James Lopez

Insider

First SEC filing: Oct. 6, 2014 · Latest: Oct. 6, 2014

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 2, 2018	SCKT	A	14,500	—	—	100,500 Direct	+16.86%	Acquired	(price as of 2026-08-20)
April 3, 2017	SCKT	A	12,000	—	—	86,000 Direct	+16.22%	Acquired	(price as of 2026-08-20)
Feb. 22, 2016	SCKT	A	17,500	—	—	74,000 Direct	+30.97%	Acquired	(price as of 2026-08-20)
Feb. 23, 2015	SCKT	A	16,500	—	—	56,500 Direct	+41.25%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 2, 2018	SCKT	Common stock option	Common (14,500)	$2.93	May 1, 2028	14,500	Acquired
April 3, 2017	SCKT	Common stock option	Common (12,000)	$4.22	April 3, 2027	12,000	Acquired
Feb. 22, 2016	SCKT	Common stock option	Common (17,500)	$2.75	Feb. 22, 2026	17,500	Acquired
Feb. 23, 2015	SCKT	Common stock option	Common (16,500)	$2.27	Feb. 23, 2025	16,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 6, 2014	SCKT	Socket Mobile Common Stock Option→ Common Stock (40,000)	40,000	Direct