James M Oates
CIK 1180238 · View on SEC EDGAR ↗
First SEC filing: June 8, 2018 · Latest: June 8, 2018
On this page
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 2, 2021 | SFB | S | 20,000 | $68.64 | $1,372,800 | 4,996 Direct | -80.01% | Disposed | -71.5% (price as of 2026-08-20) |
| Feb. 22, 2021 | SFB | S | 10,000 | $60.63 | $606,300 | 2,842 Direct | -77.87% | Disposed | -67.8% (price as of 2026-08-20) |
| Nov. 9, 2020 | SFB | S | 9,000 | $68.14 | $613,260 | 4,463 Direct | -66.85% | Disposed | -71.3% (price as of 2026-08-20) |
| Dec. 20, 2019 | SFB | S | 10,000 | $61.99 | $619,900 | 9,435 Direct | -51.45% | Disposed | -68.5% (price as of 2026-08-20) |
| May 9, 2019 | SFB | S | 20,000 | $58.61 | $1,172,200 | 17,397 Direct | -53.48% | Disposed | -66.7% (price as of 2026-08-20) |
| Nov. 10, 2017 | SFB | S | 1,768 | $52.27 | $92,413 | 28,640 Direct | -5.81% | Disposed | -62.6% (price as of 2026-08-20) |
| July 17, 2017 | VGI | S | 1,586 | $16.81 | $26,661 | 0 Direct | -100.00% | Disposed | -56.6% (price as of 2026-08-20) |
| Jan. 11, 2017 | ZTR | P | 3,000 | $11.26 | $33,780 | 3,000 Direct | — | Acquired | -39.9% (price as of 2026-08-20) |
| Dec. 5, 2016 | SFB | S | 5,000 | $50.42 | $252,100 | 28,004 Direct | -15.15% | Disposed | -61.2% (price as of 2026-08-20) |
| Nov. 22, 2016 | SFB | S | 5,000 | $50.20 | $251,000 | 33,004 Direct | -13.16% | Disposed | -61.1% (price as of 2026-08-20) |
| Feb. 10, 2014 | JHS | P | 136 | $14.53 | $1,976 | 924 Direct | +17.26% | Acquired | -24.7% (price as of 2026-08-20) |
| Feb. 10, 2014 | PDT | P | 162 | $12.22 | $1,980 | 1,104 Direct | +17.20% | Acquired | 4.3% (price as of 2026-08-20) |
| Feb. 10, 2014 | HPS | P | 118 | $16.82 | $1,985 | 842 Direct | +16.30% | Acquired | -16.5% (price as of 2026-08-20) |
| Feb. 10, 2014 | HPI | P | 105 | $18.95 | $1,990 | 739 Direct | +16.56% | Acquired | -15.5% (price as of 2026-08-20) |
| Feb. 10, 2014 | HPF | P | 105 | $18.88 | $1,982 | 732 Direct | +16.75% | Acquired | -16.6% (price as of 2026-08-20) |
| Feb. 10, 2014 | JHI | P | 100 | $19.97 | $1,997 | 706 Direct | +16.50% | Acquired | -33.3% (price as of 2026-08-20) |
| Nov. 26, 2013 | SFB | S | 6,000 | $44.95 | $269,700 | 29,808 Direct | -16.76% | Disposed | -56.5% (price as of 2026-08-20) |
| Nov. 18, 2013 | JHI | P | 52 | $18.83 | $979 | 592 Direct | +9.63% | Acquired | -29.3% (price as of 2026-08-20) |
| Nov. 18, 2013 | HPS | P | 61 | $16.06 | $980 | 708 Direct | +9.43% | Acquired | -12.5% (price as of 2026-08-20) |
| Nov. 18, 2013 | HPI | P | 53 | $18.35 | $973 | 620 Direct | +9.35% | Acquired | -12.7% (price as of 2026-08-20) |
| Nov. 18, 2013 | HPF | P | 54 | $18.23 | $984 | 613 Direct | +9.66% | Acquired | -13.6% (price as of 2026-08-20) |
| Sept. 17, 2013 | SFB | S | 8,000 | $42.51 | $340,080 | 38,380 Direct | -17.25% | Disposed | -54.0% (price as of 2026-08-20) |
| Feb. 21, 2012 | SFB | S | 19,434 | $38.80 | $754,039 | 50,000 Direct | -27.99% | Disposed | -49.6% (price as of 2026-08-20) |
| May 18, 2011 | SFB | S | 10,000 | $40.10 | $401,000 | 65,450 Direct | -13.25% | Disposed | -51.3% (price as of 2026-08-20) |
| Feb. 18, 2011 | SFB | S | 5,821 | $73.93 | $430,347 | 52,000 Direct | -10.07% | Disposed | -73.6% (price as of 2026-08-20) |
| Aug. 27, 2010 | SFB | S | 11,000 | $45.54 | $500,940 | 56,678 Direct | -16.25% | Disposed | -57.1% (price as of 2026-08-20) |
| March 17, 2010 | SFB | S | 10,000 | $54.97 | $549,700 | 67,678 Direct | -12.87% | Disposed | -64.5% (price as of 2026-08-20) |
| Feb. 17, 2009 | SFB | S | 40,000 | $35.06 | $1,402,400 | 61,777 Direct | -39.30% | Disposed | -44.3% (price as of 2026-08-20) |
Showing latest 100 of 241 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 26, 2021 | SFB | Phantom Stock Units | Common Stock (22,154) | $0.00 | — | 22,154 | Disposed |
| Jan. 12, 2021 | SFB | Phantom Stock Units | Common Stock (6,004) | $0.00 | — | 6,004 | Disposed |
| June 5, 2020 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Disposed |
| May 29, 2020 | SFB | Phantom Stock Units | Common Stock (2,096) | $0.00 | — | 2,096 | Acquired |
| Jan. 2, 2020 | SFB | Phantom Stock Units | Common Stock (4,076) | $0.00 | — | 4,076 | Disposed |
| June 6, 2019 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Disposed |
| June 5, 2019 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Acquired |
| Jan. 2, 2019 | SFB | Phantom Stock Units | Common Stock (4,179) | $0.00 | — | 4,179 | Disposed |
| Sept. 25, 2018 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Acquired |
| Aug. 7, 2018 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Disposed |
| June 7, 2018 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Disposed |
| June 6, 2018 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Acquired |
| Dec. 29, 2017 | SFB | Phantom Stock Units | Common Stock (4,246) | $0.00 | — | 4,246 | Disposed |
| June 7, 2017 | SFB | Phantom Stock Units | Common Stock (1,900) | $0.00 | — | 1,900 | Acquired |
| Dec. 30, 2016 | SFB | Phantom Stock Units | Common Stock (3,768) | $0.00 | — | 3,768 | Disposed |
| June 15, 2016 | SFB | Phantom Stock Units | Common Stock (437) | $0.00 | — | 437 | Acquired |
| June 15, 2016 | SFB | Phantom Stock Units | Common Stock (3,750) | $0.00 | — | 3,750 | Acquired |
| Jan. 22, 2016 | SFB | Phantom Stock Units | Common Stock (3,778) | $0.00 | — | 3,778 | Disposed |
| June 10, 2015 | SFB | Phantom Stock Units | Common Stock (4,003) | $0.00 | — | 4,003 | Acquired |
| Jan. 22, 2015 | SFB | Phantom Stock Units | Common Stock (3,859) | $0.00 | — | 3,859 | Disposed |
| June 11, 2014 | SFB | Phantom Stock Units | Common Stock (4,076) | $0.00 | — | 4,076 | Acquired |
| Jan. 24, 2014 | SFB | Phantom Stock Units | Common Stock (4,059) | $0.00 | — | 4,059 | Disposed |
| Aug. 6, 2013 | SFB | Phantom Stock Units | Common Stock (8,487) | $0.00 | — | 8,487 | Acquired |
| June 12, 2013 | SFB | Phantom Stock Units | Common Stock (4,179) | $0.00 | — | 4,179 | Acquired |
| Jan. 24, 2013 | SFB | Phantom Stock Units | Common Stock (3,591) | $0.00 | — | 3,591 | Disposed |
| June 6, 2012 | SFB | Phantom Stock Units | Common Stock (4,246) | $0.00 | — | 4,246 | Acquired |
| Jan. 17, 2012 | SFB | Phantom Stock Units | Common Stock (3,984) | $0.00 | — | 3,984 | Disposed |
| June 1, 2011 | SFB | Phantom Stock Units | Common Stock (3,768) | $0.00 | — | 3,768 | Acquired |
| March 14, 2011 | SFB | Stock Option (Option to Buy) | Common Stock (300) | $25.50 | Jan. 3, 2016 | 300 | Disposed |
| Jan. 19, 2011 | SFB | Phantom Stock Units | Common Stock (3,147) | $0.00 | — | 3,147 | Disposed |
| April 23, 2010 | SFB | Phantom Stock Units | Common Stock (2,519) | $0.00 | — | 2,519 | Acquired |
| Feb. 8, 2010 | SFB | Stock Option (Option to Buy) | Common Stock (300) | $25.50 | Jan. 3, 2016 | 300 | Disposed |
| Feb. 8, 2010 | SFB | Stock Option (Option to Buy) | Common Stock (300) | $13.48 | Jan. 3, 2015 | 300 | Disposed |
| Jan. 20, 2010 | SFB | Phantom Stock Units | Common Stock (3,665) | $0.00 | — | 3,665 | Disposed |
| Jan. 20, 2010 | SFB | Phantom Stock Units | Common Stock (928) | $0.00 | Jan. 1, 2014 | 928 | Disposed |
| Jan. 20, 2010 | SFB | Phantom Stock Units | Common Stock (10) | $0.00 | Oct. 1, 2013 | 10 | Disposed |
| June 26, 2009 | SFB | Stock Option (Option to Buy) | Common Stock (600) | $38.25 | Jan. 3, 2016 | 600 | Disposed |
| June 26, 2009 | SFB | Stock Option (Option to Buy) | Common Stock (300) | $20.22 | Jan. 3, 2015 | 300 | Disposed |
| June 26, 2009 | SFB | Stock Option (Option to Buy) | Common Stock (399) | $13.89 | Feb. 3, 2014 | 399 | Disposed |
| June 3, 2009 | SFB | Phantom Stock Units | Common Stock (2,573) | $0.00 | — | 2,573 | Acquired |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (1,286) | $0.00 | Oct. 1, 2013 | 1,286 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (242) | $0.00 | Sept. 1, 2013 | 242 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (128) | $0.00 | Aug. 6, 2013 | 128 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (510) | $0.00 | Aug. 6, 2013 | 510 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (257) | $0.00 | Aug. 1, 2013 | 257 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (253) | $0.00 | July 1, 2013 | 253 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (250) | $0.00 | June 1, 2013 | 250 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (59) | $0.00 | May 12, 2013 | 59 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (234) | $0.00 | May 12, 2013 | 234 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (259) | $0.00 | May 1, 2013 | 259 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (269) | $0.00 | April 1, 2013 | 269 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (263) | $0.00 | March 3, 2013 | 263 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (54) | $0.00 | Feb. 3, 2013 | 54 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (212) | $0.00 | Feb. 3, 2013 | 212 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (313) | $0.00 | Jan. 30, 2013 | 313 | Disposed |
| Jan. 20, 2009 | SFB | Phantom Stock Units | Common Stock (284) | $0.00 | Jan. 2, 2013 | 284 | Disposed |
| May 6, 2008 | SFB | Phantom Stock Units | Common Stock (1,804) | $0.00 | — | 1,804 | Acquired |
| Feb. 12, 2008 | SFB | Stock Option (Option to Buy) | Common Stock (200) | $20.22 | Jan. 3, 2015 | 200 | Disposed |
| Feb. 12, 2008 | SFB | Stock Option (Option to Buy) | Common Stock (266) | $13.89 | Feb. 3, 2014 | 266 | Disposed |
| Feb. 12, 2008 | SFB | Stock Option (Option to Buy) | Common Stock (266) | $8.70 | Jan. 30, 2013 | 266 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (177) | $0.00 | Dec. 2, 2012 | 177 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (174) | $0.00 | Nov. 1, 2012 | 174 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (40) | $0.00 | Oct. 28, 2012 | 40 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (159) | $0.00 | Oct. 28, 2012 | 159 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (33) | $0.00 | Oct. 1, 2012 | 33 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (132) | $0.00 | Oct. 1, 2012 | 132 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (161) | $0.00 | Sept. 3, 2012 | 161 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (35) | $0.00 | Aug. 1, 2012 | 35 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (137) | $0.00 | Aug. 1, 2012 | 137 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (31) | $0.00 | July 23, 2012 | 31 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (124) | $0.00 | July 23, 2012 | 124 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (33) | $0.00 | July 1, 2012 | 33 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (132) | $0.00 | July 1, 2012 | 132 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (154) | $0.00 | June 1, 2012 | 154 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (166) | $0.00 | May 9, 2012 | 166 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (156) | $0.00 | May 1, 2012 | 156 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (32) | $0.00 | April 1, 2012 | 32 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (131) | $0.00 | April 1, 2012 | 131 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (174) | $0.00 | March 1, 2012 | 174 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (36) | $0.00 | Feb. 1, 2012 | 36 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (145) | $0.00 | Feb. 1, 2012 | 145 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (35) | $0.00 | Jan. 29, 2012 | 35 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (140) | $0.00 | Jan. 29, 2012 | 140 | Disposed |
| Jan. 11, 2008 | SFB | Phantom Stock Units | Common Stock (200) | $0.00 | Jan. 2, 2012 | 200 | Disposed |
| May 14, 2007 | SFB | Phantom Stock Units | Common Stock (1,596) | $0.00 | — | 1,596 | Acquired |
| Feb. 12, 2007 | SFB | Stock Option (Option to Buy) | Common Stock (200) | $38.25 | Jan. 3, 2016 | 200 | Disposed |
| Feb. 12, 2007 | SFB | Stock Option (Option to Buy) | Common Stock (200) | $20.22 | Jan. 3, 2015 | 200 | Disposed |
| Feb. 12, 2007 | SFB | Stock Option (Option to Buy) | Common Stock (267) | $13.89 | Feb. 3, 2014 | 267 | Disposed |
| Feb. 12, 2007 | SFB | Stock Option (Option to Buy) | Common Stock (266) | $8.70 | Jan. 30, 2013 | 266 | Disposed |
| Feb. 12, 2007 | SFB | Stock Option (Option to Buy) | Common Stock (266) | $7.80 | Jan. 2, 2012 | 266 | Disposed |
| Jan. 19, 2007 | SFB | Phantom Stock Units | Common Stock (2,938) | $0.00 | — | 2,938 | Disposed |
| May 9, 2006 | SFB | Phantom Stock Units | Common Stock (1,770) | $0.00 | — | 1,770 | Acquired |
| April 11, 2006 | SFB | Stock Option (Option to Buy) | Common Stock (200) | $20.22 | Jan. 3, 2015 | 200 | Disposed |
| April 11, 2006 | SFB | Stock Option (Option to Buy) | Common Stock (534) | $13.89 | Feb. 3, 2014 | 534 | Disposed |
| April 11, 2006 | SFB | Stock Option (Option to Buy) | Common Stock (1,333) | $10.83 | — | 1,333 | Disposed |
| April 11, 2006 | SFB | Stock Option (Option to Buy) | Common Stock (1,333) | $10.83 | — | 1,333 | Disposed |
| April 11, 2006 | SFB | Stock Option (Option to Buy) | Common Stock (801) | $8.70 | Jan. 30, 2013 | 801 | Disposed |
| April 11, 2006 | SFB | Stock Option (Option to Buy) | Common Stock (1,067) | $7.80 | Jan. 2, 2012 | 1,067 | Disposed |
| Feb. 13, 2006 | SFB | Phantom Stock Units | Common Stock (378) | $0.00 | — | 378 | Disposed |
| Jan. 3, 2006 | SFB | Stock Option (Option to Buy) | Common Stock (1,000) | $38.25 | Jan. 3, 2016 | 1,000 | Acquired |
Showing latest 100 of 123 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 15, 2013 | VGI | Common Stock | 1,000 | Direct |
| Dec. 11, 2012 | HPI | common shares of beneficial interest | 524 | Direct |
| Dec. 11, 2012 | HPF | common shares of beneficial interest | 516 | Direct |
| Dec. 11, 2012 | HPS | common shares of beneficial interest | 597 | Direct |
| Dec. 11, 2012 | BTO | common shares of beneficial interest | 646 | Direct |
| Dec. 11, 2012 | PDT | common shares of beneficial interest | 838 | Direct |
| Dec. 11, 2012 | HTD | common shares of beneficial interest | 622 | Direct |
| Dec. 11, 2012 | HEQ | common shares of beneficial interest | 729 | Direct |
| Dec. 11, 2012 | JHS | common shares of beneficial interest | 723 | Direct |
| Dec. 11, 2012 | JHI | common shares of beneficial interest | 497 | Direct |