James M Oates

CIK 1180238 · View on SEC EDGAR ↗

Insider

First SEC filing: June 8, 2018 · Latest: June 8, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 72 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

72 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 2, 2021 SFB S 20,000 $68.64 $1,372,800 4,996 Direct -80.01% Disposed -71.5% (price as of 2026-08-20)
Feb. 22, 2021 SFB S 10,000 $60.63 $606,300 2,842 Direct -77.87% Disposed -67.8% (price as of 2026-08-20)
Nov. 9, 2020 SFB S 9,000 $68.14 $613,260 4,463 Direct -66.85% Disposed -71.3% (price as of 2026-08-20)
Dec. 20, 2019 SFB S 10,000 $61.99 $619,900 9,435 Direct -51.45% Disposed -68.5% (price as of 2026-08-20)
May 9, 2019 SFB S 20,000 $58.61 $1,172,200 17,397 Direct -53.48% Disposed -66.7% (price as of 2026-08-20)
Nov. 10, 2017 SFB S 1,768 $52.27 $92,413 28,640 Direct -5.81% Disposed -62.6% (price as of 2026-08-20)
July 17, 2017 VGI S 1,586 $16.81 $26,661 0 Direct -100.00% Disposed -56.6% (price as of 2026-08-20)
Jan. 11, 2017 ZTR P 3,000 $11.26 $33,780 3,000 Direct Acquired -39.9% (price as of 2026-08-20)
Dec. 5, 2016 SFB S 5,000 $50.42 $252,100 28,004 Direct -15.15% Disposed -61.2% (price as of 2026-08-20)
Nov. 22, 2016 SFB S 5,000 $50.20 $251,000 33,004 Direct -13.16% Disposed -61.1% (price as of 2026-08-20)
Feb. 10, 2014 JHS P 136 $14.53 $1,976 924 Direct +17.26% Acquired -24.7% (price as of 2026-08-20)
Feb. 10, 2014 PDT P 162 $12.22 $1,980 1,104 Direct +17.20% Acquired 4.3% (price as of 2026-08-20)
Feb. 10, 2014 HPS P 118 $16.82 $1,985 842 Direct +16.30% Acquired -16.5% (price as of 2026-08-20)
Feb. 10, 2014 HPI P 105 $18.95 $1,990 739 Direct +16.56% Acquired -15.5% (price as of 2026-08-20)
Feb. 10, 2014 HPF P 105 $18.88 $1,982 732 Direct +16.75% Acquired -16.6% (price as of 2026-08-20)
Feb. 10, 2014 JHI P 100 $19.97 $1,997 706 Direct +16.50% Acquired -33.3% (price as of 2026-08-20)
Nov. 26, 2013 SFB S 6,000 $44.95 $269,700 29,808 Direct -16.76% Disposed -56.5% (price as of 2026-08-20)
Nov. 18, 2013 JHI P 52 $18.83 $979 592 Direct +9.63% Acquired -29.3% (price as of 2026-08-20)
Nov. 18, 2013 HPS P 61 $16.06 $980 708 Direct +9.43% Acquired -12.5% (price as of 2026-08-20)
Nov. 18, 2013 HPI P 53 $18.35 $973 620 Direct +9.35% Acquired -12.7% (price as of 2026-08-20)
Nov. 18, 2013 HPF P 54 $18.23 $984 613 Direct +9.66% Acquired -13.6% (price as of 2026-08-20)
Sept. 17, 2013 SFB S 8,000 $42.51 $340,080 38,380 Direct -17.25% Disposed -54.0% (price as of 2026-08-20)
Feb. 21, 2012 SFB S 19,434 $38.80 $754,039 50,000 Direct -27.99% Disposed -49.6% (price as of 2026-08-20)
May 18, 2011 SFB S 10,000 $40.10 $401,000 65,450 Direct -13.25% Disposed -51.3% (price as of 2026-08-20)
Feb. 18, 2011 SFB S 5,821 $73.93 $430,347 52,000 Direct -10.07% Disposed -73.6% (price as of 2026-08-20)
Aug. 27, 2010 SFB S 11,000 $45.54 $500,940 56,678 Direct -16.25% Disposed -57.1% (price as of 2026-08-20)
March 17, 2010 SFB S 10,000 $54.97 $549,700 67,678 Direct -12.87% Disposed -64.5% (price as of 2026-08-20)
Feb. 17, 2009 SFB S 40,000 $35.06 $1,402,400 61,777 Direct -39.30% Disposed -44.3% (price as of 2026-08-20)

Showing latest 100 of 241 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 26, 2021 SFB Phantom Stock Units Common Stock (22,154) $0.00 22,154 Disposed
Jan. 12, 2021 SFB Phantom Stock Units Common Stock (6,004) $0.00 6,004 Disposed
June 5, 2020 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Disposed
May 29, 2020 SFB Phantom Stock Units Common Stock (2,096) $0.00 2,096 Acquired
Jan. 2, 2020 SFB Phantom Stock Units Common Stock (4,076) $0.00 4,076 Disposed
June 6, 2019 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Disposed
June 5, 2019 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Acquired
Jan. 2, 2019 SFB Phantom Stock Units Common Stock (4,179) $0.00 4,179 Disposed
Sept. 25, 2018 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Acquired
Aug. 7, 2018 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Disposed
June 7, 2018 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Disposed
June 6, 2018 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Acquired
Dec. 29, 2017 SFB Phantom Stock Units Common Stock (4,246) $0.00 4,246 Disposed
June 7, 2017 SFB Phantom Stock Units Common Stock (1,900) $0.00 1,900 Acquired
Dec. 30, 2016 SFB Phantom Stock Units Common Stock (3,768) $0.00 3,768 Disposed
June 15, 2016 SFB Phantom Stock Units Common Stock (437) $0.00 437 Acquired
June 15, 2016 SFB Phantom Stock Units Common Stock (3,750) $0.00 3,750 Acquired
Jan. 22, 2016 SFB Phantom Stock Units Common Stock (3,778) $0.00 3,778 Disposed
June 10, 2015 SFB Phantom Stock Units Common Stock (4,003) $0.00 4,003 Acquired
Jan. 22, 2015 SFB Phantom Stock Units Common Stock (3,859) $0.00 3,859 Disposed
June 11, 2014 SFB Phantom Stock Units Common Stock (4,076) $0.00 4,076 Acquired
Jan. 24, 2014 SFB Phantom Stock Units Common Stock (4,059) $0.00 4,059 Disposed
Aug. 6, 2013 SFB Phantom Stock Units Common Stock (8,487) $0.00 8,487 Acquired
June 12, 2013 SFB Phantom Stock Units Common Stock (4,179) $0.00 4,179 Acquired
Jan. 24, 2013 SFB Phantom Stock Units Common Stock (3,591) $0.00 3,591 Disposed
June 6, 2012 SFB Phantom Stock Units Common Stock (4,246) $0.00 4,246 Acquired
Jan. 17, 2012 SFB Phantom Stock Units Common Stock (3,984) $0.00 3,984 Disposed
June 1, 2011 SFB Phantom Stock Units Common Stock (3,768) $0.00 3,768 Acquired
March 14, 2011 SFB Stock Option (Option to Buy) Common Stock (300) $25.50 Jan. 3, 2016 300 Disposed
Jan. 19, 2011 SFB Phantom Stock Units Common Stock (3,147) $0.00 3,147 Disposed
April 23, 2010 SFB Phantom Stock Units Common Stock (2,519) $0.00 2,519 Acquired
Feb. 8, 2010 SFB Stock Option (Option to Buy) Common Stock (300) $25.50 Jan. 3, 2016 300 Disposed
Feb. 8, 2010 SFB Stock Option (Option to Buy) Common Stock (300) $13.48 Jan. 3, 2015 300 Disposed
Jan. 20, 2010 SFB Phantom Stock Units Common Stock (3,665) $0.00 3,665 Disposed
Jan. 20, 2010 SFB Phantom Stock Units Common Stock (928) $0.00 Jan. 1, 2014 928 Disposed
Jan. 20, 2010 SFB Phantom Stock Units Common Stock (10) $0.00 Oct. 1, 2013 10 Disposed
June 26, 2009 SFB Stock Option (Option to Buy) Common Stock (600) $38.25 Jan. 3, 2016 600 Disposed
June 26, 2009 SFB Stock Option (Option to Buy) Common Stock (300) $20.22 Jan. 3, 2015 300 Disposed
June 26, 2009 SFB Stock Option (Option to Buy) Common Stock (399) $13.89 Feb. 3, 2014 399 Disposed
June 3, 2009 SFB Phantom Stock Units Common Stock (2,573) $0.00 2,573 Acquired
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (1,286) $0.00 Oct. 1, 2013 1,286 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (242) $0.00 Sept. 1, 2013 242 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (128) $0.00 Aug. 6, 2013 128 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (510) $0.00 Aug. 6, 2013 510 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (257) $0.00 Aug. 1, 2013 257 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (253) $0.00 July 1, 2013 253 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (250) $0.00 June 1, 2013 250 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (59) $0.00 May 12, 2013 59 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (234) $0.00 May 12, 2013 234 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (259) $0.00 May 1, 2013 259 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (269) $0.00 April 1, 2013 269 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (263) $0.00 March 3, 2013 263 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (54) $0.00 Feb. 3, 2013 54 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (212) $0.00 Feb. 3, 2013 212 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (313) $0.00 Jan. 30, 2013 313 Disposed
Jan. 20, 2009 SFB Phantom Stock Units Common Stock (284) $0.00 Jan. 2, 2013 284 Disposed
May 6, 2008 SFB Phantom Stock Units Common Stock (1,804) $0.00 1,804 Acquired
Feb. 12, 2008 SFB Stock Option (Option to Buy) Common Stock (200) $20.22 Jan. 3, 2015 200 Disposed
Feb. 12, 2008 SFB Stock Option (Option to Buy) Common Stock (266) $13.89 Feb. 3, 2014 266 Disposed
Feb. 12, 2008 SFB Stock Option (Option to Buy) Common Stock (266) $8.70 Jan. 30, 2013 266 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (177) $0.00 Dec. 2, 2012 177 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (174) $0.00 Nov. 1, 2012 174 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (40) $0.00 Oct. 28, 2012 40 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (159) $0.00 Oct. 28, 2012 159 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (33) $0.00 Oct. 1, 2012 33 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (132) $0.00 Oct. 1, 2012 132 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (161) $0.00 Sept. 3, 2012 161 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (35) $0.00 Aug. 1, 2012 35 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (137) $0.00 Aug. 1, 2012 137 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (31) $0.00 July 23, 2012 31 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (124) $0.00 July 23, 2012 124 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (33) $0.00 July 1, 2012 33 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (132) $0.00 July 1, 2012 132 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (154) $0.00 June 1, 2012 154 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (166) $0.00 May 9, 2012 166 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (156) $0.00 May 1, 2012 156 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (32) $0.00 April 1, 2012 32 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (131) $0.00 April 1, 2012 131 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (174) $0.00 March 1, 2012 174 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (36) $0.00 Feb. 1, 2012 36 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (145) $0.00 Feb. 1, 2012 145 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (35) $0.00 Jan. 29, 2012 35 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (140) $0.00 Jan. 29, 2012 140 Disposed
Jan. 11, 2008 SFB Phantom Stock Units Common Stock (200) $0.00 Jan. 2, 2012 200 Disposed
May 14, 2007 SFB Phantom Stock Units Common Stock (1,596) $0.00 1,596 Acquired
Feb. 12, 2007 SFB Stock Option (Option to Buy) Common Stock (200) $38.25 Jan. 3, 2016 200 Disposed
Feb. 12, 2007 SFB Stock Option (Option to Buy) Common Stock (200) $20.22 Jan. 3, 2015 200 Disposed
Feb. 12, 2007 SFB Stock Option (Option to Buy) Common Stock (267) $13.89 Feb. 3, 2014 267 Disposed
Feb. 12, 2007 SFB Stock Option (Option to Buy) Common Stock (266) $8.70 Jan. 30, 2013 266 Disposed
Feb. 12, 2007 SFB Stock Option (Option to Buy) Common Stock (266) $7.80 Jan. 2, 2012 266 Disposed
Jan. 19, 2007 SFB Phantom Stock Units Common Stock (2,938) $0.00 2,938 Disposed
May 9, 2006 SFB Phantom Stock Units Common Stock (1,770) $0.00 1,770 Acquired
April 11, 2006 SFB Stock Option (Option to Buy) Common Stock (200) $20.22 Jan. 3, 2015 200 Disposed
April 11, 2006 SFB Stock Option (Option to Buy) Common Stock (534) $13.89 Feb. 3, 2014 534 Disposed
April 11, 2006 SFB Stock Option (Option to Buy) Common Stock (1,333) $10.83 1,333 Disposed
April 11, 2006 SFB Stock Option (Option to Buy) Common Stock (1,333) $10.83 1,333 Disposed
April 11, 2006 SFB Stock Option (Option to Buy) Common Stock (801) $8.70 Jan. 30, 2013 801 Disposed
April 11, 2006 SFB Stock Option (Option to Buy) Common Stock (1,067) $7.80 Jan. 2, 2012 1,067 Disposed
Feb. 13, 2006 SFB Phantom Stock Units Common Stock (378) $0.00 378 Disposed
Jan. 3, 2006 SFB Stock Option (Option to Buy) Common Stock (1,000) $38.25 Jan. 3, 2016 1,000 Acquired

Showing latest 100 of 123 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 15, 2013 VGI Common Stock 1,000 Direct
Dec. 11, 2012 HPI common shares of beneficial interest 524 Direct
Dec. 11, 2012 HPF common shares of beneficial interest 516 Direct
Dec. 11, 2012 HPS common shares of beneficial interest 597 Direct
Dec. 11, 2012 BTO common shares of beneficial interest 646 Direct
Dec. 11, 2012 PDT common shares of beneficial interest 838 Direct
Dec. 11, 2012 HTD common shares of beneficial interest 622 Direct
Dec. 11, 2012 HEQ common shares of beneficial interest 729 Direct
Dec. 11, 2012 JHS common shares of beneficial interest 723 Direct
Dec. 11, 2012 JHI common shares of beneficial interest 497 Direct