James M Frates
CIK 1235598 · View on SEC EDGAR ↗
First SEC filing: April 26, 2023 · Latest: April 26, 2023
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 2, 2026 | AMLX | S | 7,909 | $14.52 | $114,839 | 165,638 Direct | -4.56% | Disposed | 165.3% (price as of 2026-08-20) |
| Feb. 2, 2026 | AMLX | S | 3,557 | $14.65 | $52,110 | 173,547 Direct | -2.01% | Disposed | 162.9% (price as of 2026-08-20) |
| Jan. 6, 2026 | AMLX | S | 3,326 | $11.11 | $36,952 | 177,104 Direct | -1.84% | Disposed | 246.7% (price as of 2026-08-20) |
| Sept. 30, 2025 | AMLX | S | 10,558 | $14.65 | $154,675 | 280,430 Direct | -3.63% | Disposed | 162.9% (price as of 2026-08-20) |
| March 31, 2025 | AMLX | S | 10,896 | $3.47 | $37,809 | 290,988 Direct | -3.61% | Disposed | 1009.9% (price as of 2026-08-20) |
| Sept. 12, 2024 | AMLX | P | 40,000 | $2.53 | $101,200 | 233,464 Direct | +20.68% | Acquired | 1422.3% (price as of 2026-08-20) |
| March 5, 2024 | AMLX | S | 1,792 | $18.73 | $33,564 | 134,784 Direct | -1.31% | Disposed | 105.6% (price as of 2026-08-20) |
| Jan. 9, 2024 | AMLX | S | 2,716 | $16.33 | $44,352 | 112,035 Direct | -2.37% | Disposed | 135.9% (price as of 2026-08-20) |
| May 16, 2023 | AMLX | S 10b5-1 | 500 | $27.60 | $13,800 | 55,676 Direct | -0.89% | Disposed | 39.5% (price as of 2026-08-20) |
| May 16, 2023 | AMLX | S 10b5-1 | 32,000 | $26.93 | $861,760 | 56,176 Direct | -36.29% | Disposed | 43.0% (price as of 2026-08-20) |
| March 16, 2023 | AMLX | S 10b5-1 | 1,704 | $32.46 | $55,312 | 34,009 Direct | -4.77% | Disposed | 18.7% (price as of 2026-08-20) |
| March 16, 2023 | AMLX | S 10b5-1 | 30,796 | $31.86 | $981,161 | 35,713 Direct | -46.30% | Disposed | 20.9% (price as of 2026-08-20) |
| March 16, 2023 | AMLX | S 10b5-1 | 1,704 | $32.46 | $55,312 | 1,509 Direct | -53.03% | Disposed | 18.7% (price as of 2026-08-20) |
| March 16, 2023 | AMLX | S 10b5-1 | 30,796 | $31.86 | $981,161 | 3,213 Direct | -90.55% | Disposed | 20.9% (price as of 2026-08-20) |
| Jan. 6, 2023 | AMLX | S 10b5-1 | 1,836 | $36.08 | $66,243 | 34,831 Direct | +5.56% | Acquired | 6.7% (price as of 2026-08-20) |
| Jan. 6, 2023 | AMLX | S 10b5-1 | 822 | $36.79 | $30,241 | 34,009 Direct | +2.48% | Acquired | 4.7% (price as of 2026-08-20) |
| June 12, 2018 | ALKS | S 10b5-1 | 16,842 | $50.00 | $842,100 | 37,234 Direct | -31.15% | Disposed | -1.3% (price as of 2026-08-20) |
| Nov. 29, 2017 | ALKS | S 10b5-1 | 400 | $51.25 | $20,500 | 144,039 Direct | -0.28% | Disposed | -3.7% (price as of 2026-08-20) |
| Nov. 29, 2017 | ALKS | S 10b5-1 | 20,532 | $50.49 | $1,036,661 | 144,439 Direct | -12.45% | Disposed | -2.3% (price as of 2026-08-20) |
| Nov. 8, 2017 | ALKS | S 10b5-1 | 20,932 | $47.58 | $995,945 | 144,039 Direct | -12.69% | Disposed | 3.7% (price as of 2026-08-20) |
Showing latest 100 of 526 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 5, 2026 | AMLX | Stock Option (right to buy) | Common Stock (143,985) | $14.10 | March 5, 2036 | 143,985 | Acquired |
| March 6, 2025 | AMLX | Stock Option (right to buy) | Common Stock (102,630) | $3.61 | March 5, 2035 | 102,630 | Acquired |
| April 16, 2024 | AMLX | Stock Option (right to buy) | Common Stock (120,000) | $2.01 | April 15, 2034 | 120,000 | Acquired |
| Feb. 26, 2024 | AMLX | Stock Option (right to buy) | Common Stock (60,000) | $17.56 | Feb. 25, 2034 | 60,000 | Acquired |
| Aug. 23, 2023 | AMLX | Stock Option (right to buy) | Common Stock (18,165) | $6.88 | Jan. 25, 2031 | 18,165 | Disposed |
| Aug. 23, 2023 | AMLX | Stock Option (right to buy) | Common Stock (18,165) | $6.88 | Jan. 25, 2031 | 18,165 | Disposed |
| May 16, 2023 | AMLX | Stock Option (right to buy) | Common Stock (32,500) | $6.88 | Jan. 25, 2031 | 32,500 | Disposed |
| March 16, 2023 | AMLX | Stock Option (right to buy) | Common Stock (32,500) | $6.88 | Jan. 25, 2031 | 32,500 | Disposed |
| March 16, 2023 | AMLX | Stock Option (right to buy) | Common Stock (97,500) | $32.08 | March 16, 2033 | 97,500 | Acquired |
| March 16, 2023 | AMLX | Stock Option (right to buy) | Common Stock (97,500) | $32.08 | March 16, 2033 | 97,500 | Acquired |
| Dec. 30, 2022 | AMLX | Stock Option (Right to Buy) | Common Stock (5,000) | $6.88 | Jan. 25, 2031 | 5,000 | Disposed |
| Feb. 11, 2022 | AMLX | Stock Option (right to buy) | Common Stock (25,000) | $19.62 | Feb. 11, 2032 | 25,000 | Acquired |
| Jan. 6, 2022 | AMLX | Series C-1 Preferred Stock | Common Stock | — | — | 19,482 | Disposed |
| Jan. 6, 2022 | AMLX | Stock Option (right to buy) | Common Stock (142,500) | $19.00 | Jan. 6, 2032 | 142,500 | Acquired |
| May 14, 2020 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (21,983) | $11.74 | May 17, 2020 | 21,983 | Disposed |
| March 1, 2020 | ALKS | Restricted Stock Unit Award | Ordinary Shares (4,500) | $0.00 | — | 4,500 | Disposed |
| Feb. 21, 2020 | ALKS | Restricted Stock Unit Award | Ordinary Shares (5,825) | $0.00 | — | 5,825 | Disposed |
| Feb. 20, 2020 | ALKS | Restricted Stock Unit Award | Ordinary Shares (24,474) | $0.00 | — | 24,474 | Acquired |
| Feb. 20, 2020 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (102,337) | $20.43 | Feb. 20, 2030 | 102,337 | Acquired |
| Feb. 17, 2020 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,000) | $0.00 | — | 3,000 | Disposed |
| Feb. 16, 2020 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,375) | $0.00 | — | 3,375 | Disposed |
| Sept. 13, 2019 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (20,000) | $11.74 | May 17, 2020 | 20,000 | Disposed |
| March 1, 2019 | ALKS | Restricted Stock Unit Award | Ordinary Shares (4,500) | $0.00 | — | 4,500 | Disposed |
| Feb. 26, 2019 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,625) | $0.00 | — | 2,625 | Disposed |
| Feb. 21, 2019 | ALKS | Restricted Stock Unit Award | Ordinary Shares (23,300) | $0.00 | — | 23,300 | Acquired |
| Feb. 21, 2019 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (90,600) | $32.57 | Feb. 21, 2029 | 90,600 | Acquired |
| Feb. 17, 2019 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,000) | $0.00 | — | 3,000 | Disposed |
| Feb. 16, 2019 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,375) | $0.00 | — | 3,375 | Disposed |
| March 3, 2018 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,813) | $0.00 | — | 2,813 | Disposed |
| March 1, 2018 | ALKS | Restricted Stock Unit Award | Ordinary Shares (4,500) | $0.00 | — | 4,500 | Disposed |
| Feb. 26, 2018 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,625) | $0.00 | — | 2,625 | Disposed |
| Feb. 17, 2018 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,000) | $0.00 | — | 3,000 | Disposed |
| Feb. 16, 2018 | ALKS | Restricted Stock Unit Award | Ordinary Shares (13,500) | $0.00 | — | 13,500 | Acquired |
| Feb. 16, 2018 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (54,500) | $67.26 | Feb. 16, 2028 | 54,500 | Acquired |
| Nov. 29, 2017 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (20,932) | $12.29 | May 27, 2018 | 20,932 | Disposed |
| Nov. 8, 2017 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (20,932) | $12.29 | May 27, 2018 | 20,932 | Disposed |
| May 28, 2017 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,500) | $0.00 | — | 2,500 | Disposed |
| March 7, 2017 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (25,000) | $16.55 | May 21, 2022 | 25,000 | Disposed |
| March 3, 2017 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,812) | $0.00 | — | 2,812 | Disposed |
| March 1, 2017 | ALKS | Restricted Stock Unit Award | Ordinary Shares (4,500) | $0.00 | — | 4,500 | Disposed |
| Feb. 26, 2017 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,625) | $0.00 | — | 2,625 | Disposed |
| Feb. 17, 2017 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (50,000) | $54.57 | Feb. 17, 2027 | 50,000 | Acquired |
| Feb. 17, 2017 | ALKS | Restricted Stock Unit Award | Ordinary Shares (12,000) | $0.00 | — | 12,000 | Acquired |
| Dec. 14, 2016 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $11.74 | May 17, 2020 | 10,000 | Disposed |
| Dec. 14, 2016 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (15,000) | $14.13 | Nov. 5, 2017 | 15,000 | Disposed |
| Dec. 7, 2016 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $11.74 | May 17, 2020 | 10,000 | Disposed |
| Dec. 7, 2016 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (13,731) | $15.95 | June 1, 2017 | 13,731 | Disposed |
| Nov. 18, 2016 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (6,042) | $16.55 | May 21, 2022 | 6,042 | Disposed |
| Oct. 5, 2016 | ALKS | Performance Restricted Stock Units | Ordinary Shares (5,000) | — | — | 5,000 | Disposed |
| May 28, 2016 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,500) | $0.00 | — | 2,500 | Disposed |
| May 21, 2016 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,750) | $0.00 | — | 3,750 | Disposed |
| March 3, 2016 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,813) | $0.00 | — | 2,813 | Disposed |
| March 3, 2016 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (23,315) | $20.79 | May 2, 2016 | 23,315 | Disposed |
| Feb. 29, 2016 | ALKS | Restricted Stock Unit Award | Ordinary Shares (18,000) | $0.00 | — | 18,000 | Acquired |
| Feb. 29, 2016 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (76,000) | $32.27 | Feb. 28, 2026 | 76,000 | Acquired |
| Feb. 26, 2016 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,625) | $0.00 | — | 2,625 | Disposed |
| Nov. 24, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (5,523) | $18.10 | May 20, 2021 | 5,523 | Disposed |
| Nov. 10, 2015 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (10,000) | $15.95 | June 1, 2017 | 10,000 | Disposed |
| Oct. 13, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $11.74 | May 17, 2020 | 10,000 | Disposed |
| Oct. 13, 2015 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (10,000) | $14.38 | Dec. 12, 2016 | 10,000 | Disposed |
| Oct. 5, 2015 | ALKS | Performance Restricted Stock Units | Ordinary Shares (5,000) | — | — | 5,000 | Acquired |
| Sept. 15, 2015 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (10,000) | $14.38 | Dec. 12, 2016 | 10,000 | Disposed |
| Sept. 15, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $11.74 | May 17, 2020 | 10,000 | Disposed |
| Aug. 11, 2015 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (10,000) | $14.38 | Dec. 12, 2016 | 10,000 | Disposed |
| July 14, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $11.74 | May 17, 2020 | 10,000 | Disposed |
| July 14, 2015 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (10,000) | $14.38 | Dec. 12, 2016 | 10,000 | Disposed |
| June 16, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $11.74 | May 17, 2020 | 10,000 | Disposed |
| May 28, 2015 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,500) | $0.00 | — | 2,500 | Disposed |
| May 21, 2015 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,750) | $0.00 | — | 3,750 | Disposed |
| May 20, 2015 | ALKS | Restricted Stock Unit Award | Ordinary Shares (3,750) | $0.00 | — | 3,750 | Disposed |
| May 12, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $11.74 | May 17, 2020 | 10,000 | Disposed |
| April 15, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $9.21 | Nov. 18, 2019 | 10,000 | Disposed |
| March 10, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $9.21 | Nov. 18, 2019 | 10,000 | Disposed |
| March 3, 2015 | ALKS | Restricted Stock Unit Award | Ordinary Shares (2,812) | $0.00 | — | 2,812 | Disposed |
| Feb. 26, 2015 | ALKS | Restricted Stock Unit Award | Ordinary Shares (10,500) | $0.00 | — | 10,500 | Acquired |
| Feb. 26, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (44,000) | $71.23 | Feb. 26, 2025 | 44,000 | Acquired |
| Feb. 3, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $9.21 | Nov. 18, 2019 | 10,000 | Disposed |
| Jan. 15, 2015 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $9.21 | Nov. 18, 2019 | 10,000 | Disposed |
| Dec. 10, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (10,000) | $9.21 | Nov. 18, 2019 | 10,000 | Disposed |
| Dec. 10, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,870) | $14.90 | Dec. 17, 2014 | 8,870 | Disposed |
| Dec. 3, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,000) | $14.90 | Dec. 17, 2014 | 8,000 | Disposed |
| Nov. 19, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,000) | $14.90 | Dec. 17, 2014 | 8,000 | Disposed |
| Nov. 7, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,000) | $14.90 | Dec. 17, 2014 | 8,000 | Disposed |
| Nov. 7, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (5,303) | $8.55 | May 26, 2019 | 5,303 | Disposed |
| Oct. 31, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (11,697) | $8.55 | May 26, 2019 | 11,697 | Disposed |
| Oct. 31, 2014 | ALKS | Incentive Stock Option (Right to Buy) | Ordinary Shares (4,810) | $20.79 | May 2, 2016 | 4,810 | Disposed |
| Oct. 31, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (8,517) | $11.74 | May 17, 2020 | 8,517 | Disposed |
| Oct. 31, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (8,136) | $12.29 | May 27, 2018 | 8,136 | Disposed |
| Oct. 31, 2014 | ALKS | Incentive Stock Option (Right to Buy) | Ordinary Shares (6,269) | $15.95 | June 1, 2017 | 6,269 | Disposed |
| Oct. 31, 2014 | ALKS | Incentive Stock Option (Right to Buy) | Ordinary Shares (5,376) | $18.60 | Dec. 9, 2015 | 5,376 | Disposed |
| Oct. 8, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,000) | $14.90 | Dec. 17, 2014 | 8,000 | Disposed |
| Oct. 8, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (8,000) | $8.55 | May 26, 2019 | 8,000 | Disposed |
| Sept. 24, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,000) | $14.90 | Dec. 17, 2014 | 8,000 | Disposed |
| Sept. 24, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (8,000) | $8.55 | May 26, 2019 | 8,000 | Disposed |
| Sept. 10, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,000) | $14.90 | Dec. 17, 2014 | 8,000 | Disposed |
| Sept. 10, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (8,000) | $8.55 | May 26, 2019 | 8,000 | Disposed |
| Aug. 27, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (8,000) | $14.90 | Dec. 17, 2014 | 8,000 | Disposed |
| Aug. 27, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (8,000) | $8.55 | May 26, 2019 | 8,000 | Disposed |
| Aug. 13, 2014 | ALKS | Employee Stock Option (Right to Buy) | Ordinary Shares (8,000) | $8.55 | May 26, 2019 | 8,000 | Disposed |
| Aug. 13, 2014 | ALKS | Non Qualified Stock Option (Right to Buy) | Ordinary Shares (7,000) | $14.90 | Dec. 17, 2014 | 7,000 | Disposed |
Showing latest 100 of 204 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
AMLX
CFO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $540,600 | — | — | — | $259,083 | — | $17,500 | $1,375,327 |
| 2024 | $540,600 | — | — | — | $248,427 | — | $17,250 | $2,540,353 |
| 2023 | $510,000 | — | — | — | $241,663 | — | $11,500 | $3,510,377 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.