James M Rallo

CIK 1352659 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 25, 2013 · Latest: Nov. 25, 2024

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 67 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

67 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 1, 2016 LQDT S 11,054 $8.56 $94,622 0 Direct -100.00% Disposed 402.2% (price as of 2026-08-20)
Oct. 10, 2016 LQDT S 3,007 $10.03 $30,160 0 Direct -100.00% Disposed 328.6% (price as of 2026-08-20)
Oct. 7, 2016 LQDT S 2,144 $10.06 $21,569 3,007 Direct -41.62% Disposed 327.3% (price as of 2026-08-20)
Oct. 6, 2016 LQDT S 1,787 $10.28 $18,370 5,151 Direct -25.76% Disposed 318.2% (price as of 2026-08-20)
Oct. 5, 2016 LQDT S 4,068 $10.51 $42,755 6,938 Direct -36.96% Disposed 309.0% (price as of 2026-08-20)
Oct. 4, 2016 LQDT S 1,699 $10.52 $17,873 11,006 Direct -13.37% Disposed 308.7% (price as of 2026-08-20)
Oct. 3, 2016 LQDT S 3,816 $10.65 $40,640 12,705 Direct -23.10% Disposed 303.7% (price as of 2026-08-20)
July 1, 2016 LQDT S 3,054 $7.92 $24,188 0 Direct -100.00% Disposed 442.8% (price as of 2026-08-20)
April 1, 2016 LQDT S 7,716 $5.13 $39,583 0 Direct -100.00% Disposed 738.0% (price as of 2026-08-20)
Nov. 3, 2015 LQDT S 22,107 $8.31 $183,709 0 Direct -100.00% Disposed 417.3% (price as of 2026-08-20)
Oct. 2, 2015 LQDT S 19,720 $7.23 $142,576 0 Direct -100.00% Disposed 494.6% (price as of 2026-08-20)
Aug. 10, 2015 LQDT S 3,985 $9.23 $36,782 0 Indirect -100.00% Disposed 365.8% (price as of 2026-08-20)
July 5, 2015 LQDT S 3,054 $9.34 $28,524 0 Direct -100.00% Disposed 360.3% (price as of 2026-08-20)
May 8, 2015 LQDT S 3,900 $10.15 $39,585 3,985 Indirect -49.46% Disposed 323.5% (price as of 2026-08-20)
Feb. 26, 2015 LQDT S 1,497 $10.00 $14,970 0 Direct -100.00% Disposed 329.9% (price as of 2026-08-20)
Feb. 25, 2015 LQDT S 10,014 $10.00 $100,140 1,497 Direct -87.00% Disposed 329.9% (price as of 2026-08-20)
May 12, 2014 LQDT P 14,065 $13.06 $183,689 14,065 Indirect — Acquired 229.2% (price as of 2026-08-20)
May 9, 2014 LQDT P 460 $12.20 $5,612 460 Indirect — Acquired 252.4% (price as of 2026-08-20)
May 9, 2014 LQDT P 685 $12.20 $8,357 685 Indirect — Acquired 252.4% (price as of 2026-08-20)
May 9, 2014 LQDT P 4,625 $12.20 $56,425 4,625 Indirect — Acquired 252.4% (price as of 2026-08-20)
May 9, 2014 LQDT P 7,885 $12.20 $96,197 7,885 Indirect — Acquired 252.4% (price as of 2026-08-20)
May 9, 2014 LQDT P 8,000 $12.20 $97,600 8,000 Indirect — Acquired 252.4% (price as of 2026-08-20)
Oct. 2, 2013 LQDT S 1,362 $32.51 $44,279 1,320 Direct -50.78% Disposed 32.2% (price as of 2026-08-20)
Oct. 1, 2013 LQDT S 5,921 $32.67 $193,439 2,682 Direct -68.82% Disposed 31.6% (price as of 2026-08-20)
Sept. 11, 2013 LQDT S 8,541 $35.77 $305,512 1,320 Direct -86.61% Disposed 20.2% (price as of 2026-08-20)
July 2, 2013 LQDT S 10b5-1 24,299 $35.00 $850,465 1,320 Direct -94.85% Disposed 22.8% (price as of 2026-08-20)
March 20, 2013 LQDT S 1,027 $29.50 $30,296 2,466 Direct -29.40% Disposed 45.7% (price as of 2026-08-20)
Oct. 2, 2012 LQDT S 6,032 $46.65 $281,393 600 Direct -90.95% Disposed -7.8% (price as of 2026-08-20)
Sept. 27, 2012 LQDT S 1,248 $49.42 $61,676 6,632 Direct -15.84% Disposed -13.0% (price as of 2026-08-20)
Sept. 19, 2012 LQDT S 8,543 $54.80 $468,156 600 Direct -93.44% Disposed -21.6% (price as of 2026-08-20)
June 6, 2012 LQDT S 4,642 $63.00 $292,446 600 Direct -88.55% Disposed -31.8% (price as of 2026-08-20)
April 16, 2012 LQDT S 949 $51.46 $48,836 600 Direct -61.27% Disposed -16.5% (price as of 2026-08-20)
March 1, 2012 LQDT S 8,539 $43.12 $368,202 600 Direct -93.43% Disposed -0.3% (price as of 2026-08-20)

Showing latest 100 of 217 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 2, 2021 XMTR Stock Option (right to buy) Class A Common Stock (10,000) $12.32 March 27, 2031 10,000 Acquired
July 2, 2021 XMTR Stock Option (right to buy) Common Stock [F2] (10,000) $12.32 March 27, 2031 10,000 Disposed
July 2, 2021 XMTR Stock Option (right to buy) Class A Common Stock (458,822) $3.65 May 5, 2030 458,822 Acquired
July 2, 2021 XMTR Stock Option (right to buy) Common Stock [F2] (458,822) $3.65 May 5, 2030 458,822 Disposed
Nov. 1, 2016 LQDT Employee Stock Grant Common Stock (22,108) $13.57 May 14, 2024 11,054 Disposed
Oct. 3, 2016 LQDT Employee Stock Grant Common Stock (25,520) $6.63 Oct. 1, 2025 6,380 Disposed
Oct. 3, 2016 LQDT Employee Stock Grant Common Stock (38,584) $10.41 Oct. 1, 2024 7,717 Disposed
Oct. 3, 2016 LQDT Employee Stock Grant Common Stock (2,346) $21.99 Oct. 1, 2023 1,173 Disposed
Oct. 3, 2016 LQDT Employee Stock Grant Common Stock (1,251) $38.09 Oct. 1, 2022 1,251 Disposed
July 1, 2016 LQDT Employee Stock Grant Common Stock (6,108) $29.47 July 18, 2023 3,054 Disposed
April 1, 2016 LQDT Employee Stock Grant Common Stock (46,300) $10.41 Oct. 1, 2024 7,716 Disposed
Dec. 22, 2015 LQDT Employee Stock Grant Common Stock (25,520) $6.63 Oct. 1, 2025 25,520 Acquired
Dec. 22, 2015 LQDT Employee Stock Grant Common Stock (6,380) $6.63 Oct. 1, 2025 6,380 Acquired
Dec. 22, 2015 LQDT Employee Stock Option Common Stock (13,987) $6.63 Oct. 1, 2025 13,987 Acquired
Dec. 22, 2015 LQDT Employee Stock Option Common Stock (3,497) $6.63 Oct. 1, 2025 3,497 Acquired
May 15, 2015 LQDT Employee Stock Option Common Stock (3,169) $10.41 Oct. 1, 2024 3,169 Acquired
May 15, 2015 LQDT Employee Stock Option Common Stock (12,675) $10.41 Oct. 1, 2024 12,675 Acquired
May 15, 2015 LQDT Employee Stock Grant Common Stock (15,434) $10.41 Oct. 1, 2024 15,434 Acquired
May 15, 2015 LQDT Employee Stock Grant Common Stock (61,734) $10.41 Oct. 1, 2024 61,734 Acquired
Jan. 14, 2015 LQDT Employee Stock Option Common Stock (58,031) $29.47 July 18, 2023 58,031 Disposed
Jan. 14, 2015 LQDT Employee Stock Grant Common Stock (28,503) $29.47 July 18, 2023 28,503 Disposed
Jan. 14, 2015 LQDT Employee Stock Option Common Stock (3,335) $38.09 Oct. 1, 2022 3,335 Disposed
Jan. 14, 2015 LQDT Employee Stock Grant Common Stock (5,003) $38.09 Oct. 1, 2022 5,003 Disposed
May 14, 2014 LQDT Employee Stock Grant Common Stock (44,215) $13.57 May 14, 2024 44,215 Acquired
Nov. 27, 2013 LQDT Employee Stock Option Common Stock (9,938) $21.99 Oct. 1, 2023 9,938 Acquired
Nov. 27, 2013 LQDT Employee Stock Option Common Stock (9,938) $21.99 Oct. 1, 2023 9,938 Acquired
Nov. 27, 2013 LQDT Employee Stock Grant Common Stock (4,691) $21.99 Oct. 1, 2023 4,691 Acquired
Nov. 27, 2013 LQDT Employee Stock Grant Common Stock (4,692) $21.99 Oct. 1, 2023 4,692 Acquired
Sept. 11, 2013 LQDT Employee Stock Option Common Stock (8,219) $15.47 Oct. 1, 2020 1,541 Disposed
Sept. 11, 2013 LQDT Employee Stock Option Common Stock (9,338) $7.48 Oct. 1, 2018 7,000 Disposed
July 18, 2013 LQDT Employee Stock Option Common Stock (58,031) $29.47 July 18, 2023 58,031 Acquired
July 18, 2013 LQDT Employee Stock Option Common Stock (24,871) $29.47 July 18, 2023 24,871 Acquired
July 18, 2013 LQDT Employee Stock Grant Common Stock (28,503) $29.47 July 18, 2023 28,503 Acquired
July 18, 2013 LQDT Employee Stock Grant Common Stock (12,216) $29.47 July 18, 2023 12,216 Acquired
July 2, 2013 LQDT Employee Stock Option Common Stock (12,842) $15.47 Oct. 1, 2020 4,623 Disposed
July 2, 2013 LQDT Employee Stock Option Common Stock (27,868) $7.48 Oct. 1, 2018 18,530 Disposed
Feb. 7, 2013 LQDT Employee Stock Option Common Stock (30,334) $7.48 Oct. 1, 2018 2,466 Disposed
Nov. 16, 2012 LQDT Employee Stock Option Common Stock (3,335) $38.09 Oct. 1, 2022 3,335 Acquired
Nov. 16, 2012 LQDT Employee Stock Option Common Stock (3,335) $38.09 Oct. 1, 2022 3,335 Acquired
Nov. 16, 2012 LQDT Employee Stock Grant Common Stock (5,003) $38.09 Oct. 1, 2022 5,003 Acquired
Nov. 16, 2012 LQDT Employee Stock Grant Common Stock (5,003) $38.09 Oct. 1, 2022 5,003 Acquired
Nov. 16, 2012 LQDT Employee Stock Option Common Stock (5,330) $38.09 Oct. 1, 2022 5,330 Acquired
Nov. 16, 2012 LQDT Employee Stock Option Common Stock (5,330) $38.09 Oct. 1, 2022 5,330 Acquired
Nov. 16, 2012 LQDT Employee Stock Grant Common Stock (3,007) $38.09 Oct. 1, 2022 3,007 Acquired
Nov. 16, 2012 LQDT Employee Stock Grant Common Stock (3,008) $38.09 Oct. 1, 2022 3,008 Acquired
Sept. 19, 2012 LQDT Employee Stock Option Common Stock (14,383) $15.47 Oct. 1, 2020 1,541 Disposed
Sept. 19, 2012 LQDT Employee Stock Option Common Stock (41,236) $7.48 Oct. 1, 2018 7,002 Disposed
June 6, 2012 LQDT Employee Stock Option Common Stock (15,924) $15.47 Oct. 1, 2020 1,541 Disposed
June 6, 2012 LQDT Employee Stock Option Common Stock (44,337) $7.48 Oct. 1, 2018 3,101 Disposed
March 1, 2012 LQDT Employee Stock Option Common Stock (17,464) $15.47 Oct. 1, 2020 1,540 Disposed
March 1, 2012 LQDT Employee Stock Option Common Stock (51,336) $7.48 Oct. 1, 2018 6,999 Disposed
Dec. 13, 2011 LQDT Employee Stock Option Common Stock (56,003) $7.48 Oct. 1, 2018 4,667 Disposed
Dec. 13, 2011 LQDT Employee Stock Option Common Stock (18,492) $15.47 Oct. 1, 2020 1,028 Disposed
Nov. 23, 2011 LQDT Employee Stock Option Common Stock (12,358) $31.11 Oct. 1, 2021 12,358 Acquired
Nov. 23, 2011 LQDT Employee Stock Grant Common Stock (7,446) $31.11 Oct. 1, 2021 7,446 Acquired
Oct. 12, 2011 LQDT Employee Stock Option Common Stock (59,000) $7.48 Oct. 1, 2018 2,997 Disposed
Oct. 12, 2011 LQDT Employee Stock Option Common Stock (17,439) $10.93 Oct. 1, 2017 17,439 Disposed
Oct. 11, 2011 LQDT Common Stock Common Stock (42,439) $10.93 Oct. 1, 2017 25,000 Disposed
Oct. 10, 2011 LQDT Employee Stock Option Common Stock (24,655) $15.47 Oct. 1, 2020 6,163 Disposed
Oct. 10, 2011 LQDT Employee Stock Option Common Stock (44,400) $10.93 Oct. 1, 2017 1,961 Disposed
Oct. 10, 2011 LQDT Employee Stock Option Common Stock (16,876) $12.89 March 30, 2016 16,876 Disposed
Sept. 16, 2011 LQDT Employee Stock Option Common Stock (45,000) $10.93 Oct. 1, 2017 600 Disposed
Sept. 8, 2011 LQDT Employee Stock Option Common Stock (70,000) $10.93 Oct. 1, 2017 25,000 Disposed
Sept. 6, 2011 LQDT Employee Stock Option Common Stock (84,000) $7.48 Oct. 1, 2018 25,000 Disposed
Nov. 30, 2010 LQDT Employee Stock Option Common Stock (10,000) $15.47 Oct. 1, 2020 10,000 Acquired
Nov. 30, 2010 LQDT Employee Stock Option Common Stock (24,655) $15.47 Oct. 1, 2020 24,655 Acquired
Nov. 30, 2010 LQDT Employee Stock Grant Common Stock (16,685) $15.47 Oct. 1, 2020 16,685 Acquired
Oct. 18, 2010 LQDT Employee Stock Option Common Stock (96,124) $7.48 Oct. 1, 2018 12,124 Disposed
Oct. 15, 2010 LQDT Employee Stock Option Common Stock (121,124) $7.48 Oct. 1, 2018 25,000 Disposed
Oct. 14, 2010 LQDT Employee Stock Option Common Stock (140,000) $7.48 Oct. 1, 2018 18,876 Disposed
Oct. 14, 2010 LQDT Employee Stock Option Common Stock (6,124) $7.00 Oct. 28, 2015 6,124 Disposed
Oct. 13, 2010 LQDT Employee Stock Option Common Stock (31,124) $7.00 Oct. 28, 2015 25,000 Disposed
Oct. 12, 2010 LQDT Employee Stock Option Common Stock (56,124) $7.00 Oct. 28, 2015 25,000 Disposed
Sept. 10, 2010 LQDT Employee Stock Option Common Stock (12,500) $2.00 Feb. 24, 2015 12,500 Disposed
Sept. 10, 2010 LQDT Employee Stock Option Common Stock (67,500) $7.00 Oct. 28, 2015 11,376 Disposed
March 15, 2010 LQDT Restricted Share Grant Common Stock (12,000) $9.05 Oct. 1, 2019 12,000 Disposed
Dec. 1, 2009 LQDT Employee Stock Option Common Stock (12,000) $9.05 Oct. 1, 2019 12,000 Acquired
Feb. 11, 2009 LQDT Employee Stock Option Common Stock $2.00 Feb. 24, 2015 47,417 Disposed
Feb. 11, 2009 LQDT Employee Stock Option Common Stock (42,209) $2.00 Feb. 24, 2015 42,209 Disposed
Dec. 29, 2008 LQDT Employee Stock Option Common Stock (140,000) $7.48 Oct. 1, 2018 140,000 Acquired
Jan. 4, 2008 LQDT Employee Stock Option Common Stock (625) $12.89 March 30, 2016 625 Disposed
Dec. 4, 2007 LQDT Employee Stock Option Common Stock (70,000) $10.93 Oct. 1, 2017 70,000 Acquired
Nov. 30, 2007 LQDT Employee Stock Option Common Stock (1,250) $12.89 March 30, 2016 1,250 Disposed
Oct. 16, 2007 LQDT Employee Stock Option Common Stock (625) $12.89 March 30, 2016 625 Disposed
Sept. 13, 2007 LQDT Employee Stock Option Common Stock (625) $12.89 March 30, 2016 625 Disposed
Aug. 2, 2007 LQDT Employee Stock Option Common Stock (9,999) $12.89 March 30, 2016 9,999 Disposed
Aug. 2, 2007 LQDT Employee Stock Option Common Stock (13,000) $2.00 Feb. 24, 2015 13,000 Disposed
Jan. 31, 2007 LQDT Employee Stock Option Common Stock (7,500) $2.00 Feb. 24, 2015 7,500 Disposed
Jan. 30, 2007 LQDT Employee Stock Option Common Stock (75,833) $2.00 Feb. 24, 2015 75,833 Disposed
Jan. 30, 2007 LQDT Employee Stock Option Common Stock (3,167) $7.00 Oct. 28, 2015 3,167 Disposed
Jan. 29, 2007 LQDT Employee Stock Option Common Stock (1,700) $7.00 Oct. 28, 2015 1,700 Disposed
Jan. 25, 2007 LQDT Employee Stock Option Common Stock (2,633) $7.00 Oct. 28, 2015 2,633 Disposed
March 30, 2006 LQDT Employee Stock Option (Right to Buy) Common Stock (30,000) $12.89 March 30, 2016 30,000 Acquired
Feb. 28, 2006 LQDT Employee Stock Option (right to buy) Common Stock (7,500) $7.00 Oct. 27, 2015 7,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 25, 2024 FACTW Class B ordinary shares→ Class A ordinary shares (30,000) 30,000 Direct
July 8, 2021 XMTR Stock Option (right to buy)→ Common Stock (458,822) 458,822 Direct
July 8, 2021 XMTR Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct
Feb. 22, 2006 LQDT Common Stock 93,750 Direct
Feb. 22, 2006 LQDT Employee Stock Option (right to buy)→ Common Stock (156,250) 156,250 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LQDT

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $214,554 — $62,475 $193,192 $0 — $542,519 $1,012,740
2018 $367,000 — — — $117,598 — $15,397 $922,280
2017 $330,424 — — — $118,636 — $20,068 $631,868

XMTR

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $416,000 — — — $135,251 — $12,587 $1,541,019
2022 $406,291 — — — — — $11,694 $1,929,991
2021 $346,635 — — $195,267 $148,406 — $11,204 $701,512

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.