James M Pusey
CIK 1319810 · View on SEC EDGAR ↗
First SEC filing: March 7, 2005 · Latest: March 7, 2005
On this page
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 29, 2006 | CAPS | S 10b5-1 | 54,000 | $2.20 | $118,800 | 146,000 Direct | -27.00% | Disposed | -100.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 11, 2006 | CAPS | Stock Option (Right to Buy) | Common Stock (50,000) | $5.33 | Feb. 11, 2016 | 50,000 | Acquired |
| March 15, 2005 | CAPS | Stock Option (Right to Buy) | Common Stock (75,000) | $5.31 | March 3, 2015 | 75,000 | Acquired |
| March 3, 2005 | CAPS | Stock Option (Right to Buy) | Common Stock (425,000) | $5.88 | March 3, 2015 | 425,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 7, 2005 | CAPS | No securities beneficially owned | 0 | Direct |