James M Sweet

CIK 1317003 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 18, 2013 · Latest: Nov. 18, 2013

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 56 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

56 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 14, 2013 NWL S 5,000 $29.75 $148,750 92,524 Direct -5.13% Disposed -80.4% (price as of 2026-08-21)
Nov. 14, 2013 NWL S 4,000 $29.74 $118,960 97,524 Direct -3.94% Disposed -80.4% (price as of 2026-08-21)
Nov. 14, 2013 NWL S 13,333 $29.73 $396,390 101,524 Direct -11.61% Disposed -80.4% (price as of 2026-08-21)
Nov. 14, 2013 NWL S 6,000 $29.72 $178,320 114,857 Direct -4.96% Disposed -80.4% (price as of 2026-08-21)
Nov. 14, 2013 NWL S 100 $29.69 $2,969 120,857 Direct -0.08% Disposed -80.4% (price as of 2026-08-21)
Nov. 14, 2013 NWL S 27,900 $29.66 $827,514 120,957 Direct -18.74% Disposed -80.4% (price as of 2026-08-21)
May 10, 2013 NWL S 41,735 $27.12 $1,131,853 92,510 Direct -31.09% Disposed -78.5% (price as of 2026-08-21)
May 10, 2013 NWL S 400 $27.11 $10,844 134,245 Direct -0.30% Disposed -78.5% (price as of 2026-08-21)
May 10, 2013 NWL S 38,032 $27.09 $1,030,287 134,645 Direct -22.02% Disposed -78.5% (price as of 2026-08-21)
June 14, 2012 NWL S 1,600 $18.32 $29,312 64,429 Direct -2.42% Disposed -68.2% (price as of 2026-08-21)
June 14, 2012 NWL S 4,935 $18.31 $90,360 66,029 Direct -6.95% Disposed -68.2% (price as of 2026-08-21)
June 14, 2012 NWL S 52,465 $18.30 $960,110 70,964 Direct -42.51% Disposed -68.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 14, 2013 NWL Options (Right to Buy) Common Stock (30,000) $23.99 Feb. 8, 2016 30,000 Disposed
Nov. 14, 2013 NWL Options (Right to Buy) Common Stock (4,468) $22.38 Feb. 10, 2015 4,468 Disposed
Nov. 14, 2013 NWL Options (Right to Buy) Common Stock (5,865) $23.64 April 30, 2014 5,865 Disposed
Nov. 14, 2013 NWL Options (Right to Buy) Common Stock (16,000) $22.58 Jan. 28, 2014 16,000 Disposed
May 10, 2013 NWL Options (Right to Buy) Common Stock (8,135) $23.64 April 30, 2014 8,135 Disposed
May 10, 2013 NWL Options (Right to Buy) Common Stock (20,000) $22.98 May 13, 2014 20,000 Disposed
May 10, 2013 NWL Options (Right to Buy) Common Stock (18,032) $22.38 Feb. 10, 2015 18,032 Disposed
May 10, 2013 NWL Options (Right to Buy) Common Stock (34,000) $13.64 Feb. 10, 2020 34,000 Disposed
Feb. 11, 2013 NWL Restricted Stock Units Common Stock (14,190) — — 14,190 Disposed
Feb. 6, 2013 NWL Restricted Stock Units Common Stock (16,109) — — 16,109 Acquired
June 14, 2012 NWL Options (Right to Buy) Common Stock (59,000) $7.71 Feb. 11, 2019 59,000 Disposed
Feb. 13, 2012 NWL Restricted Stock Units Common Stock (22,000) — — 22,000 Disposed
Feb. 8, 2012 NWL Restricted Stock Units Common Stock (17,866) — — 17,866 Acquired
Feb. 9, 2011 NWL Restricted Stock Units Common Stock (10,290) — — 10,290 Acquired
Feb. 9, 2011 NWL Option (Right to Buy) Common Stock (26,299) $19.68 Feb. 9, 2021 26,299 Acquired
Feb. 10, 2010 NWL Option (Right to Buy) Common Stock (34,000) $13.64 Feb. 10, 2020 34,000 Acquired
Feb. 10, 2010 NWL Restricted Stock Units Common Stock (14,190) — — 14,190 Acquired
Feb. 11, 2009 NWL Option (Right to Buy) Common Stock (59,000) $7.71 Feb. 11, 2019 59,000 Acquired
Feb. 11, 2009 NWL Restricted Stock Units Common Stock (22,000) — — 22,000 Acquired
Feb. 13, 2008 NWL Option (Right to Buy) Common Stock (65,000) $23.32 Feb. 13, 2018 65,000 Acquired
Feb. 6, 2007 NWL Option (Right to Buy) Common Stock (50,000) $30.37 Feb. 6, 2017 50,000 Acquired
Feb. 8, 2006 NWL Option (Right to Buy) Common Stock (30,000) $23.99 Feb. 8, 2016 30,000 Acquired
Feb. 10, 2005 NWL Option (Right to Buy) Common Stock (22,500) $22.38 Feb. 10, 2015 22,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 14, 2005 NWL Common Stock 5,139 Direct
Feb. 14, 2005 NWL Option (Right to Buy)→ Common Stock (16,000) 16,000 Direct
Feb. 14, 2005 NWL Option (Right to Buy)→ Common Stock (14,000) 14,000 Direct
Feb. 14, 2005 NWL Option (Right to Buy)→ Common Stock (20,000) 20,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NWL

EVP
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $487,595 — — — $329,517 $274,015 $106,994 $3,250,496

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.