James M Gatling
First SEC filing: Aug. 3, 2004 · Latest: Aug. 3, 2004
Insider at
Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 4, 2011 | BAX | A | 39,289 | · | · | 39,289 Direct | · | Acquired | |
| Jan. 19, 2011 | BAX | A | 4,070 | · | · | 155,730 Direct | +2.68% | Acquired | |
| Jan. 19, 2011 | BAX | F | 1,340 | $50.30 | $67,402 | 154,390 Direct | -0.86% | Disposed | -7.4% (price as of ) |
| Nov. 8, 2010 | BAX | M 10b5-1 | 107,800 | $41.34 | $4,456,452 | 259,460 Direct | +71.08% | Acquired | 12.7% (price as of ) |
| Nov. 8, 2010 | BAX | M 10b5-1 | 62,500 | $41.34 | $2,583,750 | 321,960 Direct | +24.09% | Acquired | 12.7% (price as of ) |
| Nov. 8, 2010 | BAX | S 10b5-1 | 170,300 | $51.36 | $8,746,608 | 151,660 Direct | -52.89% | Disposed | -9.3% (price as of ) |
| Nov. 8, 2010 | BAX | M 10b5-1 | 107,800 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 8, 2010 | BAX | M 10b5-1 | 62,500 | · | · | 0 Direct | -100.00% | Disposed | |
| March 15, 2010 | BAX | F | 698 | $58.37 | $40,742 | 151,660 Direct | -0.46% | Disposed | -20.2% (price as of ) |
| March 3, 2010 | BAX | A | 39,186 | · | · | 39,186 Direct | · | Acquired | |
| Jan. 20, 2010 | BAX | A | 26,400 | · | · | 161,212 Direct | +19.58% | Acquired | |
| Jan. 20, 2010 | BAX | F | 8,854 | $60.80 | $538,323 | 152,358 Direct | -5.49% | Disposed | -23.4% (price as of ) |
| Nov. 9, 2009 | BAX | M 10b5-1 | 18,900 | $31.45 | $594,405 | 153,712 Direct | +14.02% | Acquired | 48.1% (price as of ) |
| Nov. 9, 2009 | BAX | S 10b5-1 | 18,900 | $55.87 | $1,055,943 | 134,812 Direct | -12.30% | Disposed | -16.6% (price as of ) |
| Nov. 9, 2009 | BAX | M 10b5-1 | 17,892 | $31.45 | $562,703 | 152,704 Direct | +13.27% | Acquired | 48.1% (price as of ) |
| Nov. 9, 2009 | BAX | S 10b5-1 | 17,892 | $56.20 | $1,005,530 | 134,812 Direct | -11.72% | Disposed | -17.1% (price as of ) |
| Nov. 9, 2009 | BAX | M 10b5-1 | 36,792 | · | · | 0 Direct | -100.00% | Disposed | |
| May 11, 2009 | BAX | F | 3,250 | $50.36 | $163,670 | 134,812 Direct | -2.35% | Disposed | -7.5% (price as of ) |
| March 16, 2009 | BAX | F | 1,105 | $51.07 | $56,432 | 138,583 Direct | -0.79% | Disposed | -8.8% (price as of ) |
| March 16, 2009 | BAX | F | 521 | $51.07 | $26,607 | 138,062 Direct | -0.38% | Disposed | -8.8% (price as of ) |
| March 4, 2009 | BAX | A | 29,800 | · | · | 29,800 Direct | · | Acquired | |
| July 9, 2008 | BAX | M 10b5-1 | 28,220 | $32.38 | $913,764 | 167,908 Direct | +20.20% | Acquired | 43.8% (price as of ) |
| July 9, 2008 | BAX | S 10b5-1 | 28,220 | $66.00 | $1,862,520 | 139,688 Direct | -16.81% | Disposed | -29.4% (price as of ) |
| July 9, 2008 | BAX | M 10b5-1 | 28,220 | · | · | 0 Direct | -100.00% | Disposed | |
| June 25, 2008 | BAX | M 10b5-1 | 36,792 | $29.21 | $1,074,694 | 176,480 Direct | +26.34% | Acquired | 59.5% (price as of ) |
| June 25, 2008 | BAX | S 10b5-1 | 36,792 | $63.00 | $2,317,896 | 139,688 Direct | -20.85% | Disposed | -26.1% (price as of ) |
| June 25, 2008 | BAX | M 10b5-1 | 36,792 | · | · | 0 Direct | -100.00% | Disposed | |
| March 15, 2008 | BAX | F | 521 | $55.41 | $28,869 | 139,688 Direct | -0.37% | Disposed | -15.9% (price as of ) |
| March 14, 2008 | BAX | F | 1,160 | $56.27 | $65,273 | 141,314 Direct | -0.81% | Disposed | -17.2% (price as of ) |
| March 14, 2008 | BAX | F | 1,105 | $56.27 | $62,178 | 140,209 Direct | -0.78% | Disposed | -17.2% (price as of ) |
| March 5, 2008 | BAX | A | 35,200 | · | · | 35,200 Direct | · | Acquired | |
| Oct. 26, 2007 | BAX | M | 36,792 | $22.54 | $829,292 | 179,266 Direct | +25.82% | Acquired | 106.6% (price as of ) |
| Oct. 26, 2007 | BAX | S | 22,700 | $60.00 | $1,362,000 | 156,566 Direct | -12.66% | Disposed | -22.4% (price as of ) |
| Oct. 26, 2007 | BAX | S | 7,492 | $60.01 | $449,595 | 149,074 Direct | -4.79% | Disposed | -22.4% (price as of ) |
| Oct. 26, 2007 | BAX | S | 3,700 | $60.02 | $222,074 | 145,374 Direct | -2.48% | Disposed | -22.4% (price as of ) |
| Oct. 26, 2007 | BAX | S | 1,700 | $60.03 | $102,051 | 143,674 Direct | -1.17% | Disposed | -22.4% (price as of ) |
| Oct. 26, 2007 | BAX | S | 600 | $60.04 | $36,024 | 143,074 Direct | -0.42% | Disposed | -22.4% (price as of ) |
| Oct. 26, 2007 | BAX | S | 600 | $60.05 | $36,030 | 142,474 Direct | -0.42% | Disposed | -22.4% (price as of ) |
| Oct. 26, 2007 | BAX | M | 36,792 | · | · | 0 Direct | -100.00% | Disposed | |
| March 15, 2007 | BAX | A | 5,300 | · | · | 142,474 Direct | +3.86% | Acquired | |
| March 15, 2007 | BAX | A | 44,000 | · | · | 44,000 Direct | · | Acquired | |
| March 14, 2007 | BAX | F | 1,160 | $50.74 | $58,858 | 138,459 Direct | -0.83% | Disposed | -8.2% (price as of ) |
| March 14, 2007 | BAX | F | 1,285 | $50.74 | $65,201 | 137,174 Direct | -0.93% | Disposed | -8.2% (price as of ) |
| Feb. 1, 2007 | BAX | M | 25,084 | $22.72 | $569,908 | 164,703 Direct | +17.97% | Acquired | 105.0% (price as of ) |
| Feb. 1, 2007 | BAX | S | 25,084 | $50.00 | $1,254,200 | 139,619 Direct | -15.23% | Disposed | -6.8% (price as of ) |
| Feb. 1, 2007 | BAX | M | 25,084 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 14, 2006 | BAX | S | 100 | $46.12 | $4,612 | 157,019 Direct | -0.06% | Disposed | 1.0% (price as of ) |
| Dec. 14, 2006 | BAX | S | 200 | $46.19 | $9,238 | 156,819 Direct | -0.13% | Disposed | 0.8% (price as of ) |
| Dec. 14, 2006 | BAX | S | 2,500 | $45.65 | $114,125 | 154,319 Direct | -1.59% | Disposed | 2.0% (price as of ) |
| Dec. 14, 2006 | BAX | S | 2,500 | $45.76 | $114,400 | 151,819 Direct | -1.62% | Disposed | 1.8% (price as of ) |
| Dec. 14, 2006 | BAX | S | 1,000 | $46.05 | $46,050 | 150,819 Direct | -0.66% | Disposed | 1.1% (price as of ) |
| Dec. 14, 2006 | BAX | S | 200 | $46.03 | $9,206 | 150,619 Direct | -0.13% | Disposed | 1.2% (price as of ) |
| Dec. 14, 2006 | BAX | S | 700 | $46.00 | $32,200 | 149,919 Direct | -0.46% | Disposed | 1.3% (price as of ) |
| Dec. 14, 2006 | BAX | S | 100 | $46.20 | $4,620 | 149,819 Direct | -0.07% | Disposed | 0.8% (price as of ) |
| Dec. 14, 2006 | BAX | S | 1,200 | $46.10 | $55,320 | 148,619 Direct | -0.80% | Disposed | 1.0% (price as of ) |
| Dec. 14, 2006 | BAX | S | 2,700 | $46.22 | $124,794 | 145,919 Direct | -1.82% | Disposed | 0.8% (price as of ) |
| Dec. 14, 2006 | BAX | S | 3,300 | $46.30 | $152,790 | 142,619 Direct | -2.26% | Disposed | 0.6% (price as of ) |
| Dec. 14, 2006 | BAX | S | 500 | $46.16 | $23,080 | 142,119 Direct | -0.35% | Disposed | 0.9% (price as of ) |
| Dec. 14, 2006 | BAX | S | 2,500 | $46.50 | $116,250 | 139,619 Direct | -1.76% | Disposed | 0.2% (price as of ) |
| Dec. 13, 2006 | BAX | S | 800 | $45.20 | $36,160 | 188,819 Direct | -0.42% | Disposed | 3.0% (price as of ) |
| Dec. 13, 2006 | BAX | S | 1,700 | $45.12 | $76,704 | 187,119 Direct | -0.90% | Disposed | 3.2% (price as of ) |
| Dec. 13, 2006 | BAX | S | 5,000 | $45.00 | $225,000 | 182,119 Direct | -2.67% | Disposed | 3.5% (price as of ) |
| Dec. 13, 2006 | BAX | S | 5,000 | $45.18 | $225,900 | 177,119 Direct | -2.75% | Disposed | 3.1% (price as of ) |
| Dec. 13, 2006 | BAX | S | 200 | $45.22 | $9,044 | 176,919 Direct | -0.11% | Disposed | 3.0% (price as of ) |
| Dec. 13, 2006 | BAX | S | 4,800 | $45.25 | $217,200 | 172,119 Direct | -2.71% | Disposed | 2.9% (price as of ) |
| Dec. 13, 2006 | BAX | S | 3,000 | $45.42 | $136,260 | 169,119 Direct | -1.74% | Disposed | 2.5% (price as of ) |
| Dec. 13, 2006 | BAX | S | 2,000 | $45.40 | $90,800 | 167,119 Direct | -1.18% | Disposed | 2.6% (price as of ) |
| Dec. 13, 2006 | BAX | S | 500 | $45.42 | $22,710 | 166,619 Direct | -0.30% | Disposed | 2.5% (price as of ) |
| Dec. 13, 2006 | BAX | S | 2,000 | $45.19 | $90,380 | 164,619 Direct | -1.20% | Disposed | 3.1% (price as of ) |
| Dec. 13, 2006 | BAX | S | 2,500 | $45.15 | $112,875 | 162,119 Direct | -1.52% | Disposed | 3.2% (price as of ) |
| Dec. 13, 2006 | BAX | S | 5,000 | $45.35 | $226,750 | 157,119 Direct | -3.08% | Disposed | 2.7% (price as of ) |
| Aug. 14, 2006 | BAX | M | 31,356 | $24.40 | $765,086 | 0 Direct | · | Acquired | 90.9% (price as of ) |
| Aug. 14, 2006 | BAX | S | 31,356 | $43.00 | $1,348,308 | 189,619 Direct | -14.19% | Disposed | 8.3% (price as of ) |
| Aug. 14, 2006 | BAX | M | 31,356 | · | · | 0 Direct | -100.00% | Disposed | |
| May 9, 2006 | BAX | A | 10,000 | · | · | 189,619 Direct | +5.57% | Acquired | |
| March 14, 2006 | BAX | A | 11,250 | · | · | 180,820 Direct | +6.63% | Acquired | |
| March 14, 2006 | BAX | F | 1,201 | $38.35 | $46,058 | 179,619 Direct | -0.66% | Disposed | 21.5% (price as of ) |
| March 14, 2006 | BAX | A | 75,000 | · | · | 75,000 Direct | · | Acquired | |
| July 27, 2005 | BAX | M | 16,838 | $16.59 | $279,342 | 179,570 Direct | +10.35% | Acquired | 180.8% (price as of ) |
| July 27, 2005 | BAX | F | 10,000 | $39.10 | $391,000 | 169,570 Direct | -5.57% | Disposed | 19.1% (price as of ) |
| July 27, 2005 | BAX | M | 16,838 | · | · | 0 Direct | -100.00% | Disposed | |
| March 14, 2005 | BAX | A | 11,813 | · | · | 162,550 Direct | +7.84% | Acquired | |
| March 14, 2005 | BAX | A | 78,750 | · | · | 78,750 Direct | · | Acquired | |
| Dec. 19, 2003 | BAX | A | 55 | · | · | 7,294 Direct | +0.76% | Acquired | |
| Dec. 15, 2003 | BAX | I | 7,246 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 5, 2003 | BAX | A | 59 | · | · | 7,123 Direct | +0.84% | Acquired | |
| Nov. 21, 2003 | BAX | A | 62 | · | · | 7,077 Direct | +0.88% | Acquired | |
| Nov. 18, 2003 | BAX | A | 45,000 | · | · | 45,000 Direct | · | Acquired | |
| Nov. 7, 2003 | BAX | A | 62 | · | · | 7,016 Direct | +0.89% | Acquired | |
| Oct. 24, 2003 | BAX | A | 58 | · | · | 6,935 Direct | +0.84% | Acquired | |
| Oct. 10, 2003 | BAX | A | 56 | · | · | 6,871 Direct | +0.82% | Acquired | |
| Sept. 26, 2003 | BAX | A | 58 | · | · | 6,832 Direct | +0.86% | Acquired | |
| Sept. 12, 2003 | BAX | A | 55 | · | · | 6,766 Direct | +0.82% | Acquired | |
| Aug. 29, 2003 | BAX | A | 60 | · | · | 6,730 Direct | +0.90% | Acquired | |
| Aug. 15, 2003 | BAX | A | 59 | · | · | 6,665 Direct | +0.89% | Acquired | |
| Aug. 1, 2003 | BAX | A | 59 | · | · | 6,607 Direct | +0.90% | Acquired | |
| July 31, 2003 | BAX | M | 7,182 | $11.58 | $83,168 | 156,222 Direct | +4.82% | Acquired | 302.2% (price as of ) |
| July 31, 2003 | BAX | S | 7,182 | $28.00 | $201,096 | 149,040 Direct | -4.60% | Disposed | 66.3% (price as of ) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 4, 2011 | BAX | Stock Options (Right to Buy) | Common Stock, $1 par value | $53.80 | March 4, 2021 | 39,289 | Acquired |
| Nov. 8, 2010 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $41.34 | Nov. 12, 2010 | 107,800 | Disposed |
| Nov. 8, 2010 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $41.34 | Nov. 12, 2010 | 62,500 | Disposed |
| March 3, 2010 | BAX | Stock Options (Right to Buy) | Common Stock, $1 par value | $59.00 | March 3, 2020 | 39,186 | Acquired |
| Nov. 9, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $31.45 | Nov. 13, 2009 | 36,792 | Disposed |
| March 4, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $52.50 | March 4, 2019 | 29,800 | Acquired |
| July 9, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $32.38 | Feb. 13, 2009 | 28,220 | Disposed |
| June 25, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $29.21 | Nov. 14, 2008 | 36,792 | Disposed |
| March 5, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $58.12 | March 5, 2018 | 35,200 | Acquired |
| Oct. 26, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $22.54 | Nov. 16, 2007 | 36,792 | Disposed |
| March 15, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $51.21 | March 15, 2017 | 44,000 | Acquired |
| Feb. 1, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $22.72 | Feb. 16, 2007 | 25,084 | Disposed |
| Aug. 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $24.40 | Nov. 17, 2006 | 31,356 | Disposed |
| March 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $38.35 | March 14, 2016 | 75,000 | Acquired |
| July 27, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $16.59 | July 29, 2005 | 16,838 | Disposed |
| March 14, 2005 | BAX | Stock Option (right to buy) | Common Stock, $1 par value | $34.85 | March 13, 2015 | 78,750 | Acquired |
| Dec. 19, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund | Common Stock, $1 par value [F2] | · | · | 55 | Acquired |
| Dec. 15, 2003 | BAX | Deferred Compensation Plan-Baxter Stock Fund | Common Stock $1 par value | · | · | 7,246 | Disposed |
| Dec. 5, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 59 | Acquired |
| Nov. 21, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 62 | Acquired |
| Nov. 18, 2003 | BAX | Stock Option (Right to Buy) | · | $27.13 | Nov. 18, 2013 | 45,000 | Acquired |
| Nov. 7, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 62 | Acquired |
| Oct. 24, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 58 | Acquired |
| Oct. 10, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 56 | Acquired |
| Sept. 26, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1par value [F1] | · | · | 58 | Acquired |
| Sept. 12, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 55 | Acquired |
| Aug. 29, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 60 | Acquired |
| Aug. 15, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 59 | Acquired |
| Aug. 1, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 59 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 15 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 150,164 | Direct |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 8,006 | Indirect |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 16,838 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 31,356 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 25,084 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 36,792 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 36,792 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 28,220 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 36,792 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 62,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 90,300 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 17,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 72,240 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 40,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy) | 45,000 | Direct |
Holdings reported on Form 4 19 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Jan. 21, 2011 | BAX | Common Stock, $1 par value | 8,702 | · | · | Indirect |
| Nov. 10, 2010 | BAX | Common Stock, $1 par value | 8,704 | · | · | Indirect |
| March 17, 2010 | BAX | Common Stock, $1 par value | 8,542 | · | · | Indirect |
| Jan. 22, 2010 | BAX | Common Stock, $1 par value | 8,499 | · | · | Indirect |
| Nov. 12, 2009 | BAX | Common Stock, $1 par value | 8,513 | · | · | Indirect |
| May 12, 2009 | BAX | Common Stock, $1 par value | 8,462 | · | · | Indirect |
| March 18, 2009 | BAX | Common Stock, $1 par value | 7,274 | · | · | Indirect |
| July 11, 2008 | BAX | Common Stock, $1 par value | 8,291 | · | · | Indirect |
| June 27, 2008 | BAX | Common Stock, $1 par value | 8,299 | · | · | Indirect |
| March 18, 2008 | BAX | Common Stock, $1 par value | 8,275 | · | · | Indirect |
| Oct. 30, 2007 | BAX | Common Stock, $1 par value | 8,239 | · | · | Indirect |
| March 16, 2007 | BAX | Common Stock, $1 par value | 8,211 | · | · | Indirect |
| Feb. 5, 2007 | BAX | Common Stock, $1 par value | 8,214 | · | · | Indirect |
| Dec. 15, 2006 | BAX | Common Stock, $1 par value | 8,136 | · | · | Indirect |
| Aug. 16, 2006 | BAX | Common Stock, $1 par value | 8,147 | · | · | Indirect |
| May 11, 2006 | BAX | Common Stock, $1 par value | 8,184 | · | · | Indirect |
| March 16, 2006 | BAX | Common Stock, $1 par value | 8,188 | · | · | Indirect |
| July 29, 2005 | BAX | Common Stock, $1 par value | 8,060 | · | · | Indirect |
| March 16, 2005 | BAX | CommonStock, $1 par value | 8,074 | · | · | Indirect |