James M. Roach
First SEC filing: June 6, 2018 · Latest: June 6, 2018
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 5, 2018 | PULM | A | 801,000 | · | · | 801,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 3, 2017 | PULM | A | 360,000 | · | · | 360,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 5, 2018 | PULM | Stock Option (Right to Buy) | Common Stock | $0.47 | June 5, 2028 | 801,000 | Acquired |
| Nov. 3, 2017 | PULM | Stock Option (Right to Buy) | Common Stock | $1.57 | Nov. 3, 2027 | 360,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2017 | $51,269 | $172,000 | · | · | · | · | $1,069 | $602,092 |
| 2016 | · | · | · | · | · | · | · | · |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.