James M Gatling
CIK 1124173 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 3, 2004 · Latest: Aug. 3, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 59 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
59 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 8, 2010 | BAX | S 10b5-1 | 170,300 | $51.36 | $8,746,608 | 151,660 Direct | -52.89% | Disposed | -6.1% (price as of 2026-08-21) |
| Nov. 9, 2009 | BAX | S 10b5-1 | 17,892 | $56.20 | $1,005,530 | 134,812 Direct | -11.72% | Disposed | -14.2% (price as of 2026-08-21) |
| Nov. 9, 2009 | BAX | S 10b5-1 | 18,900 | $55.87 | $1,055,943 | 134,812 Direct | -12.30% | Disposed | -13.7% (price as of 2026-08-21) |
| July 9, 2008 | BAX | S 10b5-1 | 28,220 | $66.00 | $1,862,520 | 139,688 Direct | -16.81% | Disposed | -26.9% (price as of 2026-08-21) |
| June 25, 2008 | BAX | S 10b5-1 | 36,792 | $63.00 | $2,317,896 | 139,688 Direct | -20.85% | Disposed | -23.5% (price as of 2026-08-21) |
| Oct. 26, 2007 | BAX | S | 600 | $60.05 | $36,030 | 142,474 Direct | -0.42% | Disposed | -19.7% (price as of 2026-08-21) |
| Oct. 26, 2007 | BAX | S | 600 | $60.04 | $36,024 | 143,074 Direct | -0.42% | Disposed | -19.7% (price as of 2026-08-21) |
| Oct. 26, 2007 | BAX | S | 1,700 | $60.03 | $102,051 | 143,674 Direct | -1.17% | Disposed | -19.7% (price as of 2026-08-21) |
| Oct. 26, 2007 | BAX | S | 3,700 | $60.02 | $222,074 | 145,374 Direct | -2.48% | Disposed | -19.7% (price as of 2026-08-21) |
| Oct. 26, 2007 | BAX | S | 7,492 | $60.01 | $449,595 | 149,074 Direct | -4.79% | Disposed | -19.7% (price as of 2026-08-21) |
| Oct. 26, 2007 | BAX | S | 22,700 | $60.00 | $1,362,000 | 156,566 Direct | -12.66% | Disposed | -19.6% (price as of 2026-08-21) |
| Feb. 1, 2007 | BAX | S | 25,084 | $50.00 | $1,254,200 | 139,619 Direct | -15.23% | Disposed | -3.6% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 2,500 | $46.50 | $116,250 | 139,619 Direct | -1.76% | Disposed | 3.7% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 500 | $46.16 | $23,080 | 142,119 Direct | -0.35% | Disposed | 4.5% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 3,300 | $46.30 | $152,790 | 142,619 Direct | -2.26% | Disposed | 4.1% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 2,700 | $46.22 | $124,794 | 145,919 Direct | -1.82% | Disposed | 4.3% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 1,200 | $46.10 | $55,320 | 148,619 Direct | -0.80% | Disposed | 4.6% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 100 | $46.20 | $4,620 | 149,819 Direct | -0.07% | Disposed | 4.4% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 700 | $46.00 | $32,200 | 149,919 Direct | -0.46% | Disposed | 4.8% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 200 | $46.03 | $9,206 | 150,619 Direct | -0.13% | Disposed | 4.7% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 1,000 | $46.05 | $46,050 | 150,819 Direct | -0.66% | Disposed | 4.7% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 2,500 | $45.76 | $114,400 | 151,819 Direct | -1.62% | Disposed | 5.4% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 2,500 | $45.65 | $114,125 | 154,319 Direct | -1.59% | Disposed | 5.6% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 200 | $46.19 | $9,238 | 156,819 Direct | -0.13% | Disposed | 4.4% (price as of 2026-08-21) |
| Dec. 14, 2006 | BAX | S | 100 | $46.12 | $4,612 | 157,019 Direct | -0.06% | Disposed | 4.5% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 5,000 | $45.35 | $226,750 | 157,119 Direct | -3.08% | Disposed | 6.3% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 2,500 | $45.15 | $112,875 | 162,119 Direct | -1.52% | Disposed | 6.8% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 2,000 | $45.19 | $90,380 | 164,619 Direct | -1.20% | Disposed | 6.7% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 500 | $45.42 | $22,710 | 166,619 Direct | -0.30% | Disposed | 6.2% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 2,000 | $45.40 | $90,800 | 167,119 Direct | -1.18% | Disposed | 6.2% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 3,000 | $45.42 | $136,260 | 169,119 Direct | -1.74% | Disposed | 6.2% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 4,800 | $45.25 | $217,200 | 172,119 Direct | -2.71% | Disposed | 6.6% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 200 | $45.22 | $9,044 | 176,919 Direct | -0.11% | Disposed | 6.6% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 5,000 | $45.18 | $225,900 | 177,119 Direct | -2.75% | Disposed | 6.7% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 5,000 | $45.00 | $225,000 | 182,119 Direct | -2.67% | Disposed | 7.1% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 1,700 | $45.12 | $76,704 | 187,119 Direct | -0.90% | Disposed | 6.9% (price as of 2026-08-21) |
| Dec. 13, 2006 | BAX | S | 800 | $45.20 | $36,160 | 188,819 Direct | -0.42% | Disposed | 6.7% (price as of 2026-08-21) |
| Aug. 14, 2006 | BAX | S | 31,356 | $43.00 | $1,348,308 | 189,619 Direct | -14.19% | Disposed | 12.1% (price as of 2026-08-21) |
| July 31, 2003 | BAX | S | 7,182 | $28.00 | $201,096 | 149,040 Direct | -4.60% | Disposed | 72.2% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 4, 2011 | BAX | Stock Options (Right to Buy) | Common Stock, $1 par value (39,289) | $53.80 | March 4, 2021 | 39,289 | Acquired |
| Nov. 8, 2010 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (62,500) | $41.34 | Nov. 12, 2010 | 62,500 | Disposed |
| Nov. 8, 2010 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (107,800) | $41.34 | Nov. 12, 2010 | 107,800 | Disposed |
| March 3, 2010 | BAX | Stock Options (Right to Buy) | Common Stock, $1 par value (39,186) | $59.00 | March 3, 2020 | 39,186 | Acquired |
| Nov. 9, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (36,792) | $31.45 | Nov. 13, 2009 | 36,792 | Disposed |
| March 4, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (29,800) | $52.50 | March 4, 2019 | 29,800 | Acquired |
| July 9, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (28,220) | $32.38 | Feb. 13, 2009 | 28,220 | Disposed |
| June 25, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (36,792) | $29.21 | Nov. 14, 2008 | 36,792 | Disposed |
| March 5, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (35,200) | $58.12 | March 5, 2018 | 35,200 | Acquired |
| Oct. 26, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (36,792) | $22.54 | Nov. 16, 2007 | 36,792 | Disposed |
| March 15, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (44,000) | $51.21 | March 15, 2017 | 44,000 | Acquired |
| Feb. 1, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (25,084) | $22.72 | Feb. 16, 2007 | 25,084 | Disposed |
| Aug. 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (31,356) | $24.40 | Nov. 17, 2006 | 31,356 | Disposed |
| March 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (75,000) | $38.35 | March 14, 2016 | 75,000 | Acquired |
| July 27, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (16,838) | $16.59 | July 29, 2005 | 16,838 | Disposed |
| March 14, 2005 | BAX | Stock Option (right to buy) | Common Stock, $1 par value (78,750) | $34.85 | March 13, 2015 | 78,750 | Acquired |
| Dec. 19, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund | Common Stock, $1 par value [F2] | — | — | 55 | Acquired |
| Dec. 15, 2003 | BAX | Deferred Compensation Plan-Baxter Stock Fund | Common Stock $1 par value | — | — | 7,246 | Disposed |
| Dec. 5, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 59 | Acquired |
| Nov. 21, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 62 | Acquired |
| Nov. 18, 2003 | BAX | Stock Option (Right to Buy) | — | $27.13 | Nov. 18, 2013 | 45,000 | Acquired |
| Nov. 7, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 62 | Acquired |
| Oct. 24, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 58 | Acquired |
| Oct. 10, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 56 | Acquired |
| Sept. 26, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1par value [F1] | — | — | 58 | Acquired |
| Sept. 12, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 55 | Acquired |
| Aug. 29, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 60 | Acquired |
| Aug. 15, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 59 | Acquired |
| Aug. 1, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | — | — | 59 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 15 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 150,164 | Direct |
| Aug. 3, 2004 | BAX | Common Stock, $1 par value | 8,006 | Indirect |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (16,838) | 16,838 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (31,356) | 31,356 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (25,084) | 25,084 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (36,792) | 36,792 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (36,792) | 36,792 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (28,220) | 28,220 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (36,792) | 36,792 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (62,500) | 62,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (90,300) | 90,300 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (17,500) | 17,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (72,240) | 72,240 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (40,500) | 40,500 | Direct |
| Aug. 3, 2004 | BAX | Employee Stock Option (Right to Buy)→ Common Stock (45,000) | 45,000 | Direct |