8, 2006 | CNA | Stock Appreciation Right [F1] | Common Shares (30,000) | $30.98 | Feb. 8, 2016 | 30,000 | Acquired |
| Feb. 9, 2005 | CNA | Employee Stock Options | Common (30,000) | $27.27 | Feb. 9, 2015 | 30,000 | Acquired |
| April 28, 2004 | CNA | Employee Stock Option [F1] | Common (30,000) | $26.27 | April 28, 2014 | 30,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2008 | $800,000 | — | — | — | $1,080,000 | — | $3,451,955 | $6,213,624 |
| 2007 | $800,000 | $0 | — | — | $1,820,000 | $0 | $234,278 | $3,159,293 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.